13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2018-06-30, filed 2018-08-14, with 6,836 holding rows worth $370,131,696,000.
- Accession
- 0000895421-18-000508
- Filer
- CIK 895421
- Filed
- 2018-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A holdings report, 26,111 entries on the cover page, a total value of $370,131,696,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $370,131,696,000 with VALUE read as thousands by filing date, 13F file number 028-03432. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerMorgan Stanley Asia International Ltd028-17710
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerFundlogic Sas028-15873
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BT GROUP-ADR | 05577E101 | ADR | 394,432 | $5,704,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 349,491 | $5,704,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 121,561 | $5,702,000 | thousands by filing date | |
| INVESCO ENERGY EXPLORATION & PRODUCTION ETF | 46137V761 | ETF | 210,196 | $5,696,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 2,227,635 | $5,681,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 102,853 | $5,677,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 317,596 | $5,663,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 327,118 | $5,660,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 213,449 | $5,659,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 677,433 | $5,656,000 | thousands by filing date | |
| CITRIX SYS INC | 177376AD2 | NOTE 0.500% 4/1 | 3,896,000 | $5,655,000 | thousands by filing date | principal |
| NEVSUN RES LTD | 64156L101 | COM | 1,628,894 | $5,652,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 220,329 | $5,652,000 | thousands by filing date | |
| MINDBODY INC | 60255W105 | COM CL A | 146,362 | $5,650,000 | thousands by filing date | |
| BRIGHTSPHERE INVESTMENT GROUP | G1644T109 | COMMON STOCK-FO | 395,917 | $5,645,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 452,207 | $5,644,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT INDUSTRIALS MOMENTUM ETF | 46137V845 | ETF | 93,860 | $5,642,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 361,958 | $5,629,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 156,033 | $5,628,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 99,645 | $5,623,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 231,157 | $5,623,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 134,218 | $5,616,000 | thousands by filing date | |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 189,162 | $5,611,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 110,652 | $5,603,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 157,318 | $5,596,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 3,041,589 | $5,595,000 | thousands by filing date | |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 79,965 | $5,578,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 69,747 | $5,577,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 93,147 | $5,570,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 528,787 | $5,558,000 | thousands by filing date | |
| INTEGER HLDGS CORP | 45826H109 | COM | 85,827 | $5,549,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X610 | EURO QTLY DIV GR | 216,725 | $5,544,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 105,783 | $5,534,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 462,273 | $5,524,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 36,594 | $5,516,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 143,812 | $5,515,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 538,069 | $5,510,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 27,753 | $5,509,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 131,269 | $5,509,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 862,513 | $5,503,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 51,439 | $5,499,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 65,712 | $5,490,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 161,096 | $5,475,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 1,167,551 | $5,475,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 335,159 | $5,473,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 368,528 | $5,472,000 | thousands by filing date | |
| High Yield ETF | 30151E814 | HIGH YIELD ETF | 149,441 | $5,468,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 137,629 | $5,464,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 157,490 | $5,458,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 146,572 | $5,453,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 117,087 | $5,444,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 155,293 | $5,444,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 533,635 | $5,444,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 110,324 | $5,443,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 1,742,474 | $5,437,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 157,955 | $5,432,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 52,295 | $5,427,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 63,573 | $5,424,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 193,551 | $5,418,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 118,142 | $5,417,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 398,297 | $5,417,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 324,977 | $5,414,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY | 458118AC0 | NOTE 0.87511/1 | 4,768,000 | $5,410,000 | thousands by filing date | principal |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 96,194 | $5,386,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 735,797 | $5,372,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 185,338 | $5,362,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | 98236JAB4 | NOTE 2.250%11/1 | 4,000,000 | $5,362,000 | thousands by filing date | principal |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 121,882 | $5,356,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 106,183 | $5,336,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 278,374 | $5,336,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V | 62952QAB6 | NOTE 1.000%12/0 | 4,459,000 | $5,321,000 | thousands by filing date | principal |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 109,864 | $5,316,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 197,806 | $5,312,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 128,223 | $5,295,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 134,830 | $5,292,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 106,571 | $5,292,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 2,186,069 | $5,290,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 332,327 | $5,283,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 704,103 | $5,281,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y500 | ZACKS MULT AST | 240,656 | $5,280,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 320,470 | $5,275,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 395,314 | $5,273,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 153,410 | $5,273,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 85,743 | $5,256,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 590,026 | $5,252,000 | thousands by filing date | |
| HRG GROUP INC COM | 40434J100 | Stock | 400,697 | $5,245,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 1,448,552 | $5,244,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 336,134 | $5,243,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 342,228 | $5,232,000 | thousands by filing date | |
| CRH MEDICAL CORP | 12626F105 | COM | 1,685,923 | $5,226,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 318,200 | $5,222,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 1,615,007 | $5,216,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 182,207 | $5,209,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 240,222 | $5,208,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 153,979 | $5,207,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 33,562 | $5,197,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 77,306 | $5,196,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 90,676 | $5,191,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 200,905 | $5,187,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 162,094 | $5,187,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 112,403 | $5,186,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 197,193 | $5,186,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 136,191 | $5,184,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 206,766 | $5,167,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V878 | DORSEY WRGT ENRG | 119,352 | $5,151,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 284,554 | $5,148,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 53,577 | $5,143,000 | thousands by filing date | |
| iShares S&P AMT-Free Municipal | 46429B580 | COM | 202,427 | $5,143,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 137,200 | $5,138,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 1,510,892 | $5,138,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 125,378 | $5,130,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 133,725 | $5,129,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 171,614 | $5,129,000 | thousands by filing date | |
| DIREXION DAILY S&P BIOTECH BULL 3X ETF | 25490K323 | ETF | 54,020 | $5,129,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 104,533 | $5,124,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 279,892 | $5,119,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 312,770 | $5,116,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 400,120 | $5,114,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 84,985 | $5,110,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 168,663 | $5,104,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 156,548 | $5,100,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC | 92828Q208 | PFD CV SER D | 47,000 | $5,090,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 228,227 | $5,089,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 253,350 | $5,088,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 169,199 | $5,084,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 202,821 | $5,078,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 229,857 | $5,072,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 81,845 | $5,067,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AC4 | NOTE 1.250% 5/0 | 5,500,000 | $5,065,000 | thousands by filing date | principal |
| SEA LTD | 81141R100 | SPONSORD ADS | 337,564 | $5,064,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 772,042 | $5,064,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 799,184 | $5,060,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 365,806 | $5,049,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P806 | RIVRFRNT DYN EUR | 80,702 | $5,049,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 45,233 | $5,040,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 77,172 | $5,040,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 277,540 | $5,034,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 263,371 | $5,031,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 56,645 | $5,030,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 90,365 | $5,029,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 64,140 | $5,029,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 254,155 | $5,028,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 103,930 | $5,025,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 288,897 | $5,024,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 182,759 | $5,017,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 109,174 | $5,016,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 145,680 | $5,015,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 21,285 | $5,012,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 95,529 | $5,011,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 46,443 | $5,005,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 81,257 | $5,001,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 143,314 | $4,998,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 296,011 | $4,979,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 260,827 | $4,971,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAT0 | NOTE 3.750% 2/0 | 4,952,000 | $4,970,000 | thousands by filing date | principal |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 1,039,328 | $4,969,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 2,397,484 | $4,964,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 193,234 | $4,961,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 183,946 | $4,959,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 323,059 | $4,952,000 | thousands by filing date | |
| YAHOO INC | 984332AF3 | NOTE 12/0 | 3,626,000 | $4,948,000 | thousands by filing date | principal |
| CRONOS GROUP INC | 22717L101 | COM | 757,186 | $4,937,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 108,424 | $4,936,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 150,947 | $4,934,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 359,748 | $4,929,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 430,097 | $4,916,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 71,940 | $4,915,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 270,752 | $4,914,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 261,297 | $4,907,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 110,598 | $4,905,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 64,315 | $4,904,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V688 | NEXT GEN CON ETF | 93,263 | $4,902,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 142,777 | $4,891,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 357,819 | $4,888,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 781,516 | $4,876,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 301,024 | $4,865,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 90,129 | $4,859,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 140,552 | $4,844,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 189,045 | $4,842,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 256,959 | $4,836,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 171,216 | $4,834,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 270,336 | $4,828,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 227,438 | $4,826,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 59,516 | $4,812,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 400,141 | $4,802,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 335,772 | $4,801,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 206,923 | $4,801,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 71,515 | $4,796,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 243,552 | $4,793,000 | thousands by filing date | |
| DIREXION SHS ETF TR ZACKS MLP | 25459y298 | INDX FD | 321,981 | $4,784,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 95,929 | $4,781,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 90,628 | $4,771,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 597,015 | $4,770,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 307,453 | $4,768,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 52,640 | $4,764,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AK8 | NOTE 3.250% 3/1 | 4,700,000 | $4,759,000 | thousands by filing date | principal |
| NAVIGATORS GROUP INC | 638904102 | COM | 83,425 | $4,755,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 106,573 | $4,753,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 788,112 | $4,753,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 74,261 | $4,752,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V498 | S&P SMLCP MOMENT | 129,790 | $4,747,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R705 | ST STR 1500MOM | 39,750 | $4,746,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 948,618 | $4,743,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222AF1 | NOTE 4.125% 9/0 | 4,822,000 | $4,738,000 | thousands by filing date | principal |
| DEPOMED INC | 249908104 | COM | 710,279 | $4,737,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 115,304 | $4,730,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 70,317 | $4,728,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082AC6 | NOTE 0.750% 9/0 | 4,783,000 | $4,725,000 | thousands by filing date | principal |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 171,397 | $4,704,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 285,228 | $4,697,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 355,553 | $4,697,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 115,535 | $4,692,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 182,047 | $4,688,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 121,479 | $4,687,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 233,662 | $4,684,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 169,385 | $4,663,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 51,586 | $4,662,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 241,690 | $4,662,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 104,585 | $4,660,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 157,671 | $4,656,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 123,746 | $4,654,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 141,360 | $4,651,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 121,771 | $4,647,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 143,640 | $4,645,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 81170YAB5 | NOTE 3.000%11/1 | 4,750,000 | $4,644,000 | thousands by filing date | principal |
| MANITOWOC CO INC | 563571405 | COM NEW | 179,518 | $4,642,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E123 | S&P SMLCP INDL | 68,374 | $4,629,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 73,139 | $4,629,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 54,534 | $4,627,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 102,626 | $4,623,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 301,347 | $4,623,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 207,376 | $4,612,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 485,271 | $4,606,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 197,560 | $4,592,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 86,878 | $4,586,000 | thousands by filing date | |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 135,930 | $4,586,000 | thousands by filing date | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 138,411 | $4,586,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 261,611 | $4,583,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 126,680 | $4,581,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 127,302 | $4,576,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 158,037 | $4,571,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 313,506 | $4,570,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 77,348 | $4,570,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 167,415 | $4,564,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 71,556 | $4,559,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 112,871 | $4,558,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V159 | CMN | 83,946 | $4,558,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 48,965 | $4,550,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 161,070 | $4,546,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 112,273 | $4,544,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 175,129 | $4,530,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 116,819 | $4,529,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 591,651 | $4,527,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 1,362,121 | $4,521,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 104,721 | $4,514,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 104,286 | $4,510,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 334,913 | $4,504,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 141,084 | $4,498,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 1,294,623 | $4,493,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y401 | CMN | 69,357 | $4,487,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 418,690 | $4,481,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 354,840 | $4,481,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 329,846 | $4,479,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 356,164 | $4,477,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 362,268 | $4,474,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 157,142 | $4,471,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 114,516 | $4,468,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 52,815 | $4,465,000 | thousands by filing date | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 111,347 | $4,464,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 196,486 | $4,460,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 162,513 | $4,459,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 488,960 | $4,459,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 93,945 | $4,455,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 52,096 | $4,449,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 42,716 | $4,448,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 129,160 | $4,444,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 175,846 | $4,443,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 1,663,670 | $4,442,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 164,790 | $4,441,000 | thousands by filing date | |
| ISHARES TR IBONDS DEC2023 | 46435G318 | IBONDS DEC2023 | 177,997 | $4,441,000 | thousands by filing date | |
| SYNAPTICS INC | 87157DAD1 | NOTE 0.500% 6/1 | 4,495,000 | $4,440,000 | thousands by filing date | principal |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 550,783 | $4,434,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 354,672 | $4,434,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 269,452 | $4,433,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 246,823 | $4,431,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 214,942 | $4,427,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 199,814 | $4,424,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 370,963 | $4,422,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 162,362 | $4,421,000 | thousands by filing date | |
| HIGHPOINT RES CORP | 43114K108 | COM | 724,855 | $4,407,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 70,028 | $4,403,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 223,652 | $4,402,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 345,718 | $4,401,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 246,870 | $4,400,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 114,788 | $4,396,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 93,501 | $4,395,000 | thousands by filing date | |
| COLUMBIA INDIA CONSUMER ETF | 19762B707 | ETF | 95,828 | $4,393,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 208,666 | $4,392,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 244,714 | $4,385,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 73,606 | $4,383,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 1,164,421 | $4,379,000 | thousands by filing date | |
| WOORI BK | 98105T104 | ADR | 99,534 | $4,377,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 587,295 | $4,375,000 | thousands by filing date | |
| NUVEEN EMERGING MKTS DEBT 20 | 67077P101 | COM | 500,525 | $4,374,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 273,462 | $4,367,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 81,612 | $4,366,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 70,908 | $4,359,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 4,324,000 | $4,359,000 | thousands by filing date | principal |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 114,018 | $4,356,000 | thousands by filing date | |
| INFRAREIT INC | 45685L100 | COM | 196,247 | $4,351,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 87,253 | $4,345,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 367,473 | $4,343,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES | 46138W107 | JAPANESE YEN | 50,193 | $4,340,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 302,551 | $4,336,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 160,328 | $4,336,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 232,948 | $4,332,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 94,341 | $4,330,000 | thousands by filing date | |
| MANAGED PORTFOLIO SERIES | 56167N720 | TORTOISE NRAM PI | 185,710 | $4,327,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 157,607 | $4,321,000 | thousands by filing date | |
| HUBSPOT INC | 443573AB6 | NOTE 0.250% 6/0 | 3,025,000 | $4,321,000 | thousands by filing date | principal |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 95,591 | $4,316,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 176,228 | $4,311,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 311,996 | $4,305,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 114,477 | $4,298,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 78,408 | $4,297,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 208,143 | $4,288,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 209,070 | $4,275,000 | thousands by filing date | |
| BRIGHT SCHOLAR ED HLDGS LTD | 109199109 | SPONSORED ADS | 256,954 | $4,274,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 87,259 | $4,247,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 12,011 | $4,244,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 125,081 | $4,231,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 80,027 | $4,230,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 45,007 | $4,229,000 | thousands by filing date | |
| SUPERVALU INC | 868536301 | COM NEW | 206,051 | $4,228,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 2,233,655 | $4,221,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 63,158 | $4,218,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 181,462 | $4,216,000 | thousands by filing date | |
| HORIZON PHARMA INVT LTD | 44052TAB7 | NOTE 2.500% 3/1 | 4,383,000 | $4,213,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 92,844 | $4,211,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 181,613 | $4,210,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 86,486 | $4,209,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 584,597 | $4,209,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 150,869 | $4,204,000 | thousands by filing date | |
| GARDNER DENVER HLDGS INC | 36555P107 | COM | 143,013 | $4,203,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 138,653 | $4,202,000 | thousands by filing date | |
| CHENIERE ENERGY PTNRS LP HLD | 16411W108 | COM REP LLC IN | 133,486 | $4,197,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 138,996 | $4,190,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 72,080 | $4,188,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 92,985 | $4,185,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 110,662 | $4,181,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 474,883 | $4,179,000 | thousands by filing date | |
| REALPAGE INC | 75606NAB5 | NOTE | 2,949,000 | $4,179,000 | thousands by filing date | principal |
| BUCKLE INC COM | 118440106 | Stock | 155,241 | $4,177,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 141,487 | $4,175,000 | thousands by filing date | |
| JAGGED PEAK ENERGY INC | 47009K107 | COM | 320,548 | $4,174,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 158,538 | $4,173,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 138,895 | $4,162,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 366,944 | $4,161,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 271,847 | $4,160,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 69,256 | $4,156,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 200,179 | $4,150,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 223,012 | $4,148,000 | thousands by filing date | |
| WORKDAY INC | 98138HAD3 | NOTE 1.500% 7/1 | 2,696,000 | $4,148,000 | thousands by filing date | principal |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 635,664 | $4,144,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 162,493 | $4,143,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 105,408 | $4,143,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 40,489 | $4,137,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 140,817 | $4,133,000 | thousands by filing date | |
| NABORS INDS INC | 62957HAB1 | BOND | 5,252,000 | $4,123,000 | thousands by filing date | principal |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 294,443 | $4,122,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 266,226 | $4,111,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 106,581 | $4,109,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 359,259 | $4,102,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 1,449,369 | $4,102,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 107,581 | $4,095,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 238,486 | $4,092,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E545 | MSCI GBL TIMBR | 126,095 | $4,089,000 | thousands by filing date | |
| WISDOMTREE | 97718W108 | EXCHANGE TRADED | 216,977 | $4,089,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 79,997 | $4,083,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 36,132 | $4,082,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 181,076 | $4,079,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 309,734 | $4,079,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 94,956 | $4,068,000 | thousands by filing date | |
| iShares iBonds Dec 2026 Term Corporate ETF | 46435GAA0 | SHS | 174,359 | $4,066,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 1,221,067 | $4,065,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 68,602 | $4,061,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 231,721 | $4,056,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 106,275 | $4,054,000 | thousands by filing date | |
| COVIA HLDGS CORP | 22305A103 | COM | 218,069 | $4,048,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 220,690 | $4,036,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240MAY4 | CORPORATE OBLIG | 3,000,000 | $4,034,000 | thousands by filing date | principal |
| ELFBEAUTYINC | 26856L103 | STOK | 264,523 | $4,031,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 1,291,522 | $4,029,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 192,798 | $4,020,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 186,604 | $4,019,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 147,932 | $4,019,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E669 | GLOBAL EX US HGH | 171,077 | $4,014,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 204,822 | $4,012,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 21,957 | $4,012,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 1,985,834 | $4,011,000 | thousands by filing date | |
| MILACRON HLDGS CORP | 59870L106 | COM | 211,499 | $4,005,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 275,937 | $3,995,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B479 | IQ ENCH COR PL | 209,411 | $3,995,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 68,736 | $3,993,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 224,363 | $3,981,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 62,010 | $3,981,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 277,922 | $3,977,000 | thousands by filing date | |
| CARDTRONICS INC | 14161HAG3 | NOTE 1.000%12/0 | 4,220,000 | $3,977,000 | thousands by filing date | principal |
| AAON INC | 000360206 | COM PAR $0.004 | 119,492 | $3,973,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 369,625 | $3,970,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 673,214 | $3,965,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 112,868 | $3,961,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 287,010 | $3,960,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 93,781 | $3,958,000 | thousands by filing date | |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 269,455 | $3,958,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 139,537 | $3,955,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 413,799 | $3,952,000 | thousands by filing date | |
| THE CUSHING MLP INFASTCR TOT | 231631201 | COM NEW | 330,914 | $3,945,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 298,550 | $3,938,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 285,424 | $3,936,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 30,677 | $3,934,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 90,338 | $3,934,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 73,810 | $3,934,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 59,477 | $3,929,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 327,448 | $3,929,000 | thousands by filing date | |
| FUSION CONNECT INC | 36116X102 | COM | 997,178 | $3,929,000 | thousands by filing date | |
| LOMA NEGRA C I A S A MTN 14 | 54150E104 | SPONSORED ADS | 382,360 | $3,923,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 126,927 | $3,915,000 | thousands by filing date | |
| INVESCO INDIA EXCHANGE-TRADE | 46137R109 | INDIA ETF | 159,081 | $3,911,000 | thousands by filing date | |
| ATENTO S A | L0427L105 | SHS | 570,712 | $3,909,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 123,136 | $3,906,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 110,953 | $3,906,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469AA6 | NOTE | 4,175,000 | $3,906,000 | thousands by filing date | principal |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 71,962 | $3,904,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 213,230 | $3,903,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 272,543 | $3,901,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 103,803 | $3,888,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 67,349 | $3,886,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 84,359 | $3,883,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 294,890 | $3,881,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 216,216 | $3,881,000 | thousands by filing date | |
| DBX ETF TR | 233051663 | XTRACK JAPAN JPX | 136,028 | $3,878,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 86,201 | $3,875,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 363,122 | $3,868,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAB1 | NOTE 2.000%10/0 | 4,375,000 | $3,850,000 | thousands by filing date | principal |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 365,435 | $3,848,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 97,483 | $3,848,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 82,030 | $3,847,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 995,611 | $3,843,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 448,644 | $3,840,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 282,371 | $3,839,000 | thousands by filing date | |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 187,067 | $3,835,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 113,892 | $3,835,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 93,714 | $3,834,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 169,430 | $3,828,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 1,267,573 | $3,828,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 114,558 | $3,826,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 347,887 | $3,824,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 248,843 | $3,820,000 | thousands by filing date | |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 235,796 | $3,820,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E586 | KBW PPTY CASUT | 64,080 | $3,813,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 180,587 | $3,810,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 255,695 | $3,809,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 48,814 | $3,808,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 224,129 | $3,807,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 90,731 | $3,806,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 63,251 | $3,804,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 304,778 | $3,803,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 134,806 | $3,799,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 77,528 | $3,793,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 366,057 | $3,789,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 56,668 | $3,786,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 62,911 | $3,784,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 305,672 | $3,782,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 539,947 | $3,779,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 210,927 | $3,775,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 68,800 | $3,774,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 157,136 | $3,764,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 179,766 | $3,762,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 86,706 | $3,760,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 82,196 | $3,757,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 101,533 | $3,757,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 152,606 | $3,754,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 112,722 | $3,752,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 58,788 | $3,752,000 | thousands by filing date | |
| NATIONAL VISION HLDGS INC COM | 63845R107 | Stock | 102,536 | $3,750,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 308,868 | $3,747,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 181,587 | $3,741,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 225,725 | $3,736,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 105,376 | $3,736,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 166,244 | $3,733,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 106,633 | $3,732,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 289,652 | $3,728,000 | thousands by filing date | |
| OAKTREE STRATEGIC INCOME COR | 67402D104 | COM | 438,552 | $3,728,000 | thousands by filing date | |
| EZCORP INC | 302301AB2 | NOTE 2.125% 6/1 | 3,685,000 | $3,728,000 | thousands by filing date | principal |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 234,322 | $3,726,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 66,943 | $3,719,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 169,812 | $3,716,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 342,372 | $3,715,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 190,092 | $3,707,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-18-000508 | this filing | 2018-08-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000895421-19-000452 | base | 2019-04-23 | acceptance time not in the bulk data set |