13F-HR/A filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR/A for the quarter ended 2018-06-30, filed 2019-04-23, with 6,836 holding rows worth $370,131,696,000.
- Accession
- 0000895421-19-000452
- Filer
- CIK 895421
- Filed
- 2019-04-23
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A holdings report, amendment of type restatement, 26,140 entries on the cover page, a total value of $370,131,696,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $370,131,688,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMorgan Stanley Asia International Ltd028-17710
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerFundlogic Sas028-15873
- included managerMorgan Stanley Asia Ltd028-19343
- included managerMorgan Stanley Wealth Management Australia Pty Ltd028-19344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 220,387 | $2,171,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 184,791 | $2,169,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 59,156 | $2,167,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 271,620 | $2,166,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 247,650 | $2,166,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 64,811 | $2,166,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 175,509 | $2,166,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 80,728 | $2,164,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G862 | FLOAT RATE ETF | 86,726 | $2,160,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 449,117 | $2,159,000 | thousands by filing date | |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 2,140,000 | $2,157,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 37,763 | $2,156,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 148,382 | $2,156,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 100,460 | $2,156,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 240,756 | $2,156,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 192,644 | $2,148,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 46,949 | $2,146,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAA3 | NOTE 5.500% 3/1 | 2,010,000 | $2,144,000 | thousands by filing date | principal |
| HYSTER-YALE INC | 449172105 | CL A | 33,302 | $2,140,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 1,320,996 | $2,140,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 254,642 | $2,139,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 64,583 | $2,137,000 | thousands by filing date | |
| Canadian $ ETF | 46138T104 | ETF | 28,426 | $2,134,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 243,317 | $2,131,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 24,637 | $2,130,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 61,975 | $2,126,000 | thousands by filing date | |
| ARES MGMT LP COM SHS REG INT | 04014Y101 | Stock | 102,639 | $2,124,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 164,477 | $2,123,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 290,575 | $2,121,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT BASIC MATERIALS MOMENTUMETF | 46137V704 | ETF | 31,139 | $2,118,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 73,700 | $2,115,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 57,787 | $2,112,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 40,583 | $2,111,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 496,333 | $2,110,000 | thousands by filing date | |
| VANECK INTERNATIONAL HIGH YIEL | 92189F445 | INTERNATIONAL HI | 86,471 | $2,108,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 167,918 | $2,107,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 43,122 | $2,107,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 473,142 | $2,106,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 120,996 | $2,104,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 67,631 | $2,101,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 141,366 | $2,097,000 | thousands by filing date | |
| Goldman Sachs Equal Weight U.S. Large Cap Equity ETF | 381430438 | SHS | 47,713 | $2,096,000 | thousands by filing date | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 90,967 | $2,086,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 82,712 | $2,080,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V472 | S&P MDCP QUALITY | 42,345 | $2,080,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 317,802 | $2,076,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 286,989 | $2,075,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 423,320 | $2,066,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V381 | S&P500 EQL DIS | 19,917 | $2,063,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 97,197 | $2,063,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 89,981 | $2,062,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 67,204 | $2,059,000 | thousands by filing date | |
| SAEXPLORATION HLDGS INC | 78636X204 | COM NEW | 1,273,142 | $2,050,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 143,775 | $2,049,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 320,393 | $2,048,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROU | 45857P707 | SPONSORED ADR | 32,643 | $2,046,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A309 | COM PAR | 388,008 | $2,046,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 140,830 | $2,043,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 42,239 | $2,040,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 30,666 | $2,040,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 111,128 | $2,040,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 50,551 | $2,037,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 103,657 | $2,037,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339AA3 | NOTE 2.500% 2/0 | 1,960,000 | $2,036,000 | thousands by filing date | principal |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 341,848 | $2,034,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 867,693 | $2,031,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 67,926 | $2,031,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 596,444 | $2,029,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 151,050 | $2,027,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 40,870 | $2,024,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 1,500,000 | $2,021,000 | thousands by filing date | principal |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 103,513 | $2,019,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 115,910 | $2,015,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 25,681 | $2,015,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 33,822 | $2,013,000 | thousands by filing date | |
| NUVEEN MTG OPPTY TERM FD 2 | 67074R100 | COM | 88,637 | $2,013,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 24,764 | $2,009,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533AC2 | NOTE 5.000% 6/1 | 1,970,818 | $2,003,000 | thousands by filing date | principal |
| Viewra, Inc | 92672L107 | COM | 289,100 | $2,000,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 506,893 | $1,997,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 21,944 | $1,995,000 | thousands by filing date | |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 97,456 | $1,994,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 229,272 | $1,990,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 71,853 | $1,989,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 78,120 | $1,985,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 31,463 | $1,983,000 | thousands by filing date | |
| WELLS FARGO & CO NEW | 949746119 | *W EXP 10/28/201 | 90,033 | $1,982,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 296,519 | $1,981,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 309,425 | $1,981,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 125,367 | $1,974,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 43,929 | $1,972,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 166,068 | $1,972,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 92,837 | $1,971,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F668 | UNCVTL OIL GAS | 112,604 | $1,970,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 190,143 | $1,964,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 68,791 | $1,961,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 31,762 | $1,952,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 37,260 | $1,945,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 388,451 | $1,942,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 1,937,000 | $1,939,000 | thousands by filing date | principal |
| INVESCO EXCHNG TRADED FD TR | 46138G607 | SHIPPING ETF | 190,896 | $1,939,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 169,283 | $1,934,000 | thousands by filing date | |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 133,761 | $1,932,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 20,282 | $1,932,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 56,821 | $1,930,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 78,592 | $1,930,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R700 | WBI BBR YLD 3000 | 74,650 | $1,929,000 | thousands by filing date | |
| CORPORATE CAP TR INC | 219880101 | COM | 123,460 | $1,928,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V449 | S&P 100 EQL WIGH | 35,944 | $1,927,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 77,230 | $1,926,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 231,324 | $1,920,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 57,463 | $1,920,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92837G100 | COM | 174,998 | $1,919,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V183 | S&P SML 600 EQ | 32,266 | $1,917,000 | thousands by filing date | |
| TRONC INC | 89703P107 | COM | 110,711 | $1,914,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 143,042 | $1,913,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 132,765 | $1,911,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 153,441 | $1,910,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 135,927 | $1,910,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 166,524 | $1,908,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 225,316 | $1,908,000 | thousands by filing date | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 43,872 | $1,907,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 50,720 | $1,907,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 178,433 | $1,903,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 225,258 | $1,901,000 | thousands by filing date | |
| QUANTENNA COMMUNICATIONS INC | 74766D100 | COM | 122,223 | $1,899,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 287,985 | $1,898,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 231,469 | $1,897,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 162,406 | $1,894,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 277,881 | $1,892,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 245,466 | $1,889,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 1,303,000 | $1,889,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 73,242 | $1,882,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E214 | S&P INTL QULTY | 76,937 | $1,881,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 158,623 | $1,879,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2027 CORPORATE BOND ETF | 46138J783 | ETF | 98,890 | $1,878,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 277,796 | $1,875,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 142,528 | $1,873,000 | thousands by filing date | |
| CUSHING ENERGY INCOME | 23162T102 | COM SH BEN INT | 201,595 | $1,867,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 53,350 | $1,865,000 | thousands by filing date | |
| ISHARES TR | 46432FBC0 | IBONDS MAR20 ETF | 71,892 | $1,859,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 23,595 | $1,858,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 190,278 | $1,857,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 19,723 | $1,856,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 68,055 | $1,855,000 | thousands by filing date | |
| PROSHARES TR II | 74347W163 | ULTRA VIX SHORT | 150,230 | $1,854,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 238,313 | $1,847,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 45,789 | $1,845,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 20,522 | $1,844,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 242,448 | $1,843,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 697,576 | $1,841,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 71,285 | $1,841,000 | thousands by filing date | |
| DHX MEDIA LTD | 252406152 | COM VAR VTG | 876,051 | $1,840,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 108,271 | $1,839,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 115,536 | $1,836,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 17,570 | $1,835,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 334,478 | $1,833,000 | thousands by filing date | |
| NUVEEN MUN 2021 TARGET TERM | 670687102 | COM | 193,072 | $1,824,000 | thousands by filing date | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 40,450 | $1,822,000 | thousands by filing date | |
| MIND C T I LTD | M70240102 | ORD | 836,840 | $1,816,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 4,885,888 | $1,815,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 72,976 | $1,814,000 | thousands by filing date | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 82,076 | $1,807,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 21,906 | $1,806,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 56,766 | $1,806,000 | thousands by filing date | |
| AXA EQUITABLE HLDGS INC | 054561105 | COM | 87,613 | $1,806,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 223,302 | $1,805,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 55,554 | $1,802,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 32,044 | $1,801,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 55,289 | $1,798,000 | thousands by filing date | |
| CAMBRIDGE BANCORP | 132152109 | COM | 20,762 | $1,797,000 | thousands by filing date | |
| ISHARES TR | 46434V712 | MIN VOL JAPN ETF | 26,412 | $1,796,000 | thousands by filing date | |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 117,636 | $1,794,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 36,045 | $1,794,000 | thousands by filing date | |
| DTE ENERGY CO | 233331883 | UNIT 99/99/9999 | 34,714 | $1,794,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 4,684 | $1,793,000 | thousands by filing date | |
| HAMILTON LANE INC | 407497106 | CL A | 37,387 | $1,793,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J775 | BLOO PRI PWR ETF | 38,532 | $1,791,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 48,551 | $1,789,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 42,383 | $1,785,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 1,507,000 | $1,783,000 | thousands by filing date | principal |
| TEAM INC | 878155100 | COM | 77,186 | $1,783,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 118,736 | $1,782,000 | thousands by filing date | |
| NEXA RES S A | L67359106 | COM | 151,344 | $1,781,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 122,346 | $1,781,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972AAC7 | BOND | 1,000,000 | $1,779,000 | thousands by filing date | principal |
| DIGI INTL INC | 253798102 | COM | 134,587 | $1,777,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 33,681 | $1,775,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 61,385 | $1,773,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 140,079 | $1,773,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 277,655 | $1,772,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 93,267 | $1,771,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 88,867 | $1,769,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 147,205 | $1,767,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 105,372 | $1,765,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 130,300 | $1,764,000 | thousands by filing date | |
| SFL CORPORATION LTD | G81075AF3 | NOTE 5.750%10/1 | 1,700,000 | $1,762,000 | thousands by filing date | principal |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 276,887 | $1,760,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 55,217 | $1,759,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 29,565 | $1,755,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 79,627 | $1,752,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 336,896 | $1,752,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 14,098 | $1,751,000 | thousands by filing date | |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 1,501,000 | $1,747,000 | thousands by filing date | principal |
| OXFORD LANE CAP CORP | 691543102 | COM | 167,149 | $1,742,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V712 | BLOO MVP MUL ETF | 17,251 | $1,738,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 62,032 | $1,736,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 110,732 | $1,730,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 27,364 | $1,729,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 119,813 | $1,726,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 34,697 | $1,722,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 128,405 | $1,720,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 212,241 | $1,719,000 | thousands by filing date | |
| AVALARA INC | 05338G106 | COM | 32,196 | $1,718,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 219,537 | $1,717,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 97,861 | $1,717,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 207,504 | $1,717,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 87,515 | $1,713,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 131,395 | $1,711,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 243,552 | $1,709,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 284,795 | $1,709,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 59,535 | $1,709,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 156,407 | $1,708,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 64,269 | $1,707,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 273,427 | $1,704,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 73,764 | $1,703,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 46,763 | $1,702,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 129,514 | $1,698,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 32,180 | $1,698,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 512,786 | $1,697,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 59,697 | $1,696,000 | thousands by filing date | |
| BASIC ENERGY SVCS INC NEW | 06985P209 | COM NEW | 152,611 | $1,696,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 162,713 | $1,695,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 73,460 | $1,694,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 73,663 | $1,692,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 70,015 | $1,691,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 148,385 | $1,681,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 45,067 | $1,681,000 | thousands by filing date | |
| CARBON BLACK INC | 14081R103 | COM | 64,607 | $1,680,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 46,609 | $1,677,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 73,263 | $1,675,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 73,438 | $1,675,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 648,649 | $1,673,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 11,260 | $1,671,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 57,287 | $1,671,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 35,722 | $1,664,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F510 | PRE REFUNDED MUN | 68,230 | $1,664,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 178,031 | $1,663,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 128,476 | $1,663,000 | thousands by filing date | |
| AZUL S A | 05501U106 | OPT | 101,291 | $1,657,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 87,279 | $1,648,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 190,303 | $1,647,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 28,575 | $1,646,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 27,103 | $1,644,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 122,518 | $1,642,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 129,791 | $1,641,000 | thousands by filing date | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 93,193 | $1,639,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 164,670 | $1,639,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 49,294 | $1,636,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 36,543 | $1,636,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 103,623 | $1,635,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 126,881 | $1,632,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 95,701 | $1,627,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 210,448 | $1,625,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 568,503 | $1,621,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 254,802 | $1,617,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 262,283 | $1,610,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 239,168 | $1,609,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 17,764 | $1,608,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 390,612 | $1,606,000 | thousands by filing date | |
| BANDWIDTH INC | 05988J103 | COM CL A | 42,270 | $1,605,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 29,131 | $1,605,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 65,368 | $1,602,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 45,804 | $1,599,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 226,282 | $1,596,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 86,427 | $1,595,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 109,904 | $1,595,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 148,025 | $1,591,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 201,054 | $1,589,000 | thousands by filing date | |
| ECOVYST INC. | 73943T103 | Common Stock | 88,252 | $1,589,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 199,739 | $1,588,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 90,842 | $1,588,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 127,090 | $1,583,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 157,658 | $1,581,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 99,950 | $1,581,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 83,602 | $1,580,000 | thousands by filing date | |
| Inflarx Nv | N44821101 | COM | 48,845 | $1,575,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 92,279 | $1,573,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 141,819 | $1,572,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 60,247 | $1,570,000 | thousands by filing date | |
| ESSENDANT INC | 296689102 | COM | 118,701 | $1,570,000 | thousands by filing date | |
| INTERNAP CORPORATION | 45885A409 | COMMON STOCK | 150,507 | $1,568,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 41,659 | $1,564,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 45,603 | $1,562,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 47,221 | $1,559,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E192 | GBL X MSCI PT ET | 122,750 | $1,557,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 207,840 | $1,549,000 | thousands by filing date | |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 34,368 | $1,548,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 74,047 | $1,547,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 44,391 | $1,546,000 | thousands by filing date | |
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 1,278,000 | $1,545,000 | thousands by filing date | principal |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 150,624 | $1,544,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 453,612 | $1,542,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 136,576 | $1,536,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 131,828 | $1,535,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 1,511,000 | $1,535,000 | thousands by filing date | principal |
| MITEK SYS INC | 606710200 | COM NEW | 172,304 | $1,534,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 96,181 | $1,534,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 170,198 | $1,532,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 147,464 | $1,528,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 40,796 | $1,526,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 121,323 | $1,523,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 59,512 | $1,521,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 268,642 | $1,518,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 52,282 | $1,517,000 | thousands by filing date | |
| PLURALSIGHT INC | 72941B106 | COM CL A | 61,926 | $1,515,000 | thousands by filing date | |
| MEDEQUITIES RLTY TR INC | 58409L306 | COM | 137,086 | $1,511,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 145,040 | $1,509,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 58,332 | $1,506,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 76,050 | $1,505,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 34,570 | $1,503,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 44,581 | $1,498,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 163,953 | $1,497,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 88,557 | $1,495,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 61,400 | $1,492,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 19,283 | $1,490,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 119,717 | $1,490,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 23,617 | $1,488,000 | thousands by filing date | |
| NATIONAL COMM CORP | 63546L102 | COM | 32,144 | $1,488,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 1,882,000 | $1,487,000 | thousands by filing date | principal |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 38,862 | $1,486,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 44,841 | $1,482,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 1,310,673 | $1,481,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 388,273 | $1,475,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 429,696 | $1,474,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 88,797 | $1,474,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 210,653 | $1,474,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 151,831 | $1,473,000 | thousands by filing date | |
| Alexandria Real Estate E. | 015271505 | CONVERTIBLE PREFERRED STOCK | 42,044 | $1,472,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 502,231 | $1,471,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 103,241 | $1,468,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 76,498 | $1,465,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 199,190 | $1,464,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 1,520,000 | $1,463,000 | thousands by filing date | principal |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 59,581 | $1,462,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 48,963 | $1,462,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 34,232 | $1,461,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 80,211 | $1,460,000 | thousands by filing date | |
| ASTRANA HEALTH INC | 03763A207 | COM NEW | 56,448 | $1,460,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 42,570 | $1,458,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 59,267 | $1,458,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 31,780 | $1,457,000 | thousands by filing date | |
| MFC BANCORP LTD | G60630103 | USD MFC SHS | 246,126 | $1,457,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354AB3 | NOTE 1.750%12/0 | 1,531,000 | $1,457,000 | thousands by filing date | principal |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 101,752 | $1,456,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 30,430 | $1,454,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 61,925 | $1,453,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 83,579 | $1,452,000 | thousands by filing date | |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 13,432 | $1,451,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 82,695 | $1,450,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J858 | BULSHS 2023 HY | 55,764 | $1,448,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 19,179 | $1,446,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 77,860 | $1,444,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 81,076 | $1,442,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V480 | S&P SMCP VLU MNT | 44,859 | $1,442,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 151,214 | $1,441,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 2,939,145 | $1,440,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 93,590 | $1,439,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 133,981 | $1,438,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 166,217 | $1,430,000 | thousands by filing date | |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 34,901 | $1,429,000 | thousands by filing date | |
| RIOT PLATFORMS INC | 767292105 | COM | 225,241 | $1,428,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 117,884 | $1,428,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 185,500 | $1,423,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 361,471 | $1,423,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 135,673 | $1,419,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 297,650 | $1,416,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 487,487 | $1,409,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 38,064 | $1,406,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 112,807 | $1,404,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 31,358 | $1,403,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 618,267 | $1,403,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 69,741 | $1,402,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 98,113 | $1,396,000 | thousands by filing date | |
| INVESCO DB PRECIOUS METALS FUND | 46140H502 | ETF | 38,012 | $1,395,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 118,325 | $1,393,000 | thousands by filing date | |
| CITIGROUP INC NEW | 17321F201 | CTRAKS ETN MILLR | 97,762 | $1,393,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 68,473 | $1,391,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W771 | CHINA BULL 3X | 54,618 | $1,387,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 62,414 | $1,386,000 | thousands by filing date | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 53,280 | $1,384,000 | thousands by filing date | |
| QUARTERHILL INC COM | 747713105 | COM | 1,247,000 | $1,384,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 241,329 | $1,383,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 88,471 | $1,381,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 188,057 | $1,381,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 157,988 | $1,380,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 81,943 | $1,379,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 155,841 | $1,378,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 48,909 | $1,376,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 95,835 | $1,374,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 236,721 | $1,370,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 25,004 | $1,369,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 46,902 | $1,368,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V803 | DORSEY WRGT CSMR | 24,986 | $1,368,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 148,449 | $1,367,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 165,406 | $1,366,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 43,078 | $1,364,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 44,144 | $1,361,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 174,267 | $1,360,000 | thousands by filing date | |
| SPIRIT MTA REIT | 84861U105 | COM SHS BEN IN | 131,805 | $1,357,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E750 | FTSE RAFI ASIA | 24,675 | $1,357,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 252,577 | $1,355,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 777,460 | $1,353,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 38,232 | $1,350,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 116,597 | $1,348,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 37,646 | $1,347,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K349 | DLY NATRL GAS 3X | 55,284 | $1,345,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 92,166 | $1,341,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 246,511 | $1,340,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 84,963 | $1,338,000 | thousands by filing date | |
| CBTX INC | 12481V104 | COM | 40,465 | $1,338,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 25,596 | $1,335,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 16,489 | $1,335,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 15,179 | $1,327,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 65,971 | $1,317,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 17,243 | $1,317,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 335,850 | $1,316,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 48,754 | $1,315,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 1,003,000 | $1,315,000 | thousands by filing date | principal |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 55,280 | $1,315,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 104,381 | $1,314,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 75,437 | $1,312,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 92,447 | $1,310,000 | thousands by filing date | |
| INVESCO | 46138J874 | EXCHANGE TRADED | 53,500 | $1,309,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 44,889 | $1,306,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 111,844 | $1,304,000 | thousands by filing date | |
| INPHI CORP | 45772FAB3 | NOTE 1.125%12/0 | 1,221,000 | $1,304,000 | thousands by filing date | principal |
| REV Group Inc | 749527107 | Common Stock | 76,457 | $1,300,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 1,248,000 | $1,300,000 | thousands by filing date | principal |
| PPDAI GROUP INC | 69354V108 | SPONSORED ADR | 218,051 | $1,298,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 15,406 | $1,291,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 26,693 | $1,291,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 52,550 | $1,290,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 90,848 | $1,283,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 49,759 | $1,282,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 32,073 | $1,278,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E547 | DAILY MSCI EMERG | 24,970 | $1,278,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 40,533 | $1,277,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 162,507 | $1,276,000 | thousands by filing date | |
| SORL Auto Parts Inc | 78461U101 | COM | 273,128 | $1,275,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 51,006 | $1,273,000 | thousands by filing date | |
| INNOVATE BIOPHARMACEUTICLS I | 45782F105 | COM PAR | 53,740 | $1,267,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 120,253 | $1,263,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 101,477 | $1,262,000 | thousands by filing date | |
| CISION LTD | G1992S109 | SHS | 84,333 | $1,260,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 86,704 | $1,258,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B806 | INDIA INFRSR ETF | 99,532 | $1,255,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 43,809 | $1,254,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 50,303 | $1,253,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J406 | EX US SML CP | 30,024 | $1,253,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 40,437 | $1,253,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 30,102 | $1,252,000 | thousands by filing date | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 43,851 | $1,251,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 279,648 | $1,250,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 56,248 | $1,246,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 92,715 | $1,246,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 62,295 | $1,244,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 190,437 | $1,244,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 192,189 | $1,237,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 92,958 | $1,233,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 78,591 | $1,231,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 53,104 | $1,229,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 54,385 | $1,226,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 238,266 | $1,225,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 86,069 | $1,225,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 70,931 | $1,225,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 62,740 | $1,225,000 | thousands by filing date | |
| PROSHARES TR | 74347B185 | FUND | 52,879 | $1,223,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 39,873 | $1,222,000 | thousands by filing date | |
| MIDSTATES PETE CO INC | 59804T407 | COM PAR | 89,770 | $1,222,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 24,377 | $1,219,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 97,768 | $1,216,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 57,438 | $1,215,000 | thousands by filing date | |
| DWS Mun Income Tr | 25160C106 | COM | 110,237 | $1,215,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 85,975 | $1,213,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 147,257 | $1,213,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 98,872 | $1,211,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 7,606 | $1,210,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 105,417 | $1,209,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 45,115 | $1,208,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 175,658 | $1,208,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 205,102 | $1,200,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 57,750 | $1,199,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 36,277 | $1,198,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 100,777 | $1,193,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 50,332 | $1,188,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 300,197 | $1,188,000 | thousands by filing date | |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 19,722 | $1,188,000 | thousands by filing date | |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 116,702 | $1,188,000 | thousands by filing date | |
| PERMA PIPE INTERNATIONAL HOL | 714167103 | COMMON STOCK | 126,971 | $1,187,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-18-000508 | superseded | 2018-08-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000895421-19-000452 | this filing | 2019-04-23 | acceptance time not in the bulk data set |