13F-HR/A filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR/A for the quarter ended 2015-09-30, filed 2016-02-08, with 6,698 holding rows worth $270,595,925,000.
- Accession
- 0000895421-16-000495
- Filer
- CIK 895421
- Filed
- 2016-02-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, amendment of type restatement, 24,486 entries on the cover page, a total value of $270,595,925,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $270,595,925,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMorgan Stanley (Switzerland ) AG028-11352
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMorgan Stanley Equity Services INC028-12963
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMorgan Stanley Private Bank, National Association028-14586
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerFundlogic Sas028-15873
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INGRAM MICRO INC | 457153104 | CL A | 348,828 | $9,502,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 693,779 | $9,484,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 236,375 | $9,481,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 361,423 | $9,473,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 219,035 | $9,466,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 91,633 | $9,463,000 | thousands by filing date | |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 236,110 | $9,460,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 365,510 | $9,459,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 949,588 | $9,449,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 1,834,777 | $9,449,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 144,080 | $9,439,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 266,782 | $9,436,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 415,843 | $9,435,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 103,899 | $9,421,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 735,383 | $9,420,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 316,589 | $9,384,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 175,589 | $9,377,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 272,487 | $9,365,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 752,915 | $9,351,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 219,095 | $9,338,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 434,230 | $9,318,000 | thousands by filing date | |
| PROGRESSIVE WASTE SOLUTIONS | 74339G101 | COM | 352,409 | $9,311,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 1,242,863 | $9,309,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 639,143 | $9,262,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 234,310 | $9,253,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 432,724 | $9,242,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 170,482 | $9,237,000 | thousands by filing date | |
| NUVEEN SELECT QUALITY MUN FD | 670973106 | COM | 689,455 | $9,219,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 1,303,339 | $9,215,000 | thousands by filing date | |
| CONCORDIA HEALTHCARE CORP | 206519100 | COM | 216,463 | $9,212,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 858,069 | $9,207,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 557,430 | $9,203,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 304,464 | $9,201,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 317,318 | $9,189,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 614,135 | $9,181,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 711,458 | $9,171,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 205,377 | $9,169,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 183,152 | $9,155,000 | thousands by filing date | |
| OPOWER INC | 68375Y109 | COM | 1,027,276 | $9,153,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 238,069 | $9,152,000 | thousands by filing date | |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 1,532,334 | $9,148,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 1,223,975 | $9,118,000 | thousands by filing date | |
| MERGE HEALTHCARE INC | 589499102 | COM | 1,283,908 | $9,116,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 583,965 | $9,098,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 342,535 | $9,098,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 1,966,862 | $9,087,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 722,220 | $9,085,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 3,334,133 | $9,068,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 866,913 | $9,068,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 392,037 | $9,061,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 103,749 | $9,059,000 | thousands by filing date | |
| Vale Sa | 91912E204 | COM | 2,700,491 | $9,046,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 1,484,906 | $9,044,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 281,494 | $9,042,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 440,919 | $9,042,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 1,396,208 | $9,033,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 430,514 | $9,028,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 187,375 | $9,025,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 627,163 | $9,025,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 84,822 | $9,018,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 455,713 | $9,005,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 342,007 | $9,004,000 | thousands by filing date | |
| CEPHEID | 15670RAC1 | DBCV 1.250% 2/0 | 8,869,000 | $9,002,000 | thousands by filing date | principal |
| LANDSTAR SYS INC COM | 515098101 | Stock | 141,812 | $9,000,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 668,800 | $8,995,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 505,614 | $8,990,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 895,314 | $8,980,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AJ8 | DBCV 0.875% 6/0 | 10,719,000 | $8,971,000 | thousands by filing date | principal |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 932,683 | $8,954,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 126,277 | $8,954,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 170,592 | $8,944,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 454,091 | $8,923,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 235,057 | $8,912,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 352,666 | $8,912,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 8,490,000 | $8,895,000 | thousands by filing date | principal |
| TRI POINTE HOMES INC | 87265H109 | COM | 678,877 | $8,887,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 704,622 | $8,885,000 | thousands by filing date | |
| ROSE ROCK MIDSTREAM LP | 777149105 | COM U REP LTD | 364,781 | $8,878,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 987,933 | $8,872,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 472,681 | $8,863,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 355,086 | $8,862,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 90,896 | $8,860,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 9,736,000 | $8,860,000 | thousands by filing date | principal |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 801,478 | $8,856,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 74,734 | $8,855,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 348,274 | $8,822,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 946,459 | $8,820,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 347,634 | $8,819,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 575,324 | $8,819,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 220,535 | $8,815,000 | thousands by filing date | |
| EZCHIP SEMICONDUCTOR LIMITED | M4146Y108 | ORD | 350,167 | $8,811,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 79,269 | $8,784,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 810,320 | $8,768,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 118,461 | $8,753,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 789,006 | $8,742,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 302,943 | $8,740,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 276,743 | $8,734,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 223,400 | $8,729,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 435,563 | $8,728,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 113,620 | $8,726,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 258,241 | $8,726,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 95,786 | $8,722,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 472,461 | $8,718,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 983,447 | $8,713,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 165,287 | $8,702,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 520,362 | $8,700,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 79,461 | $8,700,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 182,027 | $8,699,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 2,698,764 | $8,691,000 | thousands by filing date | |
| CYBERONICS | 23251P102 | COMMON STOCK | 142,933 | $8,687,000 | thousands by filing date | |
| MARKIT LTD | G58249106 | SHS | 299,338 | $8,680,000 | thousands by filing date | |
| POWERSHARES GLOBALEXCHANGE TRADED FD TR | 73936T441 | ETF | 341,742 | $8,674,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 1,172,580 | $8,666,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 762,551 | $8,632,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 968,092 | $8,626,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 236,350 | $8,615,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 146,743 | $8,610,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M563 | GUGG CRP BD 2015 | 397,598 | $8,600,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 295,871 | $8,589,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 107,036 | $8,588,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 459,359 | $8,581,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 1,030,955 | $8,567,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 139,640 | $8,544,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 126,058 | $8,540,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 223,818 | $8,532,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 292,188 | $8,517,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 387,543 | $8,511,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 169,624 | $8,483,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 278,040 | $8,475,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 195,383 | $8,474,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 1,333,990 | $8,472,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 342,393 | $8,470,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 625,117 | $8,464,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 802,538 | $8,457,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 141,036 | $8,456,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 1,489,979 | $8,448,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 91,662 | $8,429,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 451,597 | $8,427,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 305,069 | $8,417,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 350,809 | $8,413,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 469,176 | $8,413,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 123,463 | $8,412,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 3,979,635 | $8,396,000 | thousands by filing date | |
| AIRGAS INC | 009363102 | COM | 93,929 | $8,391,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 865,248 | $8,384,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 424,533 | $8,384,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 142,516 | $8,378,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 552,084 | $8,370,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 129,209 | $8,364,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 59,475 | $8,357,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 121,841 | $8,337,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AH8 | NOTE 2.625%12/1 | 7,471,000 | $8,330,000 | thousands by filing date | principal |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 124,074 | $8,323,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 1,407,590 | $8,318,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 299,212 | $8,316,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 253,022 | $8,312,000 | thousands by filing date | |
| TRANSOCEAN PARTNERS LLC | Y8977Y100 | COM UNIT RP LT | 868,229 | $8,309,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 459,681 | $8,307,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 561,067 | $8,293,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 79,708 | $8,292,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 96,315 | $8,285,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 23,143 | $8,261,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 653,898 | $8,253,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 638,268 | $8,247,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 282,364 | $8,236,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 282,513 | $8,233,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 1,262,695 | $8,233,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 967,168 | $8,231,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 141,099 | $8,230,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 8,680,000 | $8,224,000 | thousands by filing date | principal |
| BANK HAWAII CORP | 062540109 | COM | 129,415 | $8,217,000 | thousands by filing date | |
| ROVI CORP | 779376102 | COM | 782,515 | $8,209,000 | thousands by filing date | |
| AXIALL CORP | 05463D100 | COM | 523,047 | $8,207,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 659,307 | $8,202,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 3,612,492 | $8,199,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AC3 | NOTE 1.750%12/0 | 5,300,000 | $8,182,000 | thousands by filing date | principal |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 118,670 | $8,178,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 287,323 | $8,172,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 67,151 | $8,166,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W463 | JAPAN HDG FINL | 315,518 | $8,166,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 621,955 | $8,136,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 454,811 | $8,133,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 163,985 | $8,129,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 798,350 | $8,121,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 114,306 | $8,111,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 268,551 | $8,111,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 3,362,158 | $8,103,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 2,151,238 | $8,088,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 505,802 | $8,088,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 99,083 | $8,086,000 | thousands by filing date | |
| INVN 1.75 11/18 | 46123DAB2 | Bond 30/360P2 U | 8,948,000 | $8,076,000 | thousands by filing date | principal |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 754,155 | $8,069,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 796,869 | $8,056,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 154,432 | $8,029,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 215,133 | $8,024,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 1,208,065 | $8,022,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 185,312 | $8,015,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 294,595 | $8,010,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U205 | COM | 1,811,333 | $8,007,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 561,858 | $8,006,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 133,368 | $7,986,000 | thousands by filing date | |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 166,626 | $7,982,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 136,787 | $7,971,000 | thousands by filing date | |
| EVERYDAY HEALTH INC COM | 300415106 | Stock | 868,661 | $7,940,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 652,672 | $7,936,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 295,026 | $7,924,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 852,598 | $7,922,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 219,685 | $7,920,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 980,256 | $7,911,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 281,926 | $7,908,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 289,578 | $7,893,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 283,759 | $7,891,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 484,818 | $7,884,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 137,525 | $7,881,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 407,528 | $7,869,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 494,962 | $7,861,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 81,310 | $7,858,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 407,530 | $7,853,000 | thousands by filing date | |
| STERIS CORP | 859152100 | COMMON STOCK | 120,830 | $7,850,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 154,939 | $7,839,000 | thousands by filing date | |
| AMERICAN CAP SR FLOATING LTD | 02504D108 | COM | 706,350 | $7,834,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 141,343 | $7,823,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 456,176 | $7,800,000 | thousands by filing date | |
| BLACKROCK DEFINED OPPRTY CR | 09255Q105 | COM | 603,054 | $7,786,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 2,081,088 | $7,783,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 7,649,000 | $7,773,000 | thousands by filing date | principal |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 287,700 | $7,760,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 477,570 | $7,755,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 185,852 | $7,739,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 996,389 | $7,732,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 127,312 | $7,719,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 831,609 | $7,717,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 328,877 | $7,709,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 520,433 | $7,707,000 | thousands by filing date | |
| TOLL BROS FIN CORP | 88947EAM2 | NOTE 0.500% 9/1 | 7,509,000 | $7,687,000 | thousands by filing date | principal |
| WEBSTER FINL CORP | 947890109 | COM | 215,625 | $7,682,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R403 | EMKT HIYLD BD | 339,844 | $7,660,000 | thousands by filing date | |
| DST SYS INC DEL | 233326107 | COM | 72,800 | $7,655,000 | thousands by filing date | |
| MARKET VECTORS VIETNAM ETF | 57060U761 | CMN | 492,596 | $7,626,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 232,272 | $7,610,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 426,971 | $7,608,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 778,240 | $7,603,000 | thousands by filing date | |
| CHEMTURA CORP | 163893209 | COM NEW | 265,281 | $7,592,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 662,145 | $7,568,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 316,902 | $7,545,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 172,113 | $7,539,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 623,688 | $7,535,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 149,486 | $7,519,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 264,700 | $7,508,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 391,362 | $7,508,000 | thousands by filing date | |
| CORECIVIC INC | 22025Y407 | COM | 254,025 | $7,504,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 263,112 | $7,490,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 371,340 | $7,489,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 119,521 | $7,474,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 459,645 | $7,474,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 168,355 | $7,465,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 286,600 | $7,460,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 176,357 | $7,425,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 346,026 | $7,416,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 311,458 | $7,413,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 189,662 | $7,410,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 38,292 | $7,406,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 164,408 | $7,405,000 | thousands by filing date | |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 160,738 | $7,405,000 | thousands by filing date | |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 266,745 | $7,389,000 | thousands by filing date | |
| Waste Connections | 941053100 | COM | 151,912 | $7,381,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 683,914 | $7,379,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 168,434 | $7,371,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 1,318,441 | $7,370,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 551,523 | $7,369,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 937,085 | $7,365,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 634,776 | $7,363,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 160,666 | $7,355,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 270,018 | $7,347,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 700,039 | $7,337,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 756,801 | $7,326,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 65,937 | $7,325,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 845,628 | $7,324,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 466,127 | $7,323,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 12,686 | $7,319,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 595,794 | $7,305,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 813,772 | $7,300,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 296,845 | $7,288,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 380,779 | $7,280,000 | thousands by filing date | |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 243,652 | $7,280,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 930,533 | $7,278,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 109,802 | $7,275,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 353,997 | $7,271,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541TAD3 | CORPORATE OBLIG | 7,002,000 | $7,256,000 | thousands by filing date | principal |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 64,802 | $7,251,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 241,398 | $7,246,000 | thousands by filing date | |
| AVOLON HLDGS LTD | G52237107 | COM | 237,750 | $7,237,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 89,638 | $7,235,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 502,914 | $7,231,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 175,567 | $7,214,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 516,337 | $7,213,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 1,088,525 | $7,205,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 362,405 | $7,183,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 392,253 | $7,171,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 255,154 | $7,167,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 396,737 | $7,165,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 68,232 | $7,165,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 189,822 | $7,162,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B621 | PWRS INT BUYBK | 286,690 | $7,161,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 289,847 | $7,154,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 247,969 | $7,125,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 296,087 | $7,118,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 109,963 | $7,116,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 5,929,000 | $7,103,000 | thousands by filing date | principal |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 83,136 | $7,095,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 705,671 | $7,093,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 301,477 | $7,079,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 1,644,340 | $7,071,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 478,162 | $7,047,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 590,085 | $7,033,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 89,209 | $7,030,000 | thousands by filing date | |
| BOJANGLES INC | 097488100 | COM | 415,713 | $7,026,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 270,179 | $7,022,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 78,987 | $7,018,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 152,577 | $7,017,000 | thousands by filing date | |
| PROSPECT CAPITAL CORP | 74348TAC6 | NOTE 6.250% | 6,948,000 | $7,017,000 | thousands by filing date | principal |
| FAIR ISAAC CORP COM | 303250104 | Stock | 82,989 | $7,013,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 1,507,277 | $7,009,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 225,517 | $7,005,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 129,406 | $6,997,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 280,973 | $6,991,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 150,681 | $6,989,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 136,282 | $6,986,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E205 | COM NEW | 816,602 | $6,982,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 849,667 | $6,975,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 440,459 | $6,972,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 199,047 | $6,967,000 | thousands by filing date | |
| Innocoll | 45780Q103 | SPONDS ADR | 556,056 | $6,962,000 | thousands by filing date | |
| REVENUESHARES ADR | 761396605 | ADR FD | 231,931 | $6,959,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 1,083,647 | $6,958,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 200,640 | $6,957,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 1,811,946 | $6,957,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 215,140 | $6,954,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 101,370 | $6,950,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 370,226 | $6,949,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 708,938 | $6,948,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 154,212 | $6,938,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 371,180 | $6,926,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 430,162 | $6,922,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 94,450 | $6,911,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 26,650 | $6,901,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 389,291 | $6,898,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 898,769 | $6,885,000 | thousands by filing date | |
| DENTSPLY INTL INC | 249030107 | COM | 136,069 | $6,882,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E135 | GBL X JPM ROTA | 295,617 | $6,879,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 513,656 | $6,862,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 134,937 | $6,852,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 135,501 | $6,844,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 521,163 | $6,843,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 569,852 | $6,832,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 248,278 | $6,825,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 88,266 | $6,811,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 63,760 | $6,811,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 132,227 | $6,801,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 548,395 | $6,800,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 142,083 | $6,795,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764103 | COM | 166,419 | $6,794,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 175,303 | $6,792,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 2,551,061 | $6,787,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 473,752 | $6,775,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 434,739 | $6,774,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 1,820,275 | $6,772,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 113,161 | $6,768,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 522,861 | $6,758,000 | thousands by filing date | |
| SURGICAL CARE AFFILIATES INC COM | 86881L106 | Stock | 206,685 | $6,757,000 | thousands by filing date | |
| PHOENIX COS INC NEW | 71902E604 | COM NEW | 204,765 | $6,755,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 208,446 | $6,745,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 997,330 | $6,741,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 467,410 | $6,739,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 568,204 | $6,739,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 647,591 | $6,735,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 224,763 | $6,733,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 684,042 | $6,731,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 125,448 | $6,694,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 141,154 | $6,691,000 | thousands by filing date | |
| TORNIER NV | N87237108 | COMMON STOCK-FO | 327,587 | $6,680,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 543,541 | $6,648,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 241,306 | $6,640,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 596,537 | $6,639,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 423,539 | $6,624,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 49,449 | $6,617,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 195,875 | $6,613,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 288,908 | $6,605,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 486,270 | $6,588,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 261,165 | $6,586,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 409,136 | $6,586,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 235,036 | $6,583,000 | thousands by filing date | |
| MORGAN STANLEY | 617480272 | LNG EURO ETN20 | 366,000 | $6,581,000 | thousands by filing date | |
| ACTUA CORPORATION | 005094107 | COM | 559,348 | $6,578,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 63,825 | $6,568,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 887,472 | $6,567,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 183,091 | $6,562,000 | thousands by filing date | |
| AMSURG CORP | 03232P405 | COM | 84,423 | $6,560,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 401,879 | $6,551,000 | thousands by filing date | |
| ISHARES INC | 464286368 | MSCI GL SL MET | 695,677 | $6,547,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 106,613 | $6,535,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 156,391 | $6,526,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 238,893 | $6,525,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 374,976 | $6,517,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 181,001 | $6,507,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 765,872 | $6,503,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 94,077 | $6,499,000 | thousands by filing date | |
| ISHARES TR | 464289313 | 2016 S&P AMTFR | 244,415 | $6,481,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 109,754 | $6,476,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 543,884 | $6,472,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 278,529 | $6,470,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 375,249 | $6,465,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 159,088 | $6,457,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 249,784 | $6,453,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 455,063 | $6,453,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 259,808 | $6,445,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 200,926 | $6,443,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 586,417 | $6,433,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 113,313 | $6,432,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M258 | CLAYMORE EXCHANGE TRD FD TR | 312,030 | $6,431,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 469,010 | $6,430,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 134,145 | $6,429,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 909,224 | $6,428,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 216,792 | $6,426,000 | thousands by filing date | |
| ISHARES | 464289271 | TR 2017 S\&P.* AMTFR | 233,617 | $6,422,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 236,884 | $6,400,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 155,018 | $6,389,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 214,600 | $6,383,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 604,992 | $6,383,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 673,129 | $6,382,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 187,785 | $6,372,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 188,840 | $6,364,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 380,271 | $6,358,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 345,072 | $6,353,000 | thousands by filing date | |
| ALLIANCE FIBER OPTIC PRODUCT | 018680306 | COM | 371,241 | $6,345,000 | thousands by filing date | |
| METRO BANCORP INC | 59161R101 | COM | 215,830 | $6,343,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 912,597 | $6,333,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 82,774 | $6,327,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 414,867 | $6,311,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 182,804 | $6,303,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 140,315 | $6,302,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 828,570 | $6,297,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 501,879 | $6,288,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 405,641 | $6,287,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 297,137 | $6,276,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 1,200,291 | $6,242,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 2,302,488 | $6,239,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 346,699 | $6,237,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 282,423 | $6,230,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 168,241 | $6,219,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 124,250 | $6,217,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 155,148 | $6,213,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 153,445 | $6,203,000 | thousands by filing date | |
| DEPT TECHNOLOGY INC | 006854202 | COM NEW | 478,535 | $6,202,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 341,446 | $6,198,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 1,927,593 | $6,188,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 63,567 | $6,184,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 732,956 | $6,179,000 | thousands by filing date | |
| NUVEEN GBL VL OPPORTUNITIES | 6706EH103 | COM | 606,225 | $6,177,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 511,376 | $6,147,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 262,512 | $6,143,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 484,172 | $6,139,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 437,486 | $6,138,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 1,881,552 | $6,134,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 131,428 | $6,112,000 | thousands by filing date | |
| NUVEEN LG/SHT COMMODITY TOTR | 670731108 | COM UT BEN INT | 381,319 | $6,102,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 224,187 | $6,096,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 860,747 | $6,087,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 276,095 | $6,081,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 125,064 | $6,066,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 1,333,241 | $6,066,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 190,109 | $6,065,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 129,758 | $6,060,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 28,761 | $6,057,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 147,316 | $6,053,000 | thousands by filing date | |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 259,555 | $6,050,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 152,879 | $6,040,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 79,356 | $6,040,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 141,505 | $6,033,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 165,088 | $6,031,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 75,091 | $6,027,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 84,795 | $6,016,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 222,642 | $6,014,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 261,673 | $6,008,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 208,611 | $6,006,000 | thousands by filing date | |
| BLUE BUFFALO PET PRODS INC | 09531U102 | COM | 334,968 | $6,000,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 291,043 | $5,997,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 173,927 | $5,979,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 237,447 | $5,976,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 H | 73937B829 | COM | 209,991 | $5,973,000 | thousands by filing date | |
| LUMENIS LTD | M6778Q121 | SHS CL B | 431,003 | $5,969,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 583,384 | $5,957,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 557,332 | $5,951,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 507,928 | $5,942,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 187,957 | $5,940,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 62,879 | $5,939,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 114,290 | $5,932,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 371,370 | $5,931,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 92,828 | $5,920,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 1,184,936 | $5,919,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-15-000400 | superseded | 2015-11-09 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000895421-16-000495 | this filing | 2016-02-08 | acceptance time not in the bulk data set |