13F-HR/A filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR/A for the quarter ended 2015-09-30, filed 2016-02-08, with 6,698 holding rows worth $270,595,925,000.
- Accession
- 0000895421-16-000495
- Filer
- CIK 895421
- Filed
- 2016-02-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, amendment of type restatement, 24,486 entries on the cover page, a total value of $270,595,925,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $270,595,925,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMorgan Stanley (Switzerland ) AG028-11352
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMorgan Stanley Equity Services INC028-12963
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMorgan Stanley Private Bank, National Association028-14586
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerFundlogic Sas028-15873
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 17,590 | $238,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q668 | EM SECT DIV DG | 11,736 | $238,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 22,509 | $238,000 | thousands by filing date | |
| Lion Biotechnologies | 53619R102 | COM | 41,333 | $238,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R205 | INTL HI YLD BD | 10,276 | $237,000 | thousands by filing date | |
| WESTERN ASSET GLB PTNRS INCO | 95766G108 | COM | 29,774 | $237,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 12,753 | $235,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 6,088 | $234,000 | thousands by filing date | |
| CONNECTURE INC COM | 20786J106 | Stock | 51,393 | $234,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y157 | DLYJR GL MNR3X N | 31,086 | $234,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 30,479 | $231,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 227,143 | $231,000 | thousands by filing date | |
| STONEGATE BANK | 861811107 | COM | 7,242 | $231,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y561 | DLY JR GMNR BEAR | 23,950 | $231,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 7,165 | $230,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 5,101 | $230,000 | thousands by filing date | |
| GUGGENHEIM INTERNATIONAL MUL | 18383Q804 | GUG | 16,117 | $230,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 18,606 | $229,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 17,607 | $228,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 12,282 | $228,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 121,384 | $227,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 16,460 | $227,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 50,192 | $227,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 23,149 | $226,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACT | 77467X101 | Equity | 20,100 | $226,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 22,817 | $226,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 34,606 | $226,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 15,723 | $225,000 | thousands by filing date | |
| POWERSHARES CHINESE YUAN DIM SUM BOND | 73937B753 | COM | 9,485 | $224,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 9,706 | $223,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 13,263 | $223,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K106 | COM | 275,410 | $223,000 | thousands by filing date | |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 234,000 | $223,000 | thousands by filing date | principal |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 173,502 | $222,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 124,684 | $221,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 16,400 | $221,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 96,989 | $220,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 11,090 | $220,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 5,018 | $219,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 6,842 | $217,000 | thousands by filing date | |
| POWER SOLUTIONS INTERNATIONA | 73933G202 | COMMON STOCK | 9,532 | $217,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 63,957 | $217,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 8,690 | $217,000 | thousands by filing date | |
| ERIN ENERGY CORP COM | 295625107 | Stock | 55,291 | $217,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 3,532 | $215,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 45,103 | $215,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 69,601 | $215,000 | thousands by filing date | |
| PACHOLDER HIGH YIELD FD INC | 693742108 | COM | 33,993 | $215,000 | thousands by filing date | |
| PIMCO DIVERSIFIED INCOME ACTIVE EXCHANGE-TRADED FUND | 72201R726 | ETF | 4,612 | $215,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 15,137 | $214,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 9,749 | $214,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 10,043 | $214,000 | thousands by filing date | |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 12,313 | $214,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 103,478 | $213,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916503 | COM NEW | 37,278 | $213,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 78,559 | $212,000 | thousands by filing date | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 7,392 | $211,000 | thousands by filing date | |
| GUGGENHEIM EQUAL | 40167M106 | COM SH BEN INT | 12,788 | $211,000 | thousands by filing date | |
| EATON VANCE OHIO MUN BD FD | 27828L106 | COM | 16,943 | $211,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 7,386 | $210,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 12,645 | $210,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 42,887 | $210,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 115,192 | $210,000 | thousands by filing date | |
| NORD ANGLIA EDUCATION INC | G6583A102 | SHS | 10,316 | $210,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 7,567 | $209,000 | thousands by filing date | |
| IMATION CORP | 45245A107 | COM | 97,833 | $208,000 | thousands by filing date | |
| MONTGOMERY STR INCOME SECS I | 614115103 | COM | 11,946 | $208,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R783 | SOLAR ENRG NEW | 4,076 | $208,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 64,898 | $207,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 32,429 | $206,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 16,363 | $205,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 502,029 | $205,000 | thousands by filing date | |
| WISDOMTREE AUSTRALIA | 97717W810 | AUSTRALIA DIV FD | 4,871 | $204,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 18,093 | $204,000 | thousands by filing date | |
| MRV COMMUNICATIONS INC | 553477407 | COMMON | 14,168 | $203,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 17,524 | $203,000 | thousands by filing date | |
| XACTLY CORP | 98386L101 | COM | 26,093 | $203,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 5,442 | $202,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 13,630 | $201,000 | thousands by filing date | |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 72,341 | $201,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 22,819 | $200,000 | thousands by filing date | |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 14,362 | $200,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 6,177 | $199,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 3,152 | $199,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 85,300 | $199,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 98,646 | $199,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 168,750 | $199,000 | thousands by filing date | |
| BSB BANCORP INC MD | 05573H108 | COM | 9,400 | $199,000 | thousands by filing date | |
| AVATAR HLDGS INC | 053494AG5 | NOTE 7.500% 2/1 | 200,000 | $198,000 | thousands by filing date | principal |
| POWERSHARES FDMNL PUR S CORE | 73935X435 | COM | 6,409 | $197,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 148,038 | $197,000 | thousands by filing date | |
| EATON VANCE PA MUNI INCOME T | 27826T101 | SH BEN INT | 16,545 | $197,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 9,533 | $196,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 13,582 | $196,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 16,718 | $196,000 | thousands by filing date | |
| GAS NAT INC | 367204104 | COM | 21,925 | $196,000 | thousands by filing date | |
| NORTEL INVERSORA S A | 656567401 | SPON ADR PFD B | 12,900 | $196,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 4,095 | $195,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 19,423 | $195,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 14,290 | $195,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 5,032 | $194,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 9,184 | $194,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 6,229 | $194,000 | thousands by filing date | |
| SILVERCREST MINES INC | 828365106 | COMMON | 220,119 | $194,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 52,202 | $193,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 6,414 | $193,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 9,651 | $193,000 | thousands by filing date | |
| POZEN INC | 73941U102 | COMMON STOCK | 33,089 | $193,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 24,374 | $193,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 239,711 | $193,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 20,480 | $193,000 | thousands by filing date | |
| LIBERATOR MEDICAL HLDGS INC | 53012L108 | COM | 82,120 | $193,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 27,816 | $192,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 30,740 | $192,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 7,454 | $191,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 47,119 | $191,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 23,139 | $190,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 21,370 | $189,000 | thousands by filing date | |
| CHINA DIGITAL TV HLDG CO LTD | 16938G107 | SPONSORED ADR | 97,042 | $189,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 6,941 | $188,000 | thousands by filing date | |
| RENTECH INC | 760112201 | COMMON STOCK | 33,440 | $187,000 | thousands by filing date | |
| UNWIRED PLANET INC NEW | 91531F103 | COM | 257,148 | $186,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 11,000 | $185,000 | thousands by filing date | |
| DEUTSCHE STRATEGIC INCOME TR | 25160F109 | SHS | 17,949 | $185,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 54,213 | $184,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 74,113 | $184,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D205 | COM | 12,121 | $184,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 16,957 | $182,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 19,364 | $182,000 | thousands by filing date | |
| ENTEROMEDICS INC | 29365M208 | COM NEW | 702,622 | $182,000 | thousands by filing date | |
| BLACKROCK FLA MUN 2020 TERM | 09250M109 | COM SHS | 12,231 | $182,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 9,189 | $181,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 8,354 | $181,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 32,292 | $181,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 73,743 | $181,000 | thousands by filing date | |
| TANGOE INC/CT | 87582Y108 | COM | 25,109 | $181,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 62,547 | $181,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y727 | NEWFLT MULSINC | 3,698 | $181,000 | thousands by filing date | |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 83,890 | $180,000 | thousands by filing date | |
| ATLANTIC COAST FINL CORP | 048426100 | COM | 32,612 | $180,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 4,357 | $178,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 7,303 | $178,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 29,699 | $177,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 4,138 | $177,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 132,000 | $177,000 | thousands by filing date | principal |
| GOL LINHAS AEREAS INTLG S A | 38045R107 | SP ADR REP PFD | 181,240 | $177,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461464 | EGSHS EMKTSCOR | 10,633 | $177,000 | thousands by filing date | |
| MCBC HLDGS INC | 55276F107 | COM | 13,636 | $177,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 12,691 | $176,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 11,348 | $175,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W372 | KOREA HEDG EQT | 9,013 | $175,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 14,226 | $174,000 | thousands by filing date | |
| ZS PHARMA INC | 98979G105 | Common Stock | 2,644 | $174,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 2,535 | $173,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 16,458 | $173,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 9,320 | $173,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 10,637 | $172,000 | thousands by filing date | |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 7,754 | $172,000 | thousands by filing date | |
| RELM WIRELESS CORP | 759525108 | COM | 39,231 | $172,000 | thousands by filing date | |
| EATON VANCE MICH MUN BD FD | 27828M104 | COM | 13,200 | $172,000 | thousands by filing date | |
| REAL GOODS SOLAR INC | 75601N203 | Cmn | 144,807 | $172,000 | thousands by filing date | |
| ENZON PHARMACEUTICALS INC | 293904108 | COM | 176,052 | $171,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 4,863 | $170,000 | thousands by filing date | |
| RAVE RESTAURANT GROUP INC | 754198109 | COM | 20,062 | $170,000 | thousands by filing date | |
| ELIZABETH ARDEN INC | 28660G106 | COM | 14,490 | $170,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 5,432 | $170,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 15,322 | $169,000 | thousands by filing date | |
| MECHEL OAO | 583840103 | SPONSORED ADR | 186,365 | $169,000 | thousands by filing date | |
| EXAMWORKS GROUP INC COM | 30066A105 | COM | 5,785 | $169,000 | thousands by filing date | |
| MARKET VECTORS ETF TR RARE EARTH STRATEGIC METALS ETF | 57061R536 | ETF | 11,372 | $169,000 | thousands by filing date | |
| CAPRICOR THERAPEUTICS INC | 14070B101 | COM | 41,583 | $169,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 10,144 | $168,000 | thousands by filing date | |
| GAIAM INC-CLASS A | 36268Q103 | CL A | 27,251 | $168,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 17,699 | $167,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 20,936 | $167,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 287,730 | $167,000 | thousands by filing date | |
| CANCER GENETICS INC. | 13739u104 | COM | 21,288 | $167,000 | thousands by filing date | |
| HEARTWARE INTL INC | 422368100 | COM | 3,162 | $166,000 | thousands by filing date | |
| MIDDLEBURG FINL CORP COM | 596094102 | COM | 9,406 | $166,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 38,922 | $166,000 | thousands by filing date | |
| BLACKROCK MASS TAX-EXEMPT TR | 09258E109 | SH BEN INT | 12,792 | $166,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 5,217 | $165,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 19,970 | $165,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 31,637 | $165,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 6,799 | $164,000 | thousands by filing date | |
| BSQUARE CORP | 11776U300 | COM | 24,785 | $164,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 19,573 | $164,000 | thousands by filing date | |
| YOU ON DEMAND HOLDINGS INC | 98741R207 | COM | 86,235 | $164,000 | thousands by filing date | |
| MOL GLOBAL INC | 60845Q105 | Depository Receipt | 196,740 | $164,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721209 | COM NEW | 42,431 | $163,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 22,231 | $163,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 10,997 | $162,000 | thousands by filing date | |
| PROSHARES TR | 74347R727 | PSHS ULTRA INDL | 1,741 | $162,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070105 | CL B | 5,020 | $162,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 17,579 | $162,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 866 | $161,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 2,819 | $161,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 16,349 | $161,000 | thousands by filing date | |
| PROSHARES TR II | 74347W395 | FUND | 1,512 | $161,000 | thousands by filing date | |
| BANCORP NEW JERSEY INC NEW | 059915108 | COM | 14,129 | $161,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 5,043 | $160,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 3,969 | $160,000 | thousands by filing date | |
| DBX ETF TR | 233051820 | XTRACK MSCI ALL | 7,080 | $160,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 5,866 | $160,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 17,828 | $160,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 10,804 | $160,000 | thousands by filing date | |
| PROSHARES TR | 74347X799 | ULTR RUSSL2000 | 2,313 | $159,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642106 | COMMON STOCK | 31,912 | $159,000 | thousands by filing date | |
| IGNYTA INC | 451731103 | COM | 17,993 | $158,000 | thousands by filing date | |
| CERES INC | 156773400 | COM NEW | 145,733 | $158,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 15,310 | $157,000 | thousands by filing date | |
| FURMANITE CORPORATION | 361086101 | COM | 25,857 | $157,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371201 | LARGE VALUE | 5,760 | $157,000 | thousands by filing date | |
| AIR T INC | 009207101 | COM | 8,711 | $155,000 | thousands by filing date | |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 14,825 | $155,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 11,732 | $154,000 | thousands by filing date | |
| WATSCO INC | 942622101 | CL B CONV | 1,300 | $154,000 | thousands by filing date | |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 58,424 | $154,000 | thousands by filing date | |
| NORANDA ALUMINUM HOLDING CORP | 65542W206 | COM | 93,685 | $154,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 3,772 | $153,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 3,116 | $153,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E861 | COPPER MNR ETF | 36,074 | $153,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y363 | DLY R/E BEAR3X | 6,060 | $153,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 27,956 | $152,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 2,985 | $152,000 | thousands by filing date | |
| BIOCEPT INC | 09072V105 | COM | 65,767 | $152,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 6,429 | $151,000 | thousands by filing date | |
| FLANIGANS ENTERPRISES INC | 338517105 | COM | 5,400 | $151,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 9,427 | $150,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 6,526 | $149,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 36,970 | $149,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 19,195 | $149,000 | thousands by filing date | |
| PROSHARES TR | 74347X310 | CMN | 3,801 | $149,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E218 | MSCI NXT EMRNG | 8,286 | $149,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 7,454 | $148,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 4,099 | $148,000 | thousands by filing date | |
| NORTH AMERN ENERGY PARTNERS | 656844107 | COM | 67,407 | $148,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 2,625 | $147,000 | thousands by filing date | |
| CLAYMORE EXCHANGE-TRADED FD WI | 18383M308 | COM | 5,866 | $147,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 22,006 | $147,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 9,823 | $146,000 | thousands by filing date | |
| DIVERSICARE HEALTHCARE SVCS | 255104101 | COM | 14,403 | $146,000 | thousands by filing date | |
| GLOBAL X GOLD(GLDX) | 37950E283 | ETF | 16,240 | $146,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 24,593 | $146,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 24,918 | $145,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 59,829 | $145,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E424 | GLOBAL X NIGER | 16,785 | $145,000 | thousands by filing date | |
| POWERSHARES S&P | 73936T805 | DEV INTL OPP | 7,576 | $145,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E705 | CHINA INDL ETF | 10,644 | $145,000 | thousands by filing date | |
| XURA INC COM | 98420V107 | COM | 6,450 | $144,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 10,011 | $143,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 82,279 | $143,000 | thousands by filing date | |
| Tremor Video | 89484Q100 | Common Stock | 77,080 | $143,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 47,308 | $142,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 9,853 | $142,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 8,497 | $142,000 | thousands by filing date | |
| CORMEDIX INC | 21900C100 | COM | 71,386 | $142,000 | thousands by filing date | |
| INVUITY INC | 46187J205 | COM NEW | 10,164 | $142,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 23,172 | $141,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 22,632 | $141,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 67,774 | $140,000 | thousands by filing date | |
| CELYAD ONCOLOGY SA | 151205200 | ADR | 3,347 | $140,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 18,270 | $139,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 1,694 | $139,000 | thousands by filing date | |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 14,127 | $139,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J216 | COM | 5,476 | $139,000 | thousands by filing date | |
| UNITED DEV FUNDING XXXREGISTRATION REVOKED BY THE SEC EFF: 08/13/20 | 910187103 | REAL ESTATE INVESTME | 7,858 | $139,000 | thousands by filing date | |
| EATON VANCE NJ MUNI INCOME T | 27826V106 | SH BEN INT | 11,500 | $138,000 | thousands by filing date | |
| CASTLE AM & CO | 148411101 | COMMON STOCK | 62,102 | $138,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120WAB0 | NOTE 8.000% 1/1 | 148,000 | $138,000 | thousands by filing date | principal |
| IDI INC | 44938L108 | COM | 18,652 | $138,000 | thousands by filing date | |
| POWERSHARES ACTIVE MNG ETF TUS | 73935B508 | COM | 1,999 | $137,000 | thousands by filing date | |
| ISHARES TR | 46432FAG2 | 2018 INVTGR BD | 1,386 | $137,000 | thousands by filing date | |
| ENZYMOTEC LTD | M4059L101 | SHS | 15,198 | $137,000 | thousands by filing date | |
| LAKE SUNAPEE BK GROUP | 510866106 | COM | 9,432 | $137,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 11,105 | $136,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 72,315 | $136,000 | thousands by filing date | |
| RENREN INC | 759892102 | SPONSORED ADR | 43,601 | $136,000 | thousands by filing date | |
| HF FINANCIAL CORP | 404172108 | COMMON STOCK USD.01 | 8,343 | $136,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 105,000 | $136,000 | thousands by filing date | principal |
| OCEAN SHORE HLDG CO NEW | 67501R103 | COM | 8,400 | $135,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371102 | LARGE GROWTH | 4,245 | $135,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID CAP ETF | 46434G202 | ETF | 11,779 | $135,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 22,791 | $134,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 3,347 | $134,000 | thousands by filing date | |
| TETRALOGIC PHARMACEUTICALS COR | 88165U109 | COMMON | 72,604 | $134,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 3,726 | $134,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 8,362 | $134,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 14,551 | $134,000 | thousands by filing date | |
| JPMORGAN CHINA | 48126T104 | Cl-EndFund Eq 1 | 9,341 | $134,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 23,670 | $133,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 13,106 | $133,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 5,606 | $132,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 41,674 | $132,000 | thousands by filing date | |
| SPARK NETWORKS INC | 84651P100 | COM | 45,848 | $132,000 | thousands by filing date | |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 3,537 | $132,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 10,261 | $131,000 | thousands by filing date | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 2,253 | $131,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 10,900 | $131,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223305 | CL B | 2,600 | $130,000 | thousands by filing date | |
| WOORI BK | 98105T104 | ADR | 5,524 | $130,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 10,167 | $129,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 13,047 | $129,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235T115 | RIGHT 03/01/2019 | 28,500 | $129,000 | thousands by filing date | |
| ISRA VANECK VECTORS ETF TR | 57061R676 | ETF | 4,469 | $129,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 4,424 | $128,000 | thousands by filing date | |
| EATON VANCE PA MUN BD FD | 27828W102 | COM | 10,519 | $128,000 | thousands by filing date | |
| Jason Industries Inc | 471172106 | COMMON STOCK | 28,925 | $127,000 | thousands by filing date | |
| Powershs Db Multi Sector | 73936B309 | DB SILVER FUND | 5,517 | $127,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 15,519 | $127,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 18,119 | $126,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 28,139 | $126,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 37,563 | $126,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 14,907 | $125,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 47,317 | $125,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R102 | ASIA 50 ADR | 4,935 | $125,000 | thousands by filing date | |
| DIAMOND RESORTS INTL INC | 25272T104 | COM | 5,345 | $125,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 45,700 | $124,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 4,728 | $124,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 203,000 | $124,000 | thousands by filing date | principal |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 8,696 | $124,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 6,444 | $124,000 | thousands by filing date | |
| PERION NETWORK LTD | M78673106 | COMMON STOCK USD.01 | 58,240 | $123,000 | thousands by filing date | |
| INTERNET INITIATIVE JAPAN | 46059T109 | COM | 13,870 | $123,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 28,942 | $122,000 | thousands by filing date | |
| TAYLOR DEVICES INC | 877163105 | COMMON STOCK | 9,450 | $122,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q205 | COMM STK | 531,400 | $122,000 | thousands by filing date | |
| CHINA DISTANCE ED HLDGS LTD | 16944W104 | SPONS ADR | 9,546 | $122,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 5,902 | $121,000 | thousands by filing date | |
| UNITED STS 12 MONTH NAT GAS | 91288X109 | UNIT BEN INT | 10,742 | $121,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 12,792 | $121,000 | thousands by filing date | |
| VERSAR INC | 925297103 | COM | 36,000 | $121,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y454 | DLY ENERBR3X NEW | 3,702 | $121,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 27,223 | $121,000 | thousands by filing date | |
| CINEDIGM CORP COM | 172406100 | COM | 214,431 | $121,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 5,697 | $120,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 9,757 | $120,000 | thousands by filing date | |
| MAST THERAPEUTICS INC | 576314108 | COM | 207,085 | $120,000 | thousands by filing date | |
| POWERSHARES ETF TR II EURO CUR HDG | 73937B514 | ETF | 5,140 | $120,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 20,496 | $119,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 32,805 | $119,000 | thousands by filing date | |
| NORTEK INC | 656559309 | COM NEW | 1,876 | $119,000 | thousands by filing date | |
| EATON VANCE MASSACH MUN BOND | 27828K108 | CMN | 8,723 | $119,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 6,339 | $118,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 186,777 | $118,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 8,241 | $117,000 | thousands by filing date | |
| API TECHNOLOGIES CORP | 00187E203 | COM NEW | 53,818 | $117,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 49,375 | $117,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W711 | GLB NAT RES FD | 9,898 | $117,000 | thousands by filing date | |
| PROSHARES TR | 74347X575 | SHT MSCI NEW | 4,707 | $117,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 7,253 | $117,000 | thousands by filing date | |
| SEQUENTIAL BRANDS GROUP INC | 817340201 | COM NEW | 8,102 | $117,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 5,416 | $116,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 1,321 | $116,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 5,273 | $116,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 26,000 | $116,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 96,296 | $116,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 18,744 | $116,000 | thousands by filing date | |
| INNOVATOR IBD 50 | 004006508 | COM | 5,311 | $116,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266SAA4 | NOTE 2.250%12/1 | 130,000 | $116,000 | thousands by filing date | principal |
| NOVA LTD COM | M7516K103 | Stock | 11,894 | $115,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 3,500 | $115,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 25,703 | $115,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 9,355 | $115,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 6,133 | $114,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 8,667 | $114,000 | thousands by filing date | |
| BLACKROCK N J MUN INCOME TR | 09248J101 | SH BEN INT | 8,000 | $114,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 77,453 | $114,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 337,962 | $114,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 2,476 | $113,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 5,653 | $113,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 8,000 | $113,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 11,271 | $113,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 12,390 | $112,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 15,705 | $112,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 128,080 | $112,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 21,509 | $112,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 7,730 | $111,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 12,501 | $111,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 11,115 | $110,000 | thousands by filing date | |
| CAMPUS CREST COMMUNITIES I | 13466Y105 | COM | 20,736 | $110,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 10,462 | $109,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 5,866 | $109,000 | thousands by filing date | |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 59,700 | $109,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 8,404 | $109,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 6,649 | $108,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 29,312 | $108,000 | thousands by filing date | |
| EDGEWATER TECHNOLOGY INC | 280358102 | COM | 14,706 | $108,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 8,552 | $108,000 | thousands by filing date | |
| SEQUANS COMMUNICATIONS SA | 817323108 | COM | 102,900 | $108,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION 5.75 03/15/2018 | 74348TAL6 | Convertible | 110,000 | $108,000 | thousands by filing date | principal |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 8,292 | $107,000 | thousands by filing date | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 4,410 | $107,000 | thousands by filing date | |
| EDUCATIONAL DEV CORP | 281479105 | COM | 14,367 | $107,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 56,973 | $107,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 3,560 | $106,000 | thousands by filing date | |
| Medgenics Inc New | 58436Q203 | COM NEW | 13,591 | $106,000 | thousands by filing date | |
| VOLTARI CORP NEW | 92870X309 | COM | 15,025 | $106,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 621,195 | $105,000 | thousands by filing date | |
| FIRST TR NASDAQ SMART PHONE | 33737K106 | COM SHS | 3,049 | $105,000 | thousands by filing date | |
| Nuverra Environmental Solutions Inc | 67091K203 | common | 77,014 | $105,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 17,857 | $104,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 1,016 | $104,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 4,575 | $104,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 4,560 | $104,000 | thousands by filing date | |
| IQ HEDGE MARKET NEUT TRACK | 45409B503 | CMN | 4,076 | $104,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B696 | S&P INTDEV HIB | 4,536 | $104,000 | thousands by filing date | |
| Wilshire US REIT ETF | 18383M472 | ETF | 2,413 | $104,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 10,000 | $103,000 | thousands by filing date | |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 26,067 | $103,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 7,928 | $103,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 72,532 | $103,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y447 | DLYFINBEAR3X NEW | 8,034 | $103,000 | thousands by filing date | |
| iShares Currency Hedged MSCI Germany ETF | 97717W638 | COM | 3,891 | $103,000 | thousands by filing date | |
| Capnia, Inc. | 14066L105 | Common | 48,903 | $103,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 17,641 | $102,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 6,880 | $102,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T106 | COM | 32,599 | $102,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 56,407 | $102,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J257 | TAIWAN ALPHADE | 3,396 | $102,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 10,120 | $101,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 6,320 | $101,000 | thousands by filing date | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 6,192 | $101,000 | thousands by filing date | |
| COUNTRY STYLE COOKING REST ADR | 22238M109 | ADR-EMG MKT | 23,400 | $101,000 | thousands by filing date | |
| AQUINOX PHARMACEUTICALS INC | 03842B101 | COM | 7,176 | $101,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 12,705 | $100,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 51,418 | $100,000 | thousands by filing date | |
| MIDCOAST ENERGY PARTNERSHIP LP | 59564N103 | COMMON STOCK | 10,269 | $99,000 | thousands by filing date | |
| TRIVASCULAR TECHNOLOGIES INC | 89685A102 | COM | 19,624 | $99,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 6,988 | $98,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461845 | CMN | 9,121 | $98,000 | thousands by filing date | |
| DAVIDSTEA INC | 238661102 | COM | 6,238 | $98,000 | thousands by filing date | |
| VITAE PHARMACEUTICALS INC | 92847N103 | COM | 8,882 | $98,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 7,116 | $97,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 3,222 | $97,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B602 | IQ REAL RTN ETF | 3,719 | $97,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 3,869 | $96,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 8,442 | $96,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 7,800 | $96,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 26,186 | $96,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 15,630 | $96,000 | thousands by filing date | |
| AMYRIS INC | 03236M101 | COM | 47,926 | $96,000 | thousands by filing date | |
| BNC Bancorp | 05566T101 | Com | 4,333 | $96,000 | thousands by filing date | |
| BAY BANCORP INC | 07203T106 | COM | 18,801 | $96,000 | thousands by filing date | |
| BIND THERAPEUTICS INC | 05548N107 | Cmn | 21,400 | $96,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 5,949 | $95,000 | thousands by filing date | |
| MAYS J W INC | 578473100 | COM | 1,653 | $95,000 | thousands by filing date | |
| TEMPLETON RUS AND EAST EUR F | 88022F105 | COM | 9,770 | $95,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 078771102 | COM | 18,379 | $95,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 6,380 | $94,000 | thousands by filing date | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 17,700 | $94,000 | thousands by filing date | |
| MOSYS INC COM | 619718109 | COM | 62,995 | $94,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 7,150 | $93,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770VAF9 | NOTE 2.500% 1/3 | 93,000 | $93,000 | thousands by filing date | principal |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 41,983 | $93,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L811 | COM | 4,420 | $93,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K786 | DL RUSS BEAR 3X | 2,269 | $93,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 53,768 | $92,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 79,540 | $92,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 54,193 | $92,000 | thousands by filing date | |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 41,008 | $92,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 196,824 | $92,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J166 | CMN | 4,196 | $92,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 15,921 | $91,000 | thousands by filing date | |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 65,000 | $91,000 | thousands by filing date | principal |
| REGENXBIO INC | 75901B107 | COM | 4,097 | $90,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 5,070 | $90,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 7,763 | $90,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 8,487 | $89,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 4,682 | $89,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 98,450 | $89,000 | thousands by filing date | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 17,013 | $89,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 2,211 | $89,000 | thousands by filing date | |
| PROSHARES TR II ULT VIX SHRT | 74347W312 | CEF | 1,598 | $89,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 6,367 | $88,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E103 | COM | 88,780 | $88,000 | thousands by filing date | |
| VICAL INC | 925602104 | COM | 191,013 | $88,000 | thousands by filing date | |
| CU BANCORP | 126534106 | COM | 3,922 | $88,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 42,076 | $88,000 | thousands by filing date | |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 59,806 | $88,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 217,414 | $87,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 33,121 | $87,000 | thousands by filing date | |
| CURRENCYSHARES SWEDISH KRONA | 23129R108 | SWEDISH KRONA | 741 | $87,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B852 | S&P SMCP MAT P | 2,806 | $87,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 9,803 | $87,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W101 | ENH US LCP ETF | 2,804 | $87,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 16,778 | $86,000 | thousands by filing date | |
| ISHARES TR | 46429B515 | CMN | 2,835 | $86,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CA3 | CNV | 100,000 | $86,000 | thousands by filing date | principal |
| ISHARES TR | 46432FAK3 | 2020 INVTGR BD | 868 | $86,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 3,087 | $85,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 11,713 | $85,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 77,292 | $85,000 | thousands by filing date | |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 2,408 | $85,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 3,863 | $84,000 | thousands by filing date | |
| COMSTOCK HLDG COS INC | 205684202 | CL A NEW | 23,603 | $84,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 36,814 | $84,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 6,343 | $84,000 | thousands by filing date | |
| CATALYST | 14888D109 | COM | 18,113 | $84,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 3,802 | $83,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-15-000400 | superseded | 2015-11-09 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000895421-16-000495 | this filing | 2016-02-08 | acceptance time not in the bulk data set |