13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-09, with 6,980 holding rows worth $276,257,462,000.
- Accession
- 0000895421-16-000501
- Filer
- CIK 895421
- Filed
- 2016-02-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, 25,860 entries on the cover page, a total value of $276,257,462,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $276,257,462,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMorgan Stanley (Switzerland ) AG028-11352
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMorgan Stanley Equity Services INC028-12963
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMorgan Stanley Private Bank, National Association028-14586
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerFundlogic Sas028-15873
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 248,968 | $17,712,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 531,336 | $17,694,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 320,957 | $17,653,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 956,204 | $17,632,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 18,001,000 | $17,629,000 | thousands by filing date | principal |
| CLAYMORE EXCHANGE TRD FD TR | 18383M399 | GUG BLT2017 HY | 706,140 | $17,624,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 784,680 | $17,616,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 1,283,722 | $17,575,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 711,454 | $17,572,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 980,636 | $17,563,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 3,041,570 | $17,549,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 626,775 | $17,532,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 44,856 | $17,471,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 365,409 | $17,431,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 587,367 | $17,410,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 1,875,642 | $17,406,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 438,284 | $17,396,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAD2 | NOTE 1.250%10/1 | 13,163,000 | $17,390,000 | thousands by filing date | principal |
| BRUNSWICK CORP | 117043109 | COM | 344,040 | $17,378,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 311,901 | $17,364,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 1,024,048 | $17,327,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 1,605,563 | $17,308,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 162,148 | $17,296,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 1,106,777 | $17,154,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 860,510 | $17,133,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 3,021,370 | $17,131,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 1,662,571 | $17,125,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 396,079 | $17,123,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M415 | GUG BLT2016 HY | 661,064 | $17,102,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 835,458 | $17,076,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 148,662 | $17,063,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 947,334 | $17,062,000 | thousands by filing date | |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 713,289 | $17,062,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 709,393 | $17,048,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 512,488 | $17,010,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 663,427 | $17,003,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 271,538 | $16,990,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 675,440 | $16,981,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 316,272 | $16,948,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 240,269 | $16,929,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 211,952 | $16,833,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 348,501 | $16,832,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 1,122,893 | $16,820,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 350,858 | $16,818,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 418,036 | $16,789,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 320,314 | $16,783,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V | 62952QAB6 | NOTE 1.000%12/0 | 15,336,000 | $16,783,000 | thousands by filing date | principal |
| ENVISION HEALTHCARE HLDGS IN | 29413U103 | COM | 646,052 | $16,779,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 418,955 | $16,771,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 1,059,017 | $16,743,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 306,263 | $16,673,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 504,533 | $16,639,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 164,367 | $16,607,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 703,965 | $16,607,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 232,916 | $16,565,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 628,999 | $16,537,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 1,307,399 | $16,500,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 391,558 | $16,500,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 1,339,107 | $16,458,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 496,186 | $16,448,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 479,551 | $16,434,000 | thousands by filing date | |
| STERIS PLC | G84720104 | SHS USD | 217,931 | $16,419,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 1,193,762 | $16,366,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 613,693 | $16,281,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 1,095,023 | $16,261,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 558,671 | $16,246,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 2,320,473 | $16,244,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 244,504 | $16,231,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 1,317,252 | $16,216,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 18,071,000 | $16,212,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 912,256 | $16,202,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 163,745 | $16,198,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 412,637 | $16,187,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 419,915 | $16,142,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 307,944 | $16,111,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 3,434,709 | $16,108,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 281,660 | $16,098,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 1,192,219 | $16,082,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 2,255,385 | $16,058,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 2,157,600 | $16,031,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 527,725 | $15,991,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A207 | PFD CONV SER-A | 175,272 | $15,954,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 1,826,566 | $15,946,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 671,948 | $15,884,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 296,014 | $15,858,000 | thousands by filing date | |
| CEPHEID | 15670R107 | COM | 433,550 | $15,838,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 1,118,862 | $15,776,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 425,237 | $15,760,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 713,104 | $15,745,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 434,271 | $15,712,000 | thousands by filing date | |
| TOWERS WATSON & CO | 891894107 | CL A | 121,948 | $15,665,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 1,902,274 | $15,656,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 169,517 | $15,642,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 311,520 | $15,629,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 1,044,688 | $15,618,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 315,713 | $15,615,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 17,663 | $15,603,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 4,741,677 | $15,599,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 1,794,607 | $15,595,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 1,164,598 | $15,571,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 4,057,206 | $15,539,000 | thousands by filing date | |
| COLUMBIA PIPELINE GROUP INC | 198280109 | COM | 776,908 | $15,539,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 426,268 | $15,530,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 739,741 | $15,520,000 | thousands by filing date | |
| MORGAN STANLEY | 61747W257 | RENMIN/USD ETN | 375,291 | $15,470,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M555 | GUGG CRP BD 2016 | 700,535 | $15,467,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 31,802 | $15,424,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 570,994 | $15,423,000 | thousands by filing date | |
| POWERSHARES DWA TACTICAL SECTOR ROTATION PORTFOLIO | 73937B498 | ETF | 611,681 | $15,414,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 577,459 | $15,402,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 530,430 | $15,393,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 568,153 | $15,374,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 1,677,867 | $15,369,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 1,043,648 | $15,362,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 1,427,422 | $15,359,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 642,803 | $15,331,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAM5 | NOTE 4.375% 1/1 | 15,524,000 | $15,330,000 | thousands by filing date | principal |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 178,660 | $15,304,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 18,453,000 | $15,303,000 | thousands by filing date | principal |
| CAMBREX CORP | 132011107 | COM | 323,861 | $15,250,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 403,483 | $15,235,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 235,970 | $15,223,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 5,160,043 | $15,222,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 410,306 | $15,214,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 359,130 | $15,205,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 423,685 | $15,194,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 164,558 | $15,189,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 16,049,000 | $15,186,000 | thousands by filing date | principal |
| CANADIAN SOLAR INC | 136635109 | COM | 523,185 | $15,152,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 267,073 | $15,149,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 956,393 | $15,140,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 496,211 | $15,135,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 1,126,046 | $15,112,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 305,123 | $15,097,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 324,658 | $15,080,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 943,901 | $15,007,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 366,921 | $14,995,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 2,944,743 | $14,990,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 1,122,043 | $14,979,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 3,322,946 | $14,955,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 1,579,100 | $14,955,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M514 | GUG BULL2020 E | 715,190 | $14,941,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 548,650 | $14,918,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 276,937 | $14,902,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AH5 | NOTE 2.875% 3/1 | 20,196,000 | $14,896,000 | thousands by filing date | principal |
| ATMEL CORP | 049513104 | COM | 1,729,715 | $14,893,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 448,314 | $14,875,000 | thousands by filing date | |
| MORGAN STANLEY | 61760E846 | CUSHNG MLP ETN | 2,160,936 | $14,867,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 614,302 | $14,835,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 328,332 | $14,784,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 573,809 | $14,741,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 657,733 | $14,727,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 568,615 | $14,722,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 150,745 | $14,700,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 178,392 | $14,685,000 | thousands by filing date | |
| TOLL BROS FIN CORP | 88947EAM2 | NOTE 0.500% 9/1 | 14,557,000 | $14,685,000 | thousands by filing date | principal |
| EXPRESS INC | 30219E103 | COMMON STOCK | 849,152 | $14,673,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 146,477 | $14,672,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 1,323,952 | $14,643,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 1,154,748 | $14,631,000 | thousands by filing date | |
| ARCHROCK PARTNERS L P | 03957U100 | COM UNITS REPSTG | 1,187,887 | $14,622,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 450,731 | $14,600,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 493,454 | $14,576,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 1,472,248 | $14,531,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 664,265 | $14,520,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 1,426,627 | $14,494,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 1,055,404 | $14,490,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 422,338 | $14,478,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 482,083 | $14,476,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 389,245 | $14,475,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 1,867,389 | $14,453,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 255,376 | $14,445,000 | thousands by filing date | |
| NRG YIELD INC | 62942X306 | COM | 1,038,310 | $14,443,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 172,768 | $14,406,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 4,210,157 | $14,397,000 | thousands by filing date | |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 1,015,343 | $14,397,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 1,248,553 | $14,359,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 798,542 | $14,350,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 1,134,747 | $14,342,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 1,100,631 | $14,330,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 308,997 | $14,303,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 238,859 | $14,250,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 197,499 | $14,238,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 285,534 | $14,237,000 | thousands by filing date | |
| Media General Ord Shs | 58441K100 | COM | 880,478 | $14,220,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 806,868 | $14,177,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 1,189,407 | $14,166,000 | thousands by filing date | |
| GRAMERCY PPTY TR COM | 385002100 | Stock | 1,833,628 | $14,155,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 196,206 | $14,147,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 528,781 | $14,135,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 964,676 | $14,133,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 197,130 | $14,127,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 148,518 | $14,106,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 439,093 | $14,095,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 290,995 | $14,055,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 991,529 | $14,050,000 | thousands by filing date | |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 668,157 | $14,032,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 239,653 | $14,025,000 | thousands by filing date | |
| AVENUE INCOME CR STRATEGIES | 05358E106 | COM | 1,235,026 | $14,017,000 | thousands by filing date | |
| INC RESH HLDGS INC | 45329R109 | CL A | 288,574 | $13,998,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 1,208,645 | $13,996,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 236,465 | $13,991,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 346,090 | $13,953,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 326,644 | $13,931,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 123,033 | $13,926,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 270,497 | $13,925,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 490,573 | $13,897,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 456,505 | $13,892,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 807,732 | $13,885,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 1,051,022 | $13,862,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 3,178,188 | $13,857,000 | thousands by filing date | |
| AMSURG CORP | 03232P405 | COM | 182,105 | $13,840,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 872,431 | $13,827,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 374,937 | $13,801,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 393,805 | $13,791,000 | thousands by filing date | |
| POWERSHARES DB | 73935Y102 | COM UT BEN INT | 590,719 | $13,788,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 171,321 | $13,764,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 1,063,857 | $13,724,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 543,318 | $13,702,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 1,786,349 | $13,701,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 107,141 | $13,687,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M266 | CLAYMORE EXCHANGE TRD FD TR | 666,472 | $13,674,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 473,011 | $13,642,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 256,531 | $13,594,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 659,255 | $13,587,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 747,585 | $13,569,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 1,324,986 | $13,554,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 343,923 | $13,538,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 111,670 | $13,532,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 300,822 | $13,523,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 3,164,822 | $13,514,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 2,383,024 | $13,512,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 113,023 | $13,505,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 255,325 | $13,502,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 265,104 | $13,494,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 2,650,803 | $13,491,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 222,610 | $13,466,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 68,827 | $13,456,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 315,577 | $13,453,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 1,618,205 | $13,447,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 77,777 | $13,417,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612JAF8 | DBCV 0.625% 8/1 | 14,211,000 | $13,394,000 | thousands by filing date | principal |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 111,227 | $13,379,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 1,436,808 | $13,376,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 1,167,474 | $13,367,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 651,545 | $13,364,000 | thousands by filing date | |
| CHEMTURA CORP | 163893209 | COM NEW | 486,428 | $13,266,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 159,828 | $13,264,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 510,976 | $13,250,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 947,968 | $13,233,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 1,384,250 | $13,233,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 308,789 | $13,200,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 235,896 | $13,180,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 2,224,313 | $13,168,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 388,304 | $13,102,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 1,510,451 | $13,097,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 271,707 | $13,028,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462AB8 | NOTE 1.250%10/0 | 13,151,000 | $13,023,000 | thousands by filing date | principal |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 571,049 | $12,997,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 306,113 | $12,992,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 330,210 | $12,983,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 417,728 | $12,958,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 1,004,504 | $12,918,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 2,357,048 | $12,917,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 1,318,791 | $12,910,000 | thousands by filing date | |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 1,791,953 | $12,884,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 1,305,356 | $12,872,000 | thousands by filing date | |
| FERRARI NV | N3167J106 | COM | 267,712 | $12,850,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 774,970 | $12,842,000 | thousands by filing date | |
| PHOENIX COS INC NEW | 71902E604 | COM NEW | 346,041 | $12,817,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 450,622 | $12,807,000 | thousands by filing date | |
| BLUE NILE INC | 09578R103 | COM | 344,574 | $12,794,000 | thousands by filing date | |
| KING DIGITAL ENTMT PLC | G5258J109 | ORD SHS | 714,035 | $12,766,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 743,468 | $12,758,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 274,146 | $12,745,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A441 | NUVN CALI MUNI | 523,305 | $12,695,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 1,148,345 | $12,656,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 804,358 | $12,611,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 461,571 | $12,578,000 | thousands by filing date | |
| Direxion All Cap Insider Senti | 25459Y769 | ETF | 176,083 | $12,529,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 515,969 | $12,476,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 531,375 | $12,476,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 232,681 | $12,461,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 885,347 | $12,448,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 834,248 | $12,430,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 1,331,310 | $12,421,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 340,028 | $12,411,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 1,078,294 | $12,411,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 119,108 | $12,362,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 284,012 | $12,357,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 139,263 | $12,350,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 457,690 | $12,349,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 1,170,511 | $12,314,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 872,107 | $12,314,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 346,582 | $12,255,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 729,717 | $12,179,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 340,292 | $12,175,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 97,405 | $12,167,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 240,028 | $12,160,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 215,688 | $12,136,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 1,389,575 | $12,102,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 234,948 | $12,089,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 388,131 | $12,086,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 741,396 | $12,077,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 1,408,209 | $12,069,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 889,205 | $12,066,000 | thousands by filing date | |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 11,212,000 | $12,053,000 | thousands by filing date | principal |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 585,266 | $12,033,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 891,449 | $12,017,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 390,511 | $11,973,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 773,355 | $11,971,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 327,749 | $11,953,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 860,922 | $11,924,000 | thousands by filing date | |
| SFLY 0.25 5/18 | 82568PAB2 | Bond 30/360P2 U | 12,395,000 | $11,915,000 | thousands by filing date | principal |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 808,588 | $11,910,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 1,506,877 | $11,890,000 | thousands by filing date | |
| TIVO INC | 888706AF5 | NOTE 2.000%10/0 | 13,741,000 | $11,886,000 | thousands by filing date | principal |
| HORIZON PHARMA PLC | G4617B105 | SHS | 548,234 | $11,881,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 878,997 | $11,858,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 825,978 | $11,852,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 350,859 | $11,849,000 | thousands by filing date | |
| PROSHARES TR II ULT VIX SHRT | 74347W312 | CEF | 417,849 | $11,846,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 407,256 | $11,842,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 92,112 | $11,835,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 881,006 | $11,833,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 1,571,754 | $11,820,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 369,559 | $11,804,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 937,208 | $11,799,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 103,964 | $11,764,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 267,210 | $11,750,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 331,698 | $11,741,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 81170YAB5 | NOTE 3.000%11/1 | 14,948,000 | $11,735,000 | thousands by filing date | principal |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 138,387 | $11,720,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 433,363 | $11,709,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 1,635,083 | $11,708,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 242,583 | $11,656,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 198,769 | $11,648,000 | thousands by filing date | |
| ANACOR PHARMACEUTICALS INC | 032420101 | COM | 102,991 | $11,635,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 170,168 | $11,618,000 | thousands by filing date | |
| Vale Sa | 91912E204 | COM | 4,556,090 | $11,618,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 484,378 | $11,611,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 1,649,831 | $11,583,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 240,176 | $11,565,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 754,891 | $11,550,000 | thousands by filing date | |
| INTERDIGITAL INC | 458660AB3 | NOTE 2.500% 3/1 | 11,534,000 | $11,550,000 | thousands by filing date | principal |
| STARWOOD WAYPOINT RESIDENTL | 85571W109 | COM SHS | 509,923 | $11,544,000 | thousands by filing date | |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 180,288 | $11,537,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 202,935 | $11,533,000 | thousands by filing date | |
| POST PPTYS INC | 737464107 | COM | 194,801 | $11,525,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 574,315 | $11,516,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 296,019 | $11,509,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 159,323 | $11,484,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 379,668 | $11,474,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 483,536 | $11,470,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W235 | GLD MNRS BEAR 3X | 693,343 | $11,454,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 321,183 | $11,449,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 849,179 | $11,431,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 493,437 | $11,414,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 211,417 | $11,410,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 166,823 | $11,403,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 466,440 | $11,390,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 718,719 | $11,378,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 89,193 | $11,361,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 384,068 | $11,341,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 319,017 | $11,338,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 338,777 | $11,326,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 418,213 | $11,306,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 273,490 | $11,306,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 733,631 | $11,291,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 842,857 | $11,285,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 845,369 | $11,278,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 1,552,989 | $11,275,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 253,193 | $11,274,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 167,515 | $11,241,000 | thousands by filing date | |
| SOLARCITY CORP | 83416TAC4 | NOTE 1.625%11/0 | 13,897,000 | $11,222,000 | thousands by filing date | principal |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 528,869 | $11,207,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 172,562 | $11,192,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 9,736,000 | $11,184,000 | thousands by filing date | principal |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 100,112 | $11,182,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 657,000 | $11,176,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 516,526 | $11,172,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 963,822 | $11,170,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 94,889 | $11,145,000 | thousands by filing date | |
| AMERICAN TOWER CORP NEW | 03027X308 | PFD CONV SER A | 109,010 | $11,141,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 118,701 | $11,137,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 267,576 | $11,122,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 1,144,199 | $11,099,000 | thousands by filing date | |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 491,000 | $11,097,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 191,358 | $11,093,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 481,876 | $11,083,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 305,815 | $11,074,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 132,281 | $11,066,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 397,793 | $11,066,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034AJ8 | NOTE 2.500 5/1 | 10,876,000 | $11,044,000 | thousands by filing date | principal |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097713 | PREFERRED STOCK | 427,106 | $11,041,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 177,910 | $11,017,000 | thousands by filing date | |
| CONCORDIA HEALTHCARE CORP | 206519100 | COM | 269,768 | $11,015,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 283,199 | $11,003,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 1,224,805 | $10,987,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 203,130 | $10,985,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 91,740 | $10,976,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 19,632,000 | $10,970,000 | thousands by filing date | principal |
| ALLETE INC | 018522300 | COM NEW | 215,574 | $10,956,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 337,508 | $10,953,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 159,775 | $10,949,000 | thousands by filing date | |
| JARDEN CORP | 471109AM0 | NOTE 1.125% 3/1 | 8,943,000 | $10,944,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 388,007 | $10,904,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 350,834 | $10,893,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 175,468 | $10,883,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 654,135 | $10,878,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 374,256 | $10,858,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541TAD3 | CORPORATE OBLIG | 10,104,000 | $10,825,000 | thousands by filing date | principal |
| UGI CORP NEW COM | 902681105 | Stock | 320,289 | $10,812,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 262,301 | $10,801,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 984,148 | $10,787,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 112,391 | $10,781,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 238,719 | $10,776,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 816,079 | $10,772,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 538,220 | $10,770,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 851,132 | $10,758,000 | thousands by filing date | |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 11,183,000 | $10,750,000 | thousands by filing date | principal |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 315,381 | $10,742,000 | thousands by filing date | |
| DBX ETF TR | 233051820 | XTRACK MSCI ALL | 463,542 | $10,722,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 168,616 | $10,712,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 401,244 | $10,706,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 825,746 | $10,702,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 119,814 | $10,666,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 230,841 | $10,644,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 351,348 | $10,590,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 645,527 | $10,587,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 249,576 | $10,584,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 296,445 | $10,566,000 | thousands by filing date | |
| UNIVERSAL AMERN CORP NEW | 91338E101 | COM | 1,506,610 | $10,545,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 194,479 | $10,538,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 159,632 | $10,536,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 97,403 | $10,511,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AH8 | NOTE 2.625%12/1 | 9,476,000 | $10,508,000 | thousands by filing date | principal |
| UDR INC COM | 902653104 | REIT | 279,100 | $10,485,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 669,785 | $10,482,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 213,576 | $10,473,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 2,572,840 | $10,473,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 348,503 | $10,469,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 1,691,825 | $10,455,000 | thousands by filing date | |
| OPOWER INC | 68375Y109 | COM | 984,916 | $10,401,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 184,773 | $10,387,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 1,338,286 | $10,385,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 547,996 | $10,378,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 176,931 | $10,377,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 288,641 | $10,372,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 445,416 | $10,351,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 710,509 | $10,345,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 178,803 | $10,344,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 156,995 | $10,338,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 207,883 | $10,334,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 90,045 | $10,332,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 1,047,500 | $10,318,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 2,070,909 | $10,313,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 217,386 | $10,304,000 | thousands by filing date | |
| Waste Connections | 941053100 | COM | 182,727 | $10,291,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 167,700 | $10,281,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 1,733,132 | $10,260,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 420,245 | $10,242,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 247,728 | $10,241,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 448,853 | $10,238,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 815,144 | $10,222,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 127,806 | $10,222,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 393,303 | $10,214,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 195,726 | $10,204,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 228,196 | $10,167,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 270,544 | $10,148,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 771,960 | $10,136,000 | thousands by filing date | |
| MKT V. SHORT MUNI INDEX | 57060U803 | ETF | 578,166 | $10,135,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 444,249 | $10,128,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BC6 | NOTE 3.750% 3/1 | 10,878,000 | $10,124,000 | thousands by filing date | principal |
| SKYWEST INC COM | 830879102 | Stock | 531,795 | $10,116,000 | thousands by filing date | |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 211,097 | $10,115,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 710,354 | $10,109,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 1,828,573 | $10,094,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 1,037,325 | $10,093,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 183,523 | $10,083,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 115,985 | $10,069,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 823,253 | $10,035,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 239,693 | $10,005,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 248,988 | $9,995,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 97,045 | $9,957,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 312,969 | $9,950,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 92,947 | $9,947,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 349,962 | $9,946,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 1,030,387 | $9,944,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 123,801 | $9,932,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 350,159 | $9,931,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 71,554 | $9,921,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 172,342 | $9,889,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 219,859 | $9,878,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD | 92763WAA1 | NOTE 1.500% 3/1 | 9,473,000 | $9,876,000 | thousands by filing date | principal |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 121,860 | $9,871,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 153,158 | $9,870,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 158,072 | $9,867,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 224,717 | $9,851,000 | thousands by filing date | |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 272,076 | $9,848,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-16-000501 | this filing | 2016-02-09 | acceptance time not in the bulk data set |