13F-HR/A filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR/A for the quarter ended 2015-09-30, filed 2016-02-08, with 6,698 holding rows worth $270,595,925,000.
- Accession
- 0000895421-16-000495
- Filer
- CIK 895421
- Filed
- 2016-02-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, amendment of type restatement, 24,486 entries on the cover page, a total value of $270,595,925,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $270,595,925,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMorgan Stanley (Switzerland ) AG028-11352
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMorgan Stanley Equity Services INC028-12963
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMorgan Stanley Private Bank, National Association028-14586
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerFundlogic Sas028-15873
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 110,050 | $2,026,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 289,048 | $2,026,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 996,599 | $2,023,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 82,512 | $2,022,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 57,015 | $2,022,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 28,488 | $2,019,000 | thousands by filing date | |
| CHIPMOS TECH BERMUDA LTD | G2110R114 | SHS | 122,956 | $2,018,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 441,892 | $2,016,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 40,485 | $2,014,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 156,966 | $2,013,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 160,617 | $2,013,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 50,681 | $2,010,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 135,474 | $2,007,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734MAB5 | NOTE 2.500% 9/1 | 2,100,000 | $2,006,000 | thousands by filing date | principal |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 52,497 | $1,996,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 83,161 | $1,996,000 | thousands by filing date | |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 115,616 | $1,995,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 36,785 | $1,995,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 235,517 | $1,988,000 | thousands by filing date | |
| QUANTUM CORP | 747906AG0 | NOTE 3.500%11/1 | 2,005,000 | $1,985,000 | thousands by filing date | principal |
| PARK STERLING CORP | 70086Y105 | COM | 291,434 | $1,982,000 | thousands by filing date | |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 120,447 | $1,977,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 95,291 | $1,976,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 96,021 | $1,974,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 78,105 | $1,971,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X617 | DYN RETAIL PTF | 53,888 | $1,969,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 105,292 | $1,967,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 78,934 | $1,966,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME OPPORT | 25158Y102 | COM | 149,394 | $1,965,000 | thousands by filing date | |
| Powershares ETF KBW Insurance | 73936q777 | COM | 43,020 | $1,964,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734MAF6 | NOTE 1.750% 8/1 | 2,355,000 | $1,961,000 | thousands by filing date | principal |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 72,687 | $1,960,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 21,985 | $1,958,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 376,629 | $1,958,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 321,097 | $1,958,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 213,004 | $1,955,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 189,932 | $1,952,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 33,744 | $1,950,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 141,294 | $1,947,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 92,027 | $1,947,000 | thousands by filing date | |
| SKYPEOPLE FRUIT JUICE INC | 83086T208 | COM NEW | 2,338,696 | $1,941,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 44,803 | $1,940,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082AC6 | NOTE 0.750% 9/0 | 1,890,000 | $1,940,000 | thousands by filing date | principal |
| MURPHY USA INC COM | 626755102 | Stock | 35,229 | $1,936,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 72,953 | $1,936,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 61,713 | $1,931,000 | thousands by filing date | |
| AMEC FOSTER WHEELER PLC | 00167X205 | SPONSORED ADR | 177,046 | $1,929,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 114,718 | $1,928,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 98,176 | $1,928,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 44,275 | $1,928,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 146,098 | $1,927,000 | thousands by filing date | |
| DIREXION SHS ETF TR ZACKS MLP | 25459y298 | INDX FD | 89,698 | $1,923,000 | thousands by filing date | |
| OCI RES LP | 67081B106 | COM UNIT LTD | 98,054 | $1,923,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 184,758 | $1,918,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 78,497 | $1,915,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 160,966 | $1,915,000 | thousands by filing date | |
| ISHARES TR | 464288471 | EPRA/NAR DEV EUR | 49,940 | $1,915,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X377 | FINL SECT PORT | 64,915 | $1,914,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 112,951 | $1,906,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 31,568 | $1,905,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 57,180 | $1,903,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 78,776 | $1,902,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 213,507 | $1,900,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 45,269 | $1,898,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 189,832 | $1,898,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 179,629 | $1,897,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOU | L7257P106 | REG SHS | 1,517,316 | $1,897,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 257,547 | $1,896,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 2,536 | $1,895,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 29,584 | $1,893,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y776 | ADVISR GLBECHO | 32,134 | $1,888,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 466,330 | $1,879,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP | 67076P102 | CMN | 545,681 | $1,877,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 139,990 | $1,876,000 | thousands by filing date | |
| RUCKUS WIRELESS INC | 781220108 | COM | 157,869 | $1,876,000 | thousands by filing date | |
| NAVIOS MARITIME MIDSTREAM LP COM UNIT LTD | Y62134104 | MLP | 149,924 | $1,874,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 14,557 | $1,873,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 46,926 | $1,867,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 99,187 | $1,867,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 39,594 | $1,866,000 | thousands by filing date | |
| SCIQUEST INC NEW | 80908T101 | COM | 186,562 | $1,866,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 136,741 | $1,865,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 591,046 | $1,862,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 74,991 | $1,852,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 136,404 | $1,850,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 66,184 | $1,849,000 | thousands by filing date | |
| AIRMEDIA GROUP INC | 009411109 | ADR | 344,073 | $1,847,000 | thousands by filing date | |
| AIXTRON SE | 009606104 | SPONSORED ADR | 304,221 | $1,843,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 58,598 | $1,842,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 31,338 | $1,839,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 31,724 | $1,833,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 214,136 | $1,831,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 26,258 | $1,830,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 176,996 | $1,828,000 | thousands by filing date | |
| NUVEEN PREMIER MUN INCOME FD | 670988104 | COM | 140,146 | $1,828,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 71,372 | $1,828,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 47,052 | $1,827,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 110,084 | $1,827,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 113,294 | $1,825,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 67,380 | $1,820,000 | thousands by filing date | |
| ABERDEEN SINGAPORE FD INC | 003244100 | COM | 210,673 | $1,820,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 37,654 | $1,817,000 | thousands by filing date | |
| ISHARES TR | 46429B499 | MSCI NORWAY ETF | 93,252 | $1,816,000 | thousands by filing date | |
| iShares MSCI Russia | 46434G806 | ISHARES MSCI RUSSIA ETF | 149,571 | $1,815,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 33,873 | $1,814,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 33,851 | $1,814,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 130,227 | $1,814,000 | thousands by filing date | |
| NATIONAL WESTERN | 638522102 | COMMON STOCK | 8,131 | $1,811,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 199,248 | $1,806,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 86,223 | $1,806,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 88,180 | $1,806,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 205,546 | $1,801,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q135 | GUGG CHN TECH | 60,947 | $1,798,000 | thousands by filing date | |
| Sierra Oncology, Inc. | 74346L101 | common | 87,618 | $1,798,000 | thousands by filing date | |
| UTI WORLDWIDE INC | G87210103 | ORD | 391,181 | $1,796,000 | thousands by filing date | |
| CNX COAL RES LP COM UNIT RP LP | 12592V100 | Stock | 159,503 | $1,795,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 116,202 | $1,793,000 | thousands by filing date | |
| MATTRESS FIRM HLDG CORP | 57722W106 | COM | 42,895 | $1,792,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 318,870 | $1,792,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 208,984 | $1,789,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 345,187 | $1,788,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R585 | RUSSIA SMALLCP | 95,622 | $1,788,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 76,904 | $1,785,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 356,965 | $1,784,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 42,398 | $1,782,000 | thousands by filing date | |
| QLOGIC CORP | 747277101 | COM | 173,720 | $1,780,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 89,241 | $1,777,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 194,884 | $1,776,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 77,228 | $1,775,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 45,520 | $1,774,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U869 | UNIT 99/99/9999 | 35,671 | $1,772,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E358 | GLB X PERMETF | 75,392 | $1,767,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 158,878 | $1,766,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 75,494 | $1,766,000 | thousands by filing date | |
| BROOKFIELD MTG OPP INC FD IN | 112792106 | COM | 119,037 | $1,754,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 300,671 | $1,753,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u753 | INDONESIA ETF | 109,147 | $1,750,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 35,573 | $1,747,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 84,499 | $1,747,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 65,373 | $1,746,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 282,037 | $1,746,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 137,397 | $1,745,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 88,772 | $1,744,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 32,466 | $1,742,000 | thousands by filing date | |
| ATLANTIC TELE NETWORK INC | 049079205 | COM NEW | 23,567 | $1,742,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 24,339 | $1,741,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 65,866 | $1,738,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 132,279 | $1,738,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 12,392 | $1,738,000 | thousands by filing date | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 68,218 | $1,734,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 102,333 | $1,734,000 | thousands by filing date | |
| SIZMEK INC | 83013P105 | COM | 287,797 | $1,724,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 95,861 | $1,723,000 | thousands by filing date | |
| HANDY & HARMAN LTD | 410315105 | COMMON STOCK | 71,825 | $1,723,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 128,312 | $1,722,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 50,420 | $1,715,000 | thousands by filing date | |
| DELHAIZE GROUP - SPONS ADR | 29759W101 | SPON | 77,359 | $1,712,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 134,139 | $1,709,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 9,176 | $1,707,000 | thousands by filing date | |
| Niska Gas Storage Partners L | 654678101 | Unit Ltd Liabi | 548,904 | $1,707,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 83,790 | $1,706,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 102,344 | $1,703,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W108 | COM | 495,682 | $1,700,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 59,128 | $1,699,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 81,954 | $1,699,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 208,858 | $1,698,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 27,546 | $1,694,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 187,761 | $1,693,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 87,420 | $1,691,000 | thousands by filing date | |
| C1 FINL INC | 12591N109 | COM | 88,755 | $1,691,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 281,517 | $1,689,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 30,527 | $1,689,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 21,674 | $1,687,000 | thousands by filing date | |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 91,812 | $1,686,000 | thousands by filing date | |
| NEWPORT CORP | 651824104 | COM | 122,563 | $1,686,000 | thousands by filing date | |
| AMYRIS INC | 03236MAC5 | NOTE 6.500 5/1 | 2,404,000 | $1,686,000 | thousands by filing date | principal |
| WESTERN ASSET WORLDWIDE INCO | 957668106 | COM | 171,501 | $1,685,000 | thousands by filing date | |
| Ft Dearborn Inc Sec Inc | 347200107 | COM | 119,365 | $1,684,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 287,846 | $1,682,000 | thousands by filing date | |
| Proshs UltraPro Shrt QQQ | 74348A418 | Equity | 63,788 | $1,676,000 | thousands by filing date | |
| ISHARES MSCI | 464286335 | MSCI GLB GOLD | 311,754 | $1,674,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 213,956 | $1,666,000 | thousands by filing date | |
| ROUNDY'S INC | 779268101 | COM | 717,868 | $1,665,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 24,438 | $1,659,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 47,537 | $1,657,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 246,731 | $1,656,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 50,616 | $1,654,000 | thousands by filing date | |
| ISHARES TR | 46432FAW7 | IBONDS MAR18 ETF | 16,071 | $1,653,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 174,440 | $1,650,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 1,625,000 | $1,649,000 | thousands by filing date | principal |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 62,840 | $1,648,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 217,493 | $1,643,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 74,044 | $1,641,000 | thousands by filing date | |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 110,834 | $1,640,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 131,868 | $1,639,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 208,484 | $1,637,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 1,405 | $1,635,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 55,181 | $1,632,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 42,708 | $1,631,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 29,720 | $1,626,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 745,437 | $1,624,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 21,492 | $1,621,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 259,730 | $1,619,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 102,903 | $1,617,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 62,100 | $1,617,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 222,922 | $1,612,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 216,035 | $1,609,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 39,879 | $1,609,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 49,690 | $1,608,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 486,008 | $1,608,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 30,167 | $1,604,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 103,419 | $1,603,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 34,562 | $1,602,000 | thousands by filing date | |
| SPDR SER TR | 78468R820 | S&P 500 BUYBCK | 35,609 | $1,601,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 110,582 | $1,600,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 499,235 | $1,597,000 | thousands by filing date | |
| GRANA Y MONTERO S A A | 38500P208 | SPONSORED ADR | 400,421 | $1,593,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 138,985 | $1,593,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 92,759 | $1,592,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 70,201 | $1,591,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 92,487 | $1,586,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 174,419 | $1,586,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 106,715 | $1,582,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 103,664 | $1,580,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 347,639 | $1,578,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 63,003 | $1,577,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 108,408 | $1,576,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 55,210 | $1,574,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W323 | CMN | 81,060 | $1,574,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 27,003 | $1,572,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 105,281 | $1,569,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 36,128 | $1,567,000 | thousands by filing date | |
| NAVISTAR INTL CORP NEW | 63934EAS7 | NOTE 4.750 4/1 | 2,250,000 | $1,567,000 | thousands by filing date | principal |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 527,766 | $1,562,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 101,389 | $1,561,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 42,756 | $1,557,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 230,853 | $1,556,000 | thousands by filing date | |
| COLUMBIA ETF TR | 19761R109 | SEL LC VAL ETF | 38,774 | $1,555,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 30,894 | $1,554,000 | thousands by filing date | |
| LAKE SHORE GOLD CORP | 510728108 | COM | 1,867,335 | $1,554,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 81,607 | $1,553,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 81,088 | $1,552,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 23,840 | $1,551,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 109,901 | $1,547,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 40,203 | $1,543,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 151,173 | $1,542,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 79,279 | $1,542,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 151,946 | $1,541,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 63,650 | $1,536,000 | thousands by filing date | |
| SYNERGETICS USA INC | 87160G107 | COM | 233,474 | $1,535,000 | thousands by filing date | |
| NUVEEN HIGH INCOME 2020 TARG | 67075L102 | COM | 153,587 | $1,534,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 34,407 | $1,531,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 185,175 | $1,531,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 79,372 | $1,531,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 54,586 | $1,529,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 47,980 | $1,526,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 422,437 | $1,524,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 20,114 | $1,524,000 | thousands by filing date | |
| Cynosure, Inc. | 232577205 | COM | 50,735 | $1,524,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 155,693 | $1,523,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y470 | DLY EMKT 3X NEW | 30,308 | $1,519,000 | thousands by filing date | |
| WINTHROP REALTY TRUST | 976391300 | SH B | 105,559 | $1,516,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 171,368 | $1,515,000 | thousands by filing date | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 36,523 | $1,514,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 49,764 | $1,513,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 84,119 | $1,512,000 | thousands by filing date | |
| FIFTH STR ASSET MGMT INC | 31679P109 | CL A COM | 202,350 | $1,511,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 367,349 | $1,507,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 34,151 | $1,501,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 17,528 | $1,501,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 19,394 | $1,500,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 78,552 | $1,498,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 96,561 | $1,491,000 | thousands by filing date | |
| HHGREGG INC | 42833L108 | COM | 306,071 | $1,491,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 354,054 | $1,491,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 29,259 | $1,489,000 | thousands by filing date | |
| FNFV GROUP | 31620R402 | COM | 126,918 | $1,487,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 30,801 | $1,483,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 51,072 | $1,481,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 260,646 | $1,481,000 | thousands by filing date | |
| SKY-MOBI LTD | 83084G109 | SPONSORED ADS | 596,187 | $1,478,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 22,510 | $1,474,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 97,645 | $1,473,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 42,546 | $1,472,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 46,936 | $1,471,000 | thousands by filing date | |
| NUVEEN CA DIV ADVANTG MUN FD | 67069X104 | COM | 98,196 | $1,470,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 45,904 | $1,467,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 362,285 | $1,466,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 74,745 | $1,465,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 123,370 | $1,465,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 85,086 | $1,462,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 40,011 | $1,462,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 72,231 | $1,461,000 | thousands by filing date | |
| HEALTHWAYS INC | 422245100 | COM | 130,401 | $1,451,000 | thousands by filing date | |
| JP ENERGY PARTNERS LP | 46643C109 | UNT REPST LTD | 239,765 | $1,451,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 247,018 | $1,448,000 | thousands by filing date | |
| GSI GROUP INC | 36191C205 | COM | 113,717 | $1,448,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 174,887 | $1,447,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 19,190 | $1,446,000 | thousands by filing date | |
| BABSON CAP GLB SHT DURHGH YL | 05617T100 | COM | 83,394 | $1,446,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 34,843 | $1,445,000 | thousands by filing date | |
| LMP REAL ESTATE INCOME FD IN | 50208C108 | COM | 117,712 | $1,445,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 149,036 | $1,443,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 210,275 | $1,440,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 148,168 | $1,438,000 | thousands by filing date | |
| NW Biotherapeutics | 66737P600 | USD | 230,069 | $1,438,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 1,450,000 | $1,437,000 | thousands by filing date | principal |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 94,377 | $1,436,000 | thousands by filing date | |
| VASCULAR SOLUTIONS INC | 92231M109 | COMMON STOCK | 44,295 | $1,436,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 147,050 | $1,434,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 47,144 | $1,433,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 28,883 | $1,433,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 163,283 | $1,431,000 | thousands by filing date | |
| KANSAS CITY LIFE INS CO | 484836101 | COM | 30,432 | $1,430,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 33,769 | $1,428,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 116,154 | $1,427,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 42,278 | $1,425,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 17,305 | $1,420,000 | thousands by filing date | |
| SUPERCOM LTD NEW | M87095119 | SHS NEW | 177,299 | $1,419,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 102,021 | $1,418,000 | thousands by filing date | |
| GLOBAL SHIP LEASE INC NEW | Y27183105 | SHS A | 305,680 | $1,418,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 133,433 | $1,405,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 52,454 | $1,405,000 | thousands by filing date | |
| SMTP INC | 784589202 | COM NEW | 299,715 | $1,403,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 42,766 | $1,398,000 | thousands by filing date | |
| AUTOBYTEL INC | 05275N205 | COM | 83,404 | $1,398,000 | thousands by filing date | |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 57,302 | $1,395,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 28,712 | $1,394,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 31,731 | $1,393,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 76,567 | $1,392,000 | thousands by filing date | |
| INTRAWEST RESORTS HLDGS INC | 46090K109 | COM | 160,034 | $1,386,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 26,194 | $1,383,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 230,927 | $1,381,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 515,010 | $1,380,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 45,767 | $1,377,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 119,688 | $1,375,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 110,417 | $1,374,000 | thousands by filing date | |
| Deutsche Global High Income | 25158V108 | 0 | 181,783 | $1,374,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 101,803 | $1,373,000 | thousands by filing date | |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 74,115 | $1,373,000 | thousands by filing date | |
| FEDERAL MOGUL CORP | 313549404 | COM | 200,649 | $1,371,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 77,603 | $1,370,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 132,225 | $1,369,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461761 | INDIA CONSUMER | 43,664 | $1,369,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 339,008 | $1,366,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 39,837 | $1,365,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 87,321 | $1,364,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 61,352 | $1,360,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 48,779 | $1,358,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 79,528 | $1,356,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 76,154 | $1,356,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 59,842 | $1,355,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 80,173 | $1,355,000 | thousands by filing date | |
| BLACKROCK MUNIC BD INVST TR | 09249K107 | COM | 94,250 | $1,352,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 144,708 | $1,347,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 212,457 | $1,347,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 205,298 | $1,347,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 167,427 | $1,343,000 | thousands by filing date | |
| PLANAR SYSTEMS INC | 726900103 | COM | 231,579 | $1,343,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 72,506 | $1,338,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 51,712 | $1,336,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 19,715 | $1,336,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 79,933 | $1,335,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E143 | GBL X JPM EFF | 56,436 | $1,333,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 18,413 | $1,332,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 177,470 | $1,331,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 88,915 | $1,331,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 25,620 | $1,330,000 | thousands by filing date | |
| METALDYNE PERFORMANCE GROUP | 59116R107 | COM | 63,319 | $1,330,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X731 | S&P INTL CONS | 37,264 | $1,329,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 49,275 | $1,328,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 23,814 | $1,328,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 60,842 | $1,327,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 1,380,139 | $1,323,000 | thousands by filing date | |
| 8POINT3 ENERGY PARTNERS LP | 282539105 | CL A RPT LTDPT | 124,649 | $1,322,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 62,825 | $1,319,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 50,236 | $1,318,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 74,358 | $1,316,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 48,078 | $1,316,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BB8 | NOTE | 1,300,000 | $1,316,000 | thousands by filing date | principal |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 26,159 | $1,315,000 | thousands by filing date | |
| PROSHARES TR | 74347R230 | PSHS SHTFINL ETF | 72,679 | $1,314,000 | thousands by filing date | |
| CTC MEDIA INC | 12642X106 | COM | 749,382 | $1,312,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 17,708 | $1,310,000 | thousands by filing date | |
| SPDR INDEX SHS FDS EUR STOXX SMCP | 78463X392 | CEF | 28,012 | $1,309,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 82,802 | $1,308,000 | thousands by filing date | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 89,902 | $1,308,000 | thousands by filing date | |
| FEI CO | 30241L109 | COM | 17,894 | $1,307,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 127,849 | $1,303,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 152,900 | $1,303,000 | thousands by filing date | |
| UNITED ONLINE INC | 911268209 | COM NEW | 130,125 | $1,301,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 79,045 | $1,300,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 223,167 | $1,299,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 95,277 | $1,299,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 69,883 | $1,298,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 24,505 | $1,296,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 26,355 | $1,293,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 80,664 | $1,291,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 80,666 | $1,284,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 55,404 | $1,284,000 | thousands by filing date | |
| GLOBAL X | 37950E275 | GBLX URANIUM NEW | 184,632 | $1,284,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 132,233 | $1,282,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 40,710 | $1,281,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 193,569 | $1,280,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 197,302 | $1,279,000 | thousands by filing date | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 123,358 | $1,278,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 83,940 | $1,277,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 77,519 | $1,273,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 18,405 | $1,272,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 1,474,208 | $1,269,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 184,959 | $1,269,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 46,815 | $1,268,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 2,813,301 | $1,266,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 38,254 | $1,265,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 95,083 | $1,264,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 81,545 | $1,264,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 35,590 | $1,263,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 25,091 | $1,262,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 95,356 | $1,256,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 48,512 | $1,255,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 164,949 | $1,254,000 | thousands by filing date | |
| SL INDS INC | 784413106 | COMMON STOCK | 36,863 | $1,253,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 2,075,919 | $1,251,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 53,978 | $1,249,000 | thousands by filing date | |
| MAGAL SECURITY SYS LTD | M6786D104 | ORD | 298,082 | $1,249,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 98,949 | $1,248,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 52,729 | $1,245,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 155,843 | $1,242,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 106,435 | $1,240,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 27,684 | $1,240,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 40,576 | $1,239,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 42,899 | $1,238,000 | thousands by filing date | |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 821,000 | $1,237,000 | thousands by filing date | principal |
| NORDSON CORP | 655663102 | COM | 19,624 | $1,236,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 163,695 | $1,236,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 110,915 | $1,236,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 30,821 | $1,236,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 53,160 | $1,236,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 99,133 | $1,233,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 105,456 | $1,232,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 48,050 | $1,232,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INC FD 3 | 67072W101 | COM | 153,526 | $1,232,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X830 | RUSS NOMURA PR | 28,264 | $1,232,000 | thousands by filing date | |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 92,512 | $1,231,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 54,730 | $1,230,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 221,501 | $1,230,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 74,648 | $1,230,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 92,906 | $1,226,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 96,718 | $1,226,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 1,332,104 | $1,225,000 | thousands by filing date | |
| PLANET PAYMENT INC | U72603118 | SHS | 432,799 | $1,225,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 465,642 | $1,224,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 255,606 | $1,224,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 203,422 | $1,222,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 123,705 | $1,220,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 111,039 | $1,218,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 33,310 | $1,217,000 | thousands by filing date | |
| POWERSHS EXCH TRAD FD TR INSURED NEW YORK MUNI | 73936T458 | ETF | 50,713 | $1,217,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 140,032 | $1,214,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 55,605 | $1,213,000 | thousands by filing date | |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 52,502 | $1,209,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 78,045 | $1,207,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 16,250 | $1,203,000 | thousands by filing date | |
| CARVER BANCORP ORD | 146875604 | COM | 180,573 | $1,201,000 | thousands by filing date | |
| EXA CORP | 300614500 | COM | 116,218 | $1,200,000 | thousands by filing date | |
| WAUSAU PAPER CORP | 943315101 | COM | 187,453 | $1,199,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 70,521 | $1,198,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 102,321 | $1,197,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 75,661 | $1,196,000 | thousands by filing date | |
| ALEXZA PHARMACEUTICALS INC | 015384209 | COM | 968,918 | $1,192,000 | thousands by filing date | |
| THE CUSHING MLP INFASTCR TOT | 231631201 | COM NEW | 101,325 | $1,192,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 60,424 | $1,188,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 168,678 | $1,188,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 55,175 | $1,188,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 780,213 | $1,186,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 137,826 | $1,185,000 | thousands by filing date | |
| LMP CORPORATE LN FD INC | 50208B100 | COM | 115,180 | $1,184,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 35,579 | $1,183,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 54,362 | $1,183,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 18,965 | $1,178,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 52,542 | $1,176,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 102,290 | $1,175,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 149,224 | $1,174,000 | thousands by filing date | |
| NEWCASTLE INVT CORP NEW COM PAR $0.01 | 65105M603 | REIT | 267,393 | $1,174,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 38,147 | $1,173,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 37,618 | $1,171,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 142,010 | $1,169,000 | thousands by filing date | |
| EPIQ SYSTEMS INC | 26882D109 | COM | 90,443 | $1,168,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 33,364 | $1,166,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 46,825 | $1,165,000 | thousands by filing date | |
| GUGGENHEIM ETF | 78355W866 | cs | 23,531 | $1,165,000 | thousands by filing date | |
| TERRAFORM GLOBAL INC | 88104M101 | CL A | 174,916 | $1,164,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 20,889 | $1,163,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 25,785 | $1,160,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN NETW | 73935X815 | COM | 35,360 | $1,160,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 119,244 | $1,159,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 58,244 | $1,156,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 199,721 | $1,147,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 258,080 | $1,146,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 100,032 | $1,142,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-15-000400 | superseded | 2015-11-09 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000895421-16-000495 | this filing | 2016-02-08 | acceptance time not in the bulk data set |