13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-14, with 6,773 holding rows worth $360,297,078,000.
- Accession
- 0000895421-18-000422
- Filer
- CIK 895421
- Filed
- 2018-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A holdings report, 25,811 entries on the cover page, a total value of $360,297,078,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $360,297,078,000 with VALUE read as thousands by filing date, 13F file number 028-03432. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerMorgan Stanley Asia International Ltd028-17710
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerFundlogic Sas028-15873
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BRIGHTCOVE INC | 10921T101 | COM | 153,621 | $1,067,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 99,825 | $1,067,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 60,565 | $1,065,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 74,286 | $1,065,000 | thousands by filing date | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 70,511 | $1,065,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 77,285 | $1,064,000 | thousands by filing date | |
| PRESIDIO INC | 74102M103 | COM | 67,727 | $1,059,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 39,299 | $1,057,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 181,467 | $1,056,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 38,734 | $1,054,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 40,126 | $1,051,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 24,528 | $1,050,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 201,323 | $1,049,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 75,353 | $1,047,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 141,346 | $1,046,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 130,658 | $1,044,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359AG6 | NOTE 2.750%12/1 | 1,160,000 | $1,042,000 | thousands by filing date | principal |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 31,560 | $1,041,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F627 | CHINE INNOV ETF | 29,104 | $1,038,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 317,268 | $1,037,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 90,102 | $1,036,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H305 | ETN DJUBS GRNS37 | 39,300 | $1,034,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 32,723 | $1,032,000 | thousands by filing date | |
| SAFETY INCOME & GROWTH INC | 78649D104 | COM | 64,571 | $1,032,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 36,896 | $1,027,000 | thousands by filing date | |
| OI SA-ADR | 670851500 | ADR | 172,331 | $1,022,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 45,640 | $1,022,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 71,282 | $1,020,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807AL2 | NOTE | 301,000 | $1,018,000 | thousands by filing date | principal |
| NEWMARK GROUP INC | 65158N102 | CL A | 66,856 | $1,016,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 141,059 | $1,015,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 53,567 | $1,015,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 54,771 | $1,014,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 86,484 | $1,013,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 56,127 | $1,013,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 28,565 | $1,008,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 34,603 | $1,006,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 31,619 | $1,006,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 24,923 | $1,001,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 154,077 | $1,001,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 201,977 | $999,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 77,692 | $996,000 | thousands by filing date | |
| SUTHERLAND ASSET MGMT CORP M | 86933G105 | COM | 65,623 | $995,000 | thousands by filing date | |
| IPATH DJ UBS COFFEE SUBINDEX | 06739H297 | COMMON | 69,221 | $993,000 | thousands by filing date | |
| EMERALD EXPOSITIONS EVENTS I | 29103B100 | COM | 50,971 | $993,000 | thousands by filing date | |
| PERMA PIPE INTERNATIONAL HOL | 714167103 | COMMON STOCK | 109,047 | $992,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 57,549 | $990,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 34,683 | $990,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 43,540 | $987,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 150,277 | $987,000 | thousands by filing date | |
| ABERDEEN LATIN AMER EQTY FD | 00306K106 | COM | 36,071 | $987,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 97,161 | $984,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 17,539 | $983,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 47,846 | $982,000 | thousands by filing date | |
| BIOLINERX LTD-SPONS ADR | 09071M106 | SPON | 1,127,260 | $981,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 9,254 | $977,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 50,288 | $974,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 499,506 | $974,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 110,553 | $973,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 22,098 | $972,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 82,966 | $972,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 110,497 | $971,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 24,510 | $969,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 34,961 | $968,000 | thousands by filing date | |
| CAMBRIDGE BANCORP | 132152109 | COM | 11,091 | $968,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 48,620 | $967,000 | thousands by filing date | |
| DBX ETF TR | 233051663 | XTRACK JAPAN JPX | 32,440 | $965,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 48,447 | $964,000 | thousands by filing date | |
| SENDGRID INC | 816883102 | COM | 34,180 | $962,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 60,831 | $961,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 129,760 | $960,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 73,459 | $958,000 | thousands by filing date | |
| LIBERTY TAX INC | 53128T102 | CL A | 94,873 | $958,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 56,819 | $955,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 102,841 | $953,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 304,320 | $953,000 | thousands by filing date | |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 114,812 | $948,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 56,609 | $947,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 67,947 | $947,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 32,783 | $947,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 42,387 | $942,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 2,299 | $940,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 75,915 | $939,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 119,534 | $939,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 100,727 | $936,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 188,910 | $935,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 195,479 | $935,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 19,086 | $934,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 798,209 | $934,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 24,815 | $934,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 38,284 | $934,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 204,199 | $929,000 | thousands by filing date | |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 58,886 | $928,000 | thousands by filing date | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 45,515 | $926,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 78,138 | $926,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 43,198 | $925,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 19,788 | $925,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 153,055 | $925,000 | thousands by filing date | |
| ABERDEEN EMERGING MKTS SMALL | 00301T102 | COM | 62,464 | $925,000 | thousands by filing date | |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 56,509 | $924,000 | thousands by filing date | |
| AKCEA THERAPEUTICS INC | 00972L107 | COM | 36,070 | $924,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 55,467 | $923,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 341,330 | $922,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 28,543 | $914,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 27,423 | $913,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 106,505 | $912,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 7,397 | $911,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 42,624 | $911,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 25,450 | $910,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 56,521 | $908,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 24,889 | $907,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 15,006 | $906,000 | thousands by filing date | |
| RYB ED INC | 74979W101 | ADR | 54,242 | $904,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 46,116 | $902,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 154,125 | $901,000 | thousands by filing date | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 38,060 | $900,000 | thousands by filing date | |
| QUIDEL CORP | 74838JAA9 | NOTE 3.250%12/1 | 520,000 | $900,000 | thousands by filing date | principal |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 79,402 | $898,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 13,703 | $896,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 69,113 | $894,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 81,018 | $894,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 46,782 | $894,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 208,682 | $891,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 126,362 | $891,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 1,516,981 | $890,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 1,000,000 | $887,000 | thousands by filing date | principal |
| MADISON STRTG SECTOR PREM FD | 558268108 | COM | 79,089 | $886,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F809 | COAL ETF | 56,223 | $884,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 41,744 | $883,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 90,311 | $881,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 54,570 | $881,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 66,089 | $880,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 106,532 | $877,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 75,514 | $875,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 234,000 | $875,000 | thousands by filing date | principal |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 56,953 | $874,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 96,079 | $874,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 26,452 | $873,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 85,122 | $871,000 | thousands by filing date | |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 25,556 | $871,000 | thousands by filing date | |
| NEXEO SOLUTIONS INC | 65342H102 | COM SHS | 81,123 | $868,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 195,753 | $867,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 874,000 | $867,000 | thousands by filing date | principal |
| MARINE PRODS CORP | 568427108 | cs | 61,813 | $866,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 151,533 | $864,000 | thousands by filing date | |
| POWERSHS EXCH TRAD FD TR INSURED NEW YORK MUNI | 73936T458 | ETF | 35,985 | $864,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 167,203 | $863,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 119,763 | $863,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 56,348 | $862,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 4,164 | $858,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 607,374 | $857,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 35,053 | $855,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 47,260 | $854,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 81,768 | $853,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 150,080 | $852,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 31,440 | $851,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 38,007 | $849,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W771 | CHINA BULL 3X | 25,014 | $849,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 65,749 | $848,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 90,594 | $847,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 11,566 | $846,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 44,240 | $846,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 30,897 | $846,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 87,006 | $845,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 22,065 | $844,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 42,395 | $844,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q705 | COM PAR NEW | 230,595 | $844,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 28,256 | $843,000 | thousands by filing date | |
| BLACKROCK NEW YORK MUNI 2018 | 09248K108 | COM | 57,185 | $843,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120W708 | COM NEW | 88,558 | $842,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 707,156 | $841,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 324,087 | $839,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 42,982 | $838,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 230,214 | $838,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 36,538 | $837,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 229,571 | $837,000 | thousands by filing date | |
| FOGO DE CHAO INC | 344177100 | COM | 53,127 | $837,000 | thousands by filing date | |
| BANDWIDTH INC | 05988J103 | COM CL A | 25,595 | $836,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 100,634 | $836,000 | thousands by filing date | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 56,844 | $836,000 | thousands by filing date | |
| SORL Auto Parts Inc | 78461U101 | COM | 128,559 | $836,000 | thousands by filing date | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 142,086 | $834,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 33,674 | $834,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 101,945 | $831,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 52,444 | $830,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AB1 | NOTE 7/0 | 502,000 | $829,000 | thousands by filing date | principal |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 43,577 | $828,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 151,746 | $826,000 | thousands by filing date | |
| TRONC INC | 89703P107 | COM | 50,278 | $826,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 59,000 | $823,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 119,946 | $822,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 140,061 | $822,000 | thousands by filing date | |
| SI FINL GROUP INC MD | 78425V104 | COM | 57,045 | $821,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 101,057 | $819,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 65,224 | $818,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 240,676 | $818,000 | thousands by filing date | |
| CLIFTON BANCORP INC | 186873105 | COM | 52,269 | $818,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 40,858 | $817,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 55,238 | $814,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 83,931 | $814,000 | thousands by filing date | |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 59,112 | $812,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 16,343 | $812,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 214,097 | $807,000 | thousands by filing date | |
| WILLSCOT CORP | 971375126 | COM | 58,664 | $801,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W463 | JAPAN HDG FINL | 32,656 | $798,000 | thousands by filing date | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 19,743 | $797,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 66,663 | $796,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 108,547 | $795,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 11,821 | $794,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 142,631 | $793,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 28,614 | $793,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 30,684 | $792,000 | thousands by filing date | |
| PDVWIRELESS INC | 69290R104 | COM | 26,459 | $790,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 178,863 | $790,000 | thousands by filing date | |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 845,000 | $788,000 | thousands by filing date | principal |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 72,029 | $788,000 | thousands by filing date | |
| RANDOLPH BANCORP INC | 752378109 | COM | 48,527 | $788,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 68,685 | $787,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 29,401 | $787,000 | thousands by filing date | |
| EATON VANCE PA MUNI INCOME T | 27826T101 | SH BEN INT | 68,228 | $786,000 | thousands by filing date | |
| ECOVYST INC. | 73943T103 | Common Stock | 56,244 | $786,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 108,307 | $785,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 46,115 | $785,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 33,571 | $784,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 37,267 | $782,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 31,201 | $780,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 82,976 | $779,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 41,009 | $778,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 162,045 | $777,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 117,705 | $776,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 127,569 | $770,000 | thousands by filing date | |
| COLUMBIA ETF TR II BEYOND BRICS ETF | 19762B103 | CEF | 39,475 | $770,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 17,043 | $768,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 197,195 | $767,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 35,156 | $764,000 | thousands by filing date | |
| BSB BANCORP INC MD | 05573H108 | COM | 24,963 | $764,000 | thousands by filing date | |
| PROSHARES TR | 74347R230 | PSHS SHTFINL ETF | 65,639 | $764,000 | thousands by filing date | |
| PROSHARES TR | 74347X799 | ULTR RUSSL2000 | 9,607 | $761,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E547 | DAILY MSCI EMERG | 19,579 | $761,000 | thousands by filing date | |
| Armo Biosciences Inc | 04225U104 | COM | 20,287 | $759,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371201 | LARGE VALUE | 20,106 | $757,000 | thousands by filing date | |
| FGL HLDGS | G3402M102 | ORD SHS | 74,396 | $755,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 153,087 | $754,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 89,755 | $754,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 94,736 | $753,000 | thousands by filing date | |
| ALIO GOLD INC | 01627X108 | COM | 385,847 | $752,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 70,066 | $751,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 75,510 | $747,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR S CORE | 73935X435 | COM | 17,627 | $747,000 | thousands by filing date | |
| DESWELL INDS INC | 250639101 | COM | 239,200 | $746,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 23,882 | $744,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 25,390 | $744,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 575,700 | $743,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 48,690 | $742,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 333,738 | $741,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 3,240 | $740,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B605 | S&P SMCP CONSU | 10,541 | $738,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 58,828 | $737,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 204,417 | $736,000 | thousands by filing date | |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 56,952 | $735,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 62,911 | $733,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 30,850 | $732,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 26,615 | $731,000 | thousands by filing date | |
| Yogaworks, Inc. | 986005106 | com | 253,615 | $730,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 54,606 | $729,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 10,429 | $729,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 31,563 | $728,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E804 | NASDQ CHINA TECH | 23,868 | $727,000 | thousands by filing date | |
| CORPORATE CAP TR INC | 219880101 | COM | 42,826 | $724,000 | thousands by filing date | |
| GLOBAL CORD BLOOD CORP | G39342103 | COM | 70,750 | $722,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 63,082 | $721,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 121,519 | $721,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 100,303 | $720,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON | 25153Q658 | ETN DJ HY 2022 | 33,452 | $720,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 65,155 | $718,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 325,973 | $717,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 41,747 | $716,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 26,412 | $716,000 | thousands by filing date | |
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 17,924 | $716,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 151,916 | $716,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 6,412 | $715,000 | thousands by filing date | |
| NOVAVAX INC | 670002AB0 | NOTE 3.750% 2/0 | 1,000,000 | $715,000 | thousands by filing date | principal |
| COMMERCEHUB INC | 20084V108 | COM SER A | 31,776 | $715,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 63,214 | $714,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 72,959 | $714,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 36,998 | $714,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 41,598 | $714,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B837 | ETF - EQUITY | 14,192 | $711,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 230,000 | $707,000 | thousands by filing date | |
| FIRST TRUST MULTI STRGY ALTER ETF | 73935B870 | ALT MULTI STRG | 32,197 | $702,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 21,719 | $701,000 | thousands by filing date | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 80,151 | $701,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E135 | GBL X JPM ROTA | 26,828 | $698,000 | thousands by filing date | |
| NEXTERA ENERGY INC CORPORATE | 65339f820 | COM | 12,069 | $696,000 | thousands by filing date | |
| GEOPARK LTD USD SHS | G38327105 | Stock | 56,060 | $695,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 217,520 | $695,000 | thousands by filing date | |
| INVUITY INC | 46187J205 | COM NEW | 179,994 | $693,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 15,548 | $691,000 | thousands by filing date | |
| BLACKROCK N J MUN INCOME TR | 09248J101 | SH BEN INT | 49,021 | $691,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 22,188 | $691,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 979,000 | $690,000 | thousands by filing date | principal |
| FARMER BROS CO | 307675108 | COM | 22,840 | $690,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 47,134 | $688,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 84,368 | $687,000 | thousands by filing date | |
| COLONY NORTHSTAR CR REAL EST | 19626A101 | COM CL A | 36,219 | $686,000 | thousands by filing date | |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 22,382 | $685,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 48,179 | $685,000 | thousands by filing date | |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 5,015 | $684,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 8,959 | $683,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 19,151 | $683,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 52,102 | $681,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 53,231 | $681,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 54,677 | $681,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 12,076 | $680,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 15,764 | $680,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 3,402 | $680,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 19,628 | $677,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 21,190 | $677,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 42,998 | $676,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 20,970 | $676,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 33,650 | $675,000 | thousands by filing date | |
| COMMAND SEC CORP | 20050L100 | COM | 221,100 | $675,000 | thousands by filing date | |
| NORTHEAST BANCORP | 663904209 | COM | 32,870 | $674,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 14,485 | $673,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 57,318 | $669,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 22,424 | $662,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC COM CL A | G3933F105 | Stock | 19,129 | $660,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 80,112 | $660,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 121,182 | $658,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 1,460,000 | $657,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 86,547 | $657,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 180,062 | $656,000 | thousands by filing date | |
| POWERSHARES DYNAMIC OTC | 73935X203 | COM | 6,129 | $655,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 60,061 | $654,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 400,585 | $654,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 653,377 | $653,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 297,333 | $652,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAM5 | NOTE 4.375% 1/1 | 642,000 | $651,000 | thousands by filing date | principal |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 65,016 | $650,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 47,898 | $649,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 75,301 | $648,000 | thousands by filing date | |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 81,792 | $648,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 240,680 | $648,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 40,691 | $648,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 325,730 | $648,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 15,071 | $647,000 | thousands by filing date | |
| NATUZZI S P A | 63905A101 | ADR | 392,800 | $644,000 | thousands by filing date | |
| BRIGHT SCHOLAR ED HLDGS LTD | 109199109 | SPONSORED ADS | 41,671 | $644,000 | thousands by filing date | |
| AC IMMUNE SA | H00263105 | SHS | 62,170 | $643,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 75,534 | $642,000 | thousands by filing date | |
| WBI BULLBEAR GLOBAL INCOME ETF | 00400R874 | ETF | 26,135 | $641,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F304 | ENVIRONMENTAL SR | 7,539 | $640,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 6,032 | $640,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 101,459 | $640,000 | thousands by filing date | |
| EAGLE CAP GROWTH FD INC | 269451100 | CLSD FD | 83,657 | $639,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 14,115 | $636,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 31,252 | $635,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 29,996 | $634,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 62,645 | $634,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 49,250 | $634,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 166,203 | $632,000 | thousands by filing date | |
| PDC ENERGY INC | 69327RAD3 | NOTE 1.125% 9/1 | 656,000 | $632,000 | thousands by filing date | principal |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 10,274 | $630,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 9,612 | $629,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 15,563 | $629,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 187,913 | $629,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120WAB0 | NOTE 8.000% 1/1 | 608,000 | $629,000 | thousands by filing date | principal |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 9,776 | $628,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 22,186 | $624,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 26,615 | $622,000 | thousands by filing date | |
| SIERRA ONCOLOGY INC | 82640U107 | COM | 300,600 | $622,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 71,970 | $621,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 27,997 | $620,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 89,909 | $620,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 3,301,217 | $620,000 | thousands by filing date | |
| WESTERN ASSET CORPORATE LN F | 95790J102 | COM | 58,990 | $619,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 49,332 | $617,000 | thousands by filing date | |
| ISHARES TR | 46432FAK3 | 2020 INVTGR BD | 25,301 | $617,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 60,371 | $616,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 20,656 | $616,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 92,791 | $615,000 | thousands by filing date | |
| PROSHARES TR II | 74347W247 | ULTA BLMBG 2017 | 22,180 | $611,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 134,500 | $610,000 | thousands by filing date | |
| EATON VANCE MI MUNI INCOME T | 27826D106 | SH BEN INT | 49,834 | $610,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 45,028 | $608,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 37,743 | $608,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 32,672 | $608,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339AA3 | NOTE 2.500% 2/0 | 660,000 | $606,000 | thousands by filing date | principal |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 10,667 | $605,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 327,070 | $605,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 16,433 | $605,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 49,338 | $604,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 16,646 | $604,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 25,484 | $600,000 | thousands by filing date | |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 52,215 | $599,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 88,737 | $598,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 323,617 | $596,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 27,307 | $594,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 47,925 | $594,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 17,269 | $593,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 66,304 | $592,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 43,415 | $591,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 20,798 | $590,000 | thousands by filing date | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 17,715 | $590,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 156,271 | $590,000 | thousands by filing date | |
| EATON VANCE CALIF MUN BD FD | 27828C106 | COM | 55,113 | $589,000 | thousands by filing date | |
| MIRAGEN THERAPEUTICS INC | 60463E103 | COM | 84,080 | $589,000 | thousands by filing date | |
| iShares iBonds Dec. 2027 Corporate Bond ETF | 46435UAA9 | ETF | 24,423 | $588,000 | thousands by filing date | |
| INTERNAP CORPORATION | 45885A409 | COMMON STOCK | 53,134 | $585,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 48,987 | $584,000 | thousands by filing date | |
| JUNIPER PHARMACEUTICALS INC COM | 48203L107 | Stock | 57,574 | $584,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 15,899 | $582,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 54,298 | $582,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 25,652 | $581,000 | thousands by filing date | |
| CONCORDIA INTL CORP | 20653P102 | COM | 1,196,005 | $581,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 17,257 | $580,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 25,368 | $580,000 | thousands by filing date | |
| TOCAGEN INC | 888846102 | COM | 48,940 | $580,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 44,548 | $579,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 31,097 | $579,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 114,249 | $578,000 | thousands by filing date | |
| PETIQ INC | 71639T106 | COMMON STOCK | 21,731 | $578,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 273,241 | $576,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 279,121 | $573,000 | thousands by filing date | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 56,018 | $573,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 37,502 | $573,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 63,256 | $572,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 402,610 | $572,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 35,889 | $571,000 | thousands by filing date | |
| POWERSHARES DB GOLD FUND | 73936B606 | DB G | 13,606 | $571,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 195,543 | $569,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 194,938 | $568,000 | thousands by filing date | |
| ABSOLUTE SHS TR WBI BBR GBL HIGH | 00400R882 | CEF | 23,295 | $568,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 24,764 | $567,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 21,863 | $567,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 179,271 | $566,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 270,683 | $566,000 | thousands by filing date | |
| VANECK VECTORS ETF TRUST | 92189F288 | ENERGY INCOME | 27,168 | $564,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 22,462 | $562,000 | thousands by filing date | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 26,091 | $561,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F841 | NATURAL RESOURC | 15,407 | $559,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 192,487 | $558,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 18,276 | $556,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 108,023 | $556,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 16,805 | $554,000 | thousands by filing date | |
| 3D PRINTING ETF | 00214Q500 | ETF | 22,892 | $554,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 28,500 | $552,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 32,823 | $551,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 63,345 | $551,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 23,653 | $550,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 21,479 | $549,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 40,795 | $548,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 21,190 | $547,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 6,910 | $546,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 32,686 | $544,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 29,028 | $544,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 74,369 | $543,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 15,882 | $541,000 | thousands by filing date | |
| MENLO THERAPEUTICS INC | 586858102 | COM | 14,361 | $540,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 88,058 | $539,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 8,268 | $538,000 | thousands by filing date | |
| Powershs Db US Dollar Tr | 73936D206 | DOLL INDX BEAR | 23,458 | $536,000 | thousands by filing date | |
| CORIUM INTL INC | 21887L107 | COM | 46,660 | $536,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 36,256 | $535,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 8,217 | $535,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 60,157 | $535,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 12,490 | $531,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 37,027 | $530,000 | thousands by filing date | |
| BEAR ST FINL INC | 073844102 | COM | 51,503 | $528,000 | thousands by filing date | |
| MELINTA THERAPEUTICS INC | 58549G100 | COM | 71,340 | $527,000 | thousands by filing date | |
| FRANKLIN ETF TR | 353506108 | SHRT DUR US GOVT | 5,530 | $526,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 46,807 | $526,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B537 | HDGD FTSE JAPN | 23,975 | $526,000 | thousands by filing date | |
| CONSOL COAL RESOURCES LP | 20855T100 | COM UNIT | 37,527 | $523,000 | thousands by filing date | |
| ELEVANCE HEALTH INC | 036752202 | PREFERRED STOCK | 9,729 | $522,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 11,520 | $522,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E836 | DLY SEMICNDTR 3X | 43,296 | $522,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 110,814 | $521,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 221,773 | $521,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 14,237 | $518,000 | thousands by filing date | |
| GIGAMEDIA LTD | Y2711Y112 | SHS NEW | 182,857 | $518,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 10,525 | $517,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 50,007 | $517,000 | thousands by filing date | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 39,765 | $516,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y665 | GBL X MSCI NIGER | 21,718 | $516,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 566,000 | $516,000 | thousands by filing date | principal |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 16,231 | $515,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 38,937 | $513,000 | thousands by filing date | |
| DBX ETF TR | 233051408 | FUND | 19,127 | $513,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 82,741 | $513,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 61,847 | $513,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 6,433 | $512,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 47,438 | $510,000 | thousands by filing date | |
| CARVER BANCORP ORD | 146875604 | COM | 180,573 | $509,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 32,041 | $507,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 37,543 | $507,000 | thousands by filing date | |
| HARBORONE BANCORP INC | 41165F101 | COM | 28,709 | $507,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 63,246 | $505,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 9,890 | $502,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 27,853 | $502,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-18-000422 | this filing | 2018-05-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000895421-19-000449 | base | 2019-04-23 | acceptance time not in the bulk data set |