13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2015-06-30, filed 2015-08-12, with 6,946 holding rows worth $288,503,556,000.
- Accession
- 0000895421-15-000334
- Filer
- CIK 895421
- Filed
- 2015-08-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2015
A holdings report, 24,396 entries on the cover page, a total value of $288,503,556,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $288,503,556,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMorgan Stanley (Switzerland ) AG028-11352
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMorgan Stanley Equity Services INC028-12963
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMorgan Stanley Private Bank, National Association028-14586
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerFundlogic Sas028-15873
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CENTRAL GOLDTRUST | 153546106 | TR U | 272,762 | $11,203,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 187,786 | $11,202,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 268,784 | $11,174,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 671,848 | $11,146,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 167,535 | $11,132,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 197,988 | $11,130,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 209,766 | $11,097,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 166,402 | $11,095,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 248,756 | $11,094,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 426,177 | $11,094,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 6,412,519 | $11,094,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 1,060,966 | $11,065,000 | thousands by filing date | |
| AMERICAN TOWER CORP NEW | 03027X308 | PFD CONV SER A | 109,000 | $11,065,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 264,057 | $11,058,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 112,095 | $11,054,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 688,526 | $11,044,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 840,713 | $11,021,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 499,422 | $11,011,000 | thousands by filing date | |
| MKT VECTORS EMRG MKT LCL C | 57060U522 | ETF | 562,569 | $10,993,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 407,056 | $10,983,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 807,217 | $10,978,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 509,145 | $10,967,000 | thousands by filing date | |
| GRAFTECH INTERNATIONAL LTD | 384313102 | COMMON STOCK | 2,210,220 | $10,962,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 159,441 | $10,936,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 194,783 | $10,934,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 633,153 | $10,934,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 154,522 | $10,924,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 530,205 | $10,911,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 1,268,767 | $10,898,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 313,129 | $10,865,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 288,089 | $10,864,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 293,044 | $10,862,000 | thousands by filing date | |
| IMS HEALTH HOLDINGS | 44970B109 | COM | 354,186 | $10,856,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 658,322 | $10,822,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 256,228 | $10,815,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 160,500 | $10,801,000 | thousands by filing date | |
| WEST CORP | 952355204 | COM | 358,301 | $10,785,000 | thousands by filing date | |
| MORGAN STANLEY | 61747W265 | RUPEE/USD ETN | 293,000 | $10,782,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 726,968 | $10,781,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 1,449,196 | $10,768,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 494,578 | $10,762,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 349,975 | $10,737,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 780,727 | $10,735,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 480,220 | $10,694,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 436,042 | $10,692,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 568,045 | $10,687,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 255,856 | $10,687,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 225,869 | $10,685,000 | thousands by filing date | |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 207,946 | $10,678,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 358,956 | $10,676,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 190,915 | $10,656,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 67,687 | $10,605,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 164,356 | $10,597,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 582,638 | $10,574,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 297,373 | $10,566,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 268,771 | $10,558,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 154,791 | $10,546,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 130,328 | $10,543,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 147,636 | $10,536,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 119,415 | $10,534,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 387,770 | $10,532,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 1,750,127 | $10,518,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 10,391,000 | $10,507,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 476,272 | $10,479,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 505,924 | $10,477,000 | thousands by filing date | |
| SUNE 2 10/01/18 | 86732YAC3 | Bond 30/360P2 U | 5,000,000 | $10,469,000 | thousands by filing date | principal |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 254,034 | $10,466,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 354,450 | $10,464,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 529,850 | $10,433,000 | thousands by filing date | |
| TYSON FOODS | 902494301 | COM | 200,489 | $10,425,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 515,394 | $10,420,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 238,028 | $10,403,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 103,902 | $10,402,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 101,887 | $10,400,000 | thousands by filing date | |
| OM GROUP INC | 670872100 | COM | 309,527 | $10,400,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 1,630,410 | $10,368,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 1,045,264 | $10,359,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 303,181 | $10,357,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 184,446 | $10,337,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 564,720 | $10,322,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 408,695 | $10,314,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 485,465 | $10,311,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 216,532 | $10,304,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 748,112 | $10,286,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 205,931 | $10,282,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 131,208 | $10,277,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AJ8 | DBCV 0.875% 6/0 | 10,719,000 | $10,277,000 | thousands by filing date | principal |
| CEPHEID | 15670RAC1 | DBCV 1.250% 2/0 | 8,866,000 | $10,257,000 | thousands by filing date | principal |
| VMWARE, INC. | 928563402 | CL A COM | 119,226 | $10,222,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 395,248 | $10,217,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 430,147 | $10,216,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 813,745 | $10,211,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 127,956 | $10,205,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 H | 73937B829 | COM | 304,238 | $10,204,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 187,738 | $10,192,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 476,697 | $10,168,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 204,225 | $10,168,000 | thousands by filing date | |
| SQUARE 1 FINL INC | 85223W101 | CL A | 371,528 | $10,161,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 809,498 | $10,126,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 818,559 | $10,121,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 153,916 | $10,112,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 2,704,454 | $10,088,000 | thousands by filing date | |
| MKT V. SHORT MUNI INDEX | 57060U803 | ETF | 579,751 | $10,076,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 1,675,824 | $10,072,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 698,915 | $10,051,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 726,514 | $10,048,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 450,585 | $10,026,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 427,231 | $10,023,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 174,125 | $10,022,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 145,982 | $10,021,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 313,807 | $10,014,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 179,077 | $9,994,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 165,745 | $9,989,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 105,822 | $9,987,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 618,411 | $9,987,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 371,119 | $9,987,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 349,907 | $9,983,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 140,329 | $9,955,000 | thousands by filing date | |
| SOUFUN HLDGS LTD | 836034AB4 | NOTE 2.000%12/1 | 10,415,000 | $9,940,000 | thousands by filing date | principal |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 493,946 | $9,928,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 414,791 | $9,926,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 336,173 | $9,924,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 143,072 | $9,923,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 1,074,640 | $9,909,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 261,249 | $9,898,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 73,338 | $9,886,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 806,529 | $9,880,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 950,629 | $9,829,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 284,262 | $9,828,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 2,373,544 | $9,827,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235T107 | COM | 373,981 | $9,821,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 962,624 | $9,819,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 637,273 | $9,814,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 9,736,000 | $9,809,000 | thousands by filing date | principal |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 201,292 | $9,790,000 | thousands by filing date | |
| ISHARES INC | 464286368 | MSCI GL SL MET | 741,122 | $9,753,000 | thousands by filing date | |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 1,064,871 | $9,744,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 647,884 | $9,737,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 8,501,000 | $9,737,000 | thousands by filing date | principal |
| ARRIS GROUP INC | 04270V106 | COM | 317,789 | $9,725,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 208,214 | $9,723,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 222,499 | $9,717,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 1,142,378 | $9,711,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 563,838 | $9,680,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 72,769 | $9,672,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 141,543 | $9,667,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 94,194 | $9,649,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 649,344 | $9,642,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 340,009 | $9,639,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 286,840 | $9,639,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 1,559,743 | $9,624,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 450,818 | $9,616,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 591,257 | $9,614,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 208,095 | $9,597,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 667,083 | $9,592,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 948,497 | $9,590,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 337,397 | $9,586,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 212,743 | $9,582,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 227,861 | $9,579,000 | thousands by filing date | |
| CAPITOL ACQUISITION CORP II | 14056V204 | UNIT | 801,097 | $9,573,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 652,627 | $9,567,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 340,836 | $9,564,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 240,697 | $9,563,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 90,319 | $9,546,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 58,077 | $9,544,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 177,655 | $9,534,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 192,825 | $9,531,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 1,278,561 | $9,513,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 381,539 | $9,493,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 292,593 | $9,484,000 | thousands by filing date | |
| APC 7.5 PFD | 032511404 | Preferred Stock | 188,000 | $9,483,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 292,130 | $9,476,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 91,109 | $9,444,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 1,506,329 | $9,431,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 505,506 | $9,423,000 | thousands by filing date | |
| BOULDER BRANDS INC | 101405108 | COMMON STOCK | 1,351,987 | $9,383,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 78,953 | $9,369,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 1,466,938 | $9,358,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 1,750,753 | $9,350,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 263,275 | $9,341,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 732,976 | $9,339,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 121,746 | $9,333,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 167,669 | $9,330,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 91,815 | $9,317,000 | thousands by filing date | |
| NUVEEN SELECT QUALITY MUN FD | 670973106 | COM | 703,650 | $9,302,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 685,245 | $9,279,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 396,295 | $9,249,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GROUP | 42330PAG2 | CORPORATE OBLIG | 9,600,000 | $9,240,000 | thousands by filing date | principal |
| HERCULES CAPITAL INC | 427096508 | COM | 798,588 | $9,224,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 380,710 | $9,220,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 105,975 | $9,215,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 181,436 | $9,209,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 129,552 | $9,203,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 201,952 | $9,200,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 334,907 | $9,193,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 288,345 | $9,163,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 103,290 | $9,147,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 472,604 | $9,145,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 126,881 | $9,131,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 197,838 | $9,129,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 802,098 | $9,127,000 | thousands by filing date | |
| POWERSHARES DYN SEMICONDUCT | 73935X781 | COM | 340,534 | $9,127,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 360,559 | $9,096,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 1,519,991 | $9,090,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 323,154 | $9,088,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 201,687 | $9,084,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 753,006 | $9,073,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 879,758 | $9,070,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 317,922 | $9,069,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 150,378 | $9,064,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 485,518 | $9,060,000 | thousands by filing date | |
| PROSPECT CAPITAL CORP | 74348TAC6 | NOTE 6.250% | 8,948,000 | $9,060,000 | thousands by filing date | principal |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 152,134 | $9,044,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 171,497 | $9,028,000 | thousands by filing date | |
| SOLARWINDS INC | 83416B109 | COM | 195,380 | $9,013,000 | thousands by filing date | |
| BLACKROCK DEFINED OPPRTY CR | 09255Q105 | COM | 673,136 | $8,993,000 | thousands by filing date | |
| Direxion All Cap Insider Senti | 25459Y769 | ETF | 126,871 | $8,989,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 268,339 | $8,988,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 913,341 | $8,987,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 581,891 | $8,984,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 614,475 | $8,983,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 681,716 | $8,971,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 833,922 | $8,931,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 456,385 | $8,913,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 2,295,727 | $8,885,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 971,634 | $8,881,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 392,657 | $8,866,000 | thousands by filing date | |
| UNIVERSAL AMERN CORP NEW | 91338E101 | COM | 874,160 | $8,846,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 268,503 | $8,827,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M563 | GUGG CRP BD 2015 | 406,456 | $8,803,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 354,413 | $8,790,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 237,399 | $8,784,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 124,535 | $8,759,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 304,320 | $8,755,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 170,996 | $8,731,000 | thousands by filing date | |
| INVN 1.75 11/18 | 46123DAB2 | Bond 30/360P2 U | 8,948,000 | $8,724,000 | thousands by filing date | principal |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 63,798 | $8,717,000 | thousands by filing date | |
| CLARCOR INC | 179895107 | COM | 140,032 | $8,716,000 | thousands by filing date | |
| INTELIQUENT INC | 45825N107 | COM | 473,313 | $8,710,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 315,475 | $8,706,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 271,266 | $8,699,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 1,358,723 | $8,696,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 324,265 | $8,671,000 | thousands by filing date | |
| CYTEC INDS INC | 232820100 | COM | 142,962 | $8,654,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 652,323 | $8,650,000 | thousands by filing date | |
| ATLAS ENERGY GROUP LL LP | 04929Q102 | MLP | 1,730,042 | $8,650,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U205 | COM | 1,367,740 | $8,643,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 378,160 | $8,630,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 180,564 | $8,626,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 141,538 | $8,624,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 757,563 | $8,621,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 106,093 | $8,617,000 | thousands by filing date | |
| POWERSHARES GLOBALEXCHANGE TRADED FD TR | 73936T441 | ETF | 343,667 | $8,609,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 112,632 | $8,596,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 98,003 | $8,585,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 298,596 | $8,572,000 | thousands by filing date | |
| HOMEAWAY INC | 43739Q100 | COM | 275,465 | $8,572,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 724,475 | $8,571,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 193,761 | $8,567,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 164,936 | $8,566,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E135 | GBL X JPM ROTA | 348,884 | $8,565,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 354,254 | $8,559,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 130,163 | $8,555,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 167,405 | $8,546,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 434,492 | $8,541,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 226,559 | $8,538,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 510,918 | $8,538,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 100,015 | $8,533,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 571,871 | $8,526,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 99,450 | $8,524,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 93,724 | $8,512,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 274,833 | $8,512,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 883,371 | $8,507,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 231,791 | $8,500,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 209,076 | $8,493,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 155,742 | $8,462,000 | thousands by filing date | |
| ACTUA CORPORATION | 005094107 | COM | 593,419 | $8,461,000 | thousands by filing date | |
| MICREL INC | 594793101 | COM | 608,613 | $8,460,000 | thousands by filing date | |
| REMY INTL INC NEW | 75971M108 | COM | 381,825 | $8,442,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 489,530 | $8,430,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 185,031 | $8,428,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 235,527 | $8,420,000 | thousands by filing date | |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 319,082 | $8,417,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 74,239 | $8,402,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 407,021 | $8,385,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 179,121 | $8,375,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 420,318 | $8,368,000 | thousands by filing date | |
| HEARTWARE INTERNATIONAL | 422368AA8 | NOTE | 7,962,000 | $8,350,000 | thousands by filing date | principal |
| WEBMD HEALTH CORP | 94770V102 | COM | 188,096 | $8,328,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 129,475 | $8,326,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 105,911 | $8,322,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 406,255 | $8,320,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 625,901 | $8,313,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 147,739 | $8,307,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AD1 | NOTE 1.000% 7/0 | 6,007,000 | $8,305,000 | thousands by filing date | principal |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 507,077 | $8,296,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 540,615 | $8,288,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 4,141,234 | $8,283,000 | thousands by filing date | |
| AMERICAN CAP SR FLOATING LTD | 02504D108 | COM | 654,447 | $8,279,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 942,245 | $8,272,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 123,116 | $8,267,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 159,259 | $8,265,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 287,698 | $8,259,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 75,327 | $8,258,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 145,906 | $8,250,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 837,142 | $8,246,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 155,926 | $8,241,000 | thousands by filing date | |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 150,405 | $8,238,000 | thousands by filing date | |
| WALTER INVESTMENT MANAGEMENT | 93317WAA0 | CNV | 10,046,000 | $8,237,000 | thousands by filing date | principal |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 91,571 | $8,236,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 559,418 | $8,229,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 389,737 | $8,227,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 236,619 | $8,227,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 496,336 | $8,215,000 | thousands by filing date | |
| NUVEEN GBL VL OPPORTUNITIES | 6706EH103 | COM | 657,051 | $8,206,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 192,380 | $8,204,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 848,748 | $8,199,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 208,606 | $8,172,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 340,854 | $8,160,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R403 | EMKT HIYLD BD | 338,602 | $8,160,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 81,537 | $8,152,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 1,251,672 | $8,149,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 8,680,000 | $8,138,000 | thousands by filing date | principal |
| MARZETTI COMPANY | 513847103 | COM | 89,540 | $8,135,000 | thousands by filing date | |
| Innocoll | 45780Q103 | SPONDS ADR | 556,055 | $8,135,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AH8 | NOTE 2.625%12/1 | 6,561,000 | $8,132,000 | thousands by filing date | principal |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 80,766 | $8,130,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 709,370 | $8,108,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 620,759 | $8,101,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 642,133 | $8,091,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 260,757 | $8,079,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 74,757 | $8,050,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 231,415 | $8,035,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 468,185 | $8,029,000 | thousands by filing date | |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 449,027 | $8,006,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 109,999 | $8,001,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 269,486 | $8,001,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 96,183 | $7,992,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 131,404 | $7,984,000 | thousands by filing date | |
| DENTSPLY INTL INC | 249030107 | COM | 154,808 | $7,982,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 252,806 | $7,979,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 143,846 | $7,972,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 138,590 | $7,960,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 392,320 | $7,953,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 242,890 | $7,940,000 | thousands by filing date | |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 224,885 | $7,940,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 65,658 | $7,935,000 | thousands by filing date | |
| Nextera Energy, Inc. | 65339F887 | PFD | 128,651 | $7,928,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 269,625 | $7,926,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 87,448 | $7,925,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 70,176 | $7,911,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 88,070 | $7,908,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 92,904 | $7,907,000 | thousands by filing date | |
| DBX ETF TR | 233051408 | FUND | 314,812 | $7,903,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 1,204,328 | $7,888,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AC3 | NOTE 1.750%12/0 | 5,300,000 | $7,884,000 | thousands by filing date | principal |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 372,680 | $7,875,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 217,585 | $7,861,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 186,455 | $7,841,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 81,841 | $7,829,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 254,253 | $7,821,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 328,795 | $7,809,000 | thousands by filing date | |
| CASH AMER INTL INC | 14754D100 | COM | 297,811 | $7,799,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 145,241 | $7,790,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 129,585 | $7,781,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 129,094 | $7,780,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 273,052 | $7,755,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 759,182 | $7,752,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 9,657 | $7,731,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 341,282 | $7,723,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 706,416 | $7,714,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 106,465 | $7,713,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 491,863 | $7,712,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 574,158 | $7,711,000 | thousands by filing date | |
| OM ASSET MGMT PLC | G67506108 | SHS | 432,110 | $7,688,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 1,265,828 | $7,684,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 84,116 | $7,679,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 214,368 | $7,674,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 522,749 | $7,669,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 172,825 | $7,663,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W463 | JAPAN HDG FINL | 257,088 | $7,648,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 808,283 | $7,630,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 83,859 | $7,612,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 321,283 | $7,608,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 90,541 | $7,597,000 | thousands by filing date | |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 1,213,146 | $7,594,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M258 | CLAYMORE EXCHANGE TRD FD TR | 367,422 | $7,587,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 172,577 | $7,582,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 131,811 | $7,577,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 202,482 | $7,571,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 131,326 | $7,571,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 263,697 | $7,560,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 294,163 | $7,559,000 | thousands by filing date | |
| BLACK KNIGHT INC | 09214X100 | COM | 244,668 | $7,553,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017117 | UNIT 99/99/9999 | 130,600 | $7,534,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 303,387 | $7,527,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 826,816 | $7,525,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 744,736 | $7,507,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 552,452 | $7,491,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 66,880 | $7,481,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 286,706 | $7,481,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 314,479 | $7,475,000 | thousands by filing date | |
| NATIONAL PENN BANCSHARES INC | 637138108 | COM | 662,275 | $7,471,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 230,462 | $7,469,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 73,831 | $7,449,000 | thousands by filing date | |
| EHI CAR SVCS LTD | 26853A100 | SPON ADS CL A | 514,984 | $7,447,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 142,773 | $7,446,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 843,120 | $7,445,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 243,869 | $7,443,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541TAD3 | CORPORATE OBLIG | 7,027,000 | $7,426,000 | thousands by filing date | principal |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 450,484 | $7,419,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 360,914 | $7,417,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 128,414 | $7,414,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 421,622 | $7,412,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 248,465 | $7,390,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 462,112 | $7,385,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 295,562 | $7,383,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 318,152 | $7,372,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 394,760 | $7,366,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 222,124 | $7,363,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROU | 45857P509 | SPON ADR NEW2014 | 181,961 | $7,363,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 442,100 | $7,357,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E205 | COM NEW | 743,160 | $7,357,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 869,005 | $7,352,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 169,407 | $7,351,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 160,461 | $7,340,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 85,310 | $7,322,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 461,132 | $7,309,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 941,741 | $7,299,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 186,735 | $7,297,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 237,444 | $7,279,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 126,954 | $7,265,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 269,535 | $7,264,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 592,683 | $7,262,000 | thousands by filing date | |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 196,747 | $7,244,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 154,168 | $7,243,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 55,937 | $7,237,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 436,967 | $7,236,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 134,779 | $7,234,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 375,254 | $7,223,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 131,267 | $7,219,000 | thousands by filing date | |
| HRG GROUP INC COM | 40434J100 | Stock | 555,228 | $7,217,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 434,176 | $7,206,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 388,648 | $7,205,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 152,049 | $7,203,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 133,963 | $7,201,000 | thousands by filing date | |
| SANDISK CORP | 80004CAD3 | CORPORATE OBLIG | 5,576,000 | $7,200,000 | thousands by filing date | principal |
| BROADSOFT INC | 11133B409 | COM | 208,223 | $7,198,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 434,292 | $7,195,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 134,703 | $7,183,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 250,893 | $7,179,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 266,994 | $7,175,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 410,370 | $7,170,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 72,685 | $7,158,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 882,824 | $7,142,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 228,962 | $7,135,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 521,500 | $7,134,000 | thousands by filing date | |
| Vale Sa | 91912E204 | COM | 1,412,443 | $7,133,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 615,380 | $7,133,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 1,542,778 | $7,128,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 79,181 | $7,122,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 59,832 | $7,113,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 21,712 | $7,098,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 64,135 | $7,092,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 593,619 | $7,088,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 373,706 | $7,077,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 307,909 | $7,067,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 626,988 | $7,067,000 | thousands by filing date | |
| GENERAL CABLE CORP | 369300AL2 | CORPORATE OBLIG | 8,462,000 | $7,066,000 | thousands by filing date | principal |
| LIFELOCK INC COM | 53224V100 | COM | 430,095 | $7,052,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 260,586 | $7,041,000 | thousands by filing date | |
| MDCO 1.375 6/17 | 584688AC9 | Bond 30/360P2 U | 5,887,000 | $7,035,000 | thousands by filing date | principal |
| REACHLOCAL INC | 75525F104 | COM | 2,232,941 | $7,034,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 3,205,346 | $7,020,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 174,264 | $7,017,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 82,227 | $7,004,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 210,317 | $7,001,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 158,213 | $6,981,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 132,010 | $6,975,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 390,097 | $6,971,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 105,711 | $6,965,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 46,215 | $6,960,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 306,196 | $6,960,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W593 | GUG RUSS1000 EQL | 135,541 | $6,957,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 484,390 | $6,956,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 549,771 | $6,955,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 617,994 | $6,953,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 621,130 | $6,950,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 204,309 | $6,945,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 117,911 | $6,939,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 191,150 | $6,937,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 310,831 | $6,926,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP | 587200106 | COM | 261,821 | $6,921,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 2,982,649 | $6,920,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 60,558 | $6,902,000 | thousands by filing date | |
| MARKET VECTORS | 57061R791 | ETF TR PFD SEC EXFINL | 341,277 | $6,900,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 277,389 | $6,899,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 171,030 | $6,898,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 122,338 | $6,888,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 125,408 | $6,886,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-15-000334 | this filing | 2015-08-12 | acceptance time not in the bulk data set |