13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-02-13, with 6,867 holding rows worth $273,469,676,000.
- Accession
- 0000895421-15-000129
- Filer
- CIK 895421
- Filed
- 2015-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A holdings report, 24,369 entries on the cover page, a total value of $273,469,676,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $273,469,676,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK MORGAN STANLEY AG028-11352
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMorgan Stanley Equity Services INC028-12963
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMorgan Stanley Private Bank, National Association028-14586
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerFundlogic Sas028-15873
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 1,040,804 | $19,765,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 649,500 | $19,725,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 229,218 | $19,701,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 888,171 | $19,700,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 725,749 | $19,588,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 163,365 | $19,564,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 1,183,996 | $19,512,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 575,907 | $19,469,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 2,069,170 | $19,430,000 | thousands by filing date | |
| ARUBA NETWORKS INC | 043176106 | COM | 1,068,232 | $19,420,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 223,991 | $19,417,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 1,260,496 | $19,412,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 1,424,500 | $19,402,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 718,298 | $19,351,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 1,918,810 | $19,341,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 590,807 | $19,290,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 420,871 | $19,288,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 966,064 | $19,273,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 3,639,022 | $19,250,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 202,783 | $19,240,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 698,479 | $19,209,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 1,458,144 | $19,183,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 102,972 | $19,067,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 231,220 | $19,059,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 1,403,102 | $18,941,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 587,555 | $18,931,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 859,781 | $18,924,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 1,122,452 | $18,755,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 1,354,662 | $18,735,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 966,014 | $18,722,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 168,344 | $18,720,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 206,020 | $18,699,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 1,382,747 | $18,667,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 1,695,599 | $18,635,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 590,597 | $18,633,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 450,560 | $18,584,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 272,453 | $18,574,000 | thousands by filing date | |
| OPOWER INC | 68375Y109 | COM | 1,303,275 | $18,545,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 333,518 | $18,463,000 | thousands by filing date | |
| TOWERS WATSON & CO | 891894107 | CL A | 162,923 | $18,438,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 1,324,066 | $18,405,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 162,452 | $18,375,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M423 | GUGG BULL 2015 | 709,569 | $18,357,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 372,553 | $18,326,000 | thousands by filing date | |
| PINNACLE ENTMT INC | 723456109 | COM | 819,005 | $18,222,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 916,662 | $18,196,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 2,073,589 | $18,185,000 | thousands by filing date | |
| SINA CORP | 82922RAD5 | NOTE 1.000%12/0 | 19,660,000 | $18,124,000 | thousands by filing date | principal |
| BED BATH & BEYOND INC | 690370101 | COM | 744,523 | $18,070,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 128,972 | $18,065,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 205,476 | $18,004,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 865,268 | $17,998,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AH8 | NOTE 2.625%12/1 | 15,209,000 | $17,975,000 | thousands by filing date | principal |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 1,368,344 | $17,967,000 | thousands by filing date | |
| QIAGEN NV | N72482107 | COMMON STOCK-FO | 765,250 | $17,951,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 228,409 | $17,947,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 619,380 | $17,943,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 138,867 | $17,910,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 1,125,454 | $17,895,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 801,085 | $17,864,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 436,108 | $17,847,000 | thousands by filing date | |
| PROSHARES TR | 74347R370 | PSHS SH MSCI EAF | 515,476 | $17,789,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 136,201 | $17,771,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 423,758 | $17,743,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 179,001 | $17,739,000 | thousands by filing date | |
| VOLCANO CORPORATION | 928645100 | COM | 991,995 | $17,736,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 1,122,419 | $17,690,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 1,242,560 | $17,656,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 535,228 | $17,651,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 338,331 | $17,553,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 230,221 | $17,545,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 328,434 | $17,466,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 1,587,335 | $17,429,000 | thousands by filing date | |
| CITY NATL CORP | 178566105 | COM | 215,349 | $17,403,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 946,123 | $17,399,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 1,849,404 | $17,366,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 282,932 | $17,336,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 1,048,940 | $17,234,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 612,185 | $17,177,000 | thousands by filing date | |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 423,781 | $17,149,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 215,101 | $17,109,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 365,768 | $17,104,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 201,578 | $17,102,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 2,377,762 | $17,096,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 109,416 | $17,069,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 349,675 | $17,062,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 504,424 | $17,051,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 256,656 | $17,047,000 | thousands by filing date | |
| CENTRAL GOLDTRUST | 153546106 | TR U | 418,854 | $17,026,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 130,532 | $17,024,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 241,883 | $17,008,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 950,640 | $16,988,000 | thousands by filing date | |
| HOSPIRA INC | 441060100 | COM | 277,231 | $16,982,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 297,489 | $16,966,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 396,830 | $16,935,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 379,605 | $16,934,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 649,693 | $16,925,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 725,585 | $16,920,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 579,867 | $16,897,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 1,164,469 | $16,850,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 360,338 | $16,849,000 | thousands by filing date | |
| ROSE ROCK MIDSTREAM LP | 777149105 | COM U REP LTD | 370,192 | $16,825,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 618,609 | $16,795,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 336,394 | $16,793,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 322,135 | $16,791,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 540,209 | $16,763,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 268,850 | $16,755,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 231,692 | $16,752,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 619,608 | $16,748,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M555 | GUGG CRP BD 2016 | 756,857 | $16,727,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 2,319,471 | $16,723,000 | thousands by filing date | |
| PALL CORP | 696429307 | COM | 165,082 | $16,709,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 555,811 | $16,647,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 909,763 | $16,603,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 999,543 | $16,602,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 1,298,718 | $16,597,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 283,988 | $16,546,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 399,127 | $16,497,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 12,927 | $16,486,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 400,563 | $16,483,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 1,125,127 | $16,461,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 219,745 | $16,457,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 197,940 | $16,375,000 | thousands by filing date | |
| MARKETO INC | 57063L107 | COM | 499,979 | $16,359,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 248,870 | $16,357,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 699,650 | $16,337,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 273,078 | $16,322,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 483,023 | $16,313,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 349,489 | $16,307,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 308,976 | $16,295,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M522 | GUG BULL2019 E | 778,664 | $16,282,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 512,335 | $16,266,000 | thousands by filing date | |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 595,395 | $16,243,000 | thousands by filing date | |
| TYSON FOODS | 902494301 | COM | 323,200 | $16,234,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 290,176 | $16,211,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 599,712 | $16,199,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 651,947 | $16,195,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAD2 | NOTE 1.250%10/1 | 16,639,000 | $16,188,000 | thousands by filing date | principal |
| PARTNERRE LTD | G6852T105 | COM | 141,646 | $16,167,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 349,719 | $16,150,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 1,070,603 | $16,135,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 233,715 | $16,093,000 | thousands by filing date | |
| HOME PROPERTIES INC | 437306103 | COM | 245,327 | $16,093,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 646,272 | $16,079,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 296,763 | $16,075,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 458,896 | $16,071,000 | thousands by filing date | |
| BOULDER BRANDS INC | 101405108 | COMMON STOCK | 1,452,571 | $16,067,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 1,781,375 | $16,050,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 469,219 | $16,048,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 796,379 | $16,047,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 533,909 | $16,028,000 | thousands by filing date | |
| CATAMARAN CORP | 148887102 | COM | 309,589 | $16,022,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 1,258,166 | $16,016,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 651,727 | $15,968,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 459,843 | $15,965,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 162,415 | $15,927,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 272,398 | $15,903,000 | thousands by filing date | |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 276,372 | $15,899,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 825,618 | $15,893,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 159,233 | $15,861,000 | thousands by filing date | |
| QUNAR CAYMAN IS LTD SPNS ADR CL B | 74906P104 | ADR | 557,821 | $15,859,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 697,769 | $15,838,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 414,362 | $15,828,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 1,518,730 | $15,825,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 1,844,015 | $15,812,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 566,479 | $15,794,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 931,332 | $15,787,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 447,476 | $15,782,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 1,649,746 | $15,772,000 | thousands by filing date | |
| INFORMATICA CORP | 45666Q102 | COM | 413,076 | $15,753,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 549,257 | $15,731,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 170,055 | $15,724,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 537,477 | $15,673,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 402,925 | $15,657,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 309,429 | $15,632,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 202,666 | $15,601,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 452,493 | $15,588,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 1,162,998 | $15,572,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 297,199 | $15,565,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 542,898 | $15,526,000 | thousands by filing date | |
| PERFECT WORLD CO LTD | 71372U104 | SPON ADR REP B | 984,738 | $15,520,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 169,713 | $15,472,000 | thousands by filing date | |
| STARWOOD WAYPOINT RESIDENTL | 85571W109 | COM SHS | 586,311 | $15,461,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 1,016,252 | $15,396,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 11,698,000 | $15,383,000 | thousands by filing date | principal |
| METALLUS INC | 887399103 | COMMON STOCK | 415,063 | $15,370,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 177,164 | $15,322,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 428,505 | $15,311,000 | thousands by filing date | |
| EVERYDAY HEALTH INC COM | 300415106 | Stock | 1,037,501 | $15,304,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 666,043 | $15,292,000 | thousands by filing date | |
| NEWCASTLE INVT CORP NEW COM PAR $0.01 | 65105M603 | REIT | 3,404,639 | $15,287,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 318,972 | $15,271,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R101 | COM | 555,288 | $15,270,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 365,781 | $15,268,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 3,627,826 | $15,236,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 776,429 | $15,219,000 | thousands by filing date | |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 385,132 | $15,212,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 347,974 | $15,207,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612JAF8 | DBCV 0.625% 8/1 | 14,387,000 | $15,196,000 | thousands by filing date | principal |
| RR DONNELLEY + SONS CO | 257867101 | COM | 901,642 | $15,152,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 1,035,011 | $15,143,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 586,723 | $15,097,000 | thousands by filing date | |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 648,479 | $15,097,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 198,811 | $15,093,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 727,212 | $15,075,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 285,238 | $15,070,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 657,515 | $15,038,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 647,936 | $15,006,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 1,277,040 | $15,006,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 1,802,940 | $15,000,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 2,141,119 | $14,989,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 249,397 | $14,986,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 602,636 | $14,860,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 724,080 | $14,786,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 388,171 | $14,777,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 162,093 | $14,771,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 1,303,176 | $14,765,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017117 | UNIT 99/99/9999 | 239,671 | $14,754,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 178,506 | $14,722,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 234,877 | $14,722,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 69,336 | $14,715,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 658,584 | $14,699,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 920,899 | $14,698,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 431,617 | $14,666,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 661,471 | $14,638,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 715,631 | $14,635,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 308,688 | $14,610,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 1,057,043 | $14,576,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 337,788 | $14,575,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 47,983 | $14,513,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 1,117,660 | $14,509,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 1,056,284 | $14,493,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 641,041 | $14,481,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 89,101 | $14,469,000 | thousands by filing date | |
| GENTIVA HEALTH SERVICES | 37247A102 | COM | 758,076 | $14,441,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 1,747,632 | $14,435,000 | thousands by filing date | |
| MGC | 921910873 | COM | 204,765 | $14,385,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 511,540 | $14,383,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 248,054 | $14,360,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 355,530 | $14,341,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 486,055 | $14,285,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 331,555 | $14,263,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 329,656 | $14,228,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 232,258 | $14,213,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 102,371 | $14,192,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 96,228 | $14,186,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 1,020,191 | $14,170,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 343,492 | $14,159,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 1,133,430 | $14,156,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M266 | CLAYMORE EXCHANGE TRD FD TR | 677,966 | $14,142,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 4,031,678 | $14,110,000 | thousands by filing date | |
| ANN INC | 035623107 | COM | 386,753 | $14,108,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 417,882 | $14,103,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 383,268 | $14,070,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 160,977 | $14,054,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 227,644 | $14,054,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 173,450 | $14,026,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 865,402 | $14,002,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 270,154 | $14,001,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 672,443 | $14,000,000 | thousands by filing date | |
| DIGITAL RIV INC | 25388B104 | COM | 565,889 | $13,994,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 2,307,319 | $13,982,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 195,735 | $13,940,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 1,215,615 | $13,895,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 435,325 | $13,874,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 1,068,380 | $13,856,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 466,447 | $13,853,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 977,279 | $13,848,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 1,785,936 | $13,840,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 487,278 | $13,824,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 207,054 | $13,809,000 | thousands by filing date | |
| EXTERRAN PARTNERS LP | 30225N105 | COM UNITS | 638,348 | $13,800,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 593,799 | $13,787,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 144,996 | $13,784,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 504,538 | $13,770,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 250,837 | $13,756,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 699,716 | $13,679,000 | thousands by filing date | |
| SOLARFUN POWER HOLDINGS CO L | 83415UAB4 | NOTE 3.500% 1/1 | 14,131,000 | $13,672,000 | thousands by filing date | principal |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 153,996 | $13,654,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 244,537 | $13,646,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 328,592 | $13,633,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 443,243 | $13,625,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 547,534 | $13,623,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 713,973 | $13,616,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 356,859 | $13,582,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 136,945 | $13,578,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 616,423 | $13,537,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 136,610 | $13,513,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 299,166 | $13,502,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 22,201,000 | $13,487,000 | thousands by filing date | principal |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 274,767 | $13,483,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 393,281 | $13,477,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 121,667 | $13,473,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 408,458 | $13,462,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 216,195 | $13,458,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 825,786 | $13,453,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 801,280 | $13,429,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 521,181 | $13,395,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 573,192 | $13,342,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 1,308,175 | $13,330,000 | thousands by filing date | |
| INTELIQUENT INC | 45825N107 | COM | 678,380 | $13,316,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 713,687 | $13,297,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 450,684 | $13,291,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 492,238 | $13,286,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 988,833 | $13,250,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 3,593,979 | $13,226,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 1,327,780 | $13,225,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 309,963 | $13,211,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 1,360,433 | $13,195,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 466,920 | $13,172,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 646,561 | $13,171,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 210,880 | $13,146,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 359,425 | $13,123,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M530 | GUG BULL2018 E | 621,364 | $13,123,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 1,827,461 | $13,120,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 241,399 | $13,106,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 164,172 | $13,089,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 250,516 | $13,081,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 294,882 | $13,076,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 823,939 | $13,067,000 | thousands by filing date | |
| PENNYMAC CORP | 70932AAB9 | NOTE 5.375% 5/0 | 13,758,000 | $13,053,000 | thousands by filing date | principal |
| OMNICARE | 681904AQ1 | NOTE3 | 10,898,000 | $13,037,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 419,087 | $13,030,000 | thousands by filing date | |
| ACTUA CORPORATION | 005094107 | COM | 704,186 | $13,006,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 626,804 | $13,000,000 | thousands by filing date | |
| OUTERWALL INC | 690070107 | COM | 172,611 | $12,984,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 373,370 | $12,982,000 | thousands by filing date | |
| AIRGAS INC | 009363102 | COM | 112,683 | $12,980,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 601,358 | $12,977,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 419,424 | $12,926,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 240,751 | $12,923,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 424,467 | $12,882,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 2,061,210 | $12,842,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 10,567,000 | $12,839,000 | thousands by filing date | principal |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 360,755 | $12,829,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 910,847 | $12,816,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 499,991 | $12,789,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 904,997 | $12,778,000 | thousands by filing date | |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 13,779,000 | $12,763,000 | thousands by filing date | principal |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 1,210,512 | $12,758,000 | thousands by filing date | |
| Liberty Media Corp | 531229300 | COMMON STOCK | 363,999 | $12,751,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 246,383 | $12,746,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 164,758 | $12,740,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 164,323 | $12,712,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 162,240 | $12,710,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 486,507 | $12,707,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R201 | DEV MK 100 ADR | 566,728 | $12,701,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 531,582 | $12,688,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 838,858 | $12,650,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 100,434 | $12,650,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 123,274 | $12,646,000 | thousands by filing date | |
| FMSA HLDGS INC | 30255X106 | COM | 1,826,176 | $12,638,000 | thousands by filing date | |
| POWERSHARES DB | 73935Y102 | COM UT BEN INT | 494,537 | $12,630,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 947,725 | $12,624,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 271,059 | $12,610,000 | thousands by filing date | |
| INTERDIGITAL INC | 458660AB3 | NOTE 2.500% 3/1 | 11,367,000 | $12,603,000 | thousands by filing date | principal |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 208,969 | $12,582,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 1,702,145 | $12,579,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 697,629 | $12,565,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 1,360,637 | $12,518,000 | thousands by filing date | |
| PROLOGIS INC 3.250 | 74340XAT8 | NOTE 3.250% 3/1 | 11,211,000 | $12,501,000 | thousands by filing date | principal |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 464,463 | $12,494,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 340,778 | $12,490,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 466,061 | $12,467,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 446,697 | $12,459,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 379,610 | $12,446,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 335,086 | $12,445,000 | thousands by filing date | |
| DENTSPLY INTL INC | 249030107 | COM | 233,587 | $12,443,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 1,549,233 | $12,410,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 173,950 | $12,406,000 | thousands by filing date | |
| AMERICAN TOWER CORP NEW | 03027X308 | PFD CONV SER A | 109,000 | $12,401,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 1,607,840 | $12,396,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 1,115,903 | $12,387,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M399 | GUG BLT2017 HY | 476,342 | $12,362,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 338,409 | $12,349,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 177,756 | $12,345,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M514 | GUG BULL2020 E | 585,065 | $12,339,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODUCTS INC | 16938C106 | COMM STK | 183,475 | $12,335,000 | thousands by filing date | |
| GRAFTECH INTERNATIONAL LTD | 384313102 | COMMON STOCK | 2,436,849 | $12,330,000 | thousands by filing date | |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 13,366,000 | $12,325,000 | thousands by filing date | principal |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 351,497 | $12,313,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 345,477 | $12,293,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 266,409 | $12,292,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 379,203 | $12,267,000 | thousands by filing date | |
| ADVENT SOFTWARE INC | 007974108 | COM | 399,864 | $12,253,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 270,614 | $12,250,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 242,085 | $12,233,000 | thousands by filing date | |
| EXELIS INC | 30162A108 | COM | 697,448 | $12,228,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 349,140 | $12,220,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M563 | GUGG CRP BD 2015 | 563,924 | $12,220,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 111,789 | $12,212,000 | thousands by filing date | |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 240,918 | $12,212,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 1,017,604 | $12,211,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 842,505 | $12,208,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 278,611 | $12,183,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 13,259,000 | $12,181,000 | thousands by filing date | principal |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 125,262 | $12,177,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 427,030 | $12,174,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 247,470 | $12,167,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 1,343,410 | $12,131,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 309,350 | $12,075,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 130,394 | $12,051,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 10,926,000 | $12,011,000 | thousands by filing date | principal |
| POWERSHARES ETF TR II | 73937B597 | VAR RATE PFD POR | 485,283 | $11,967,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E205 | COM NEW | 1,213,797 | $11,944,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 461,804 | $11,919,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 186,252 | $11,877,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 166,188 | $11,870,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 1,111,620 | $11,849,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 565,657 | $11,845,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 686,451 | $11,841,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 585,896 | $11,841,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 159,074 | $11,741,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 382,170 | $11,733,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 438,614 | $11,730,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 552,072 | $11,693,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 301,259 | $11,661,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 276,574 | $11,660,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 260,064 | $11,643,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 171,052 | $11,642,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 752,262 | $11,622,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 493,320 | $11,607,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 321,518 | $11,569,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 725,115 | $11,558,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 10,000 | $11,531,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 350,275 | $11,507,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 835,653 | $11,506,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 81,728 | $11,504,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 1,203,468 | $11,480,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 180,478 | $11,463,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 217,743 | $11,462,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 423,543 | $11,453,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 112,972 | $11,451,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 1,881,801 | $11,443,000 | thousands by filing date | |
| CIVEO CORP | 178787107 | COM | 2,784,143 | $11,443,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 1,044,837 | $11,441,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 83,681 | $11,421,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 405,038 | $11,421,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 89,891 | $11,416,000 | thousands by filing date | |
| WALTER INVESTMENT MANAGEMENT | 93317WAA0 | CNV | 15,144,000 | $11,415,000 | thousands by filing date | principal |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 869,476 | $11,373,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 905,507 | $11,371,000 | thousands by filing date | |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 11,586,000 | $11,369,000 | thousands by filing date | principal |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 297,665 | $11,360,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 245,911 | $11,327,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 168,770 | $11,323,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 182,648 | $11,311,000 | thousands by filing date | |
| PROSPECT CAPITAL CORP | 74348TAC6 | NOTE 6.250% | 11,113,000 | $11,280,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 262,140 | $11,274,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 75,950 | $11,255,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 617,708 | $11,248,000 | thousands by filing date | |
| CYBERONICS | 23251P102 | COMMON STOCK | 201,877 | $11,240,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 151,758 | $11,235,000 | thousands by filing date | |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 10,492,000 | $11,214,000 | thousands by filing date | principal |
| CONTROL4 CORP | 21240D107 | COM | 729,425 | $11,211,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 946,050 | $11,201,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 118,780 | $11,197,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 405,739 | $11,178,000 | thousands by filing date | |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 429,694 | $11,171,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 892,396 | $11,155,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 774,515 | $11,153,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 320,939 | $11,152,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461639 | EGSHR BYND BRC | 563,983 | $11,150,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 211,892 | $11,126,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 515,710 | $11,119,000 | thousands by filing date | |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 795,146 | $11,108,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 H | 73937B829 | COM | 325,076 | $11,095,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 6,095,275 | $11,093,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 127,307 | $11,063,000 | thousands by filing date | |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 286,941 | $11,050,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 144,577 | $11,040,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 5,304,407 | $11,033,000 | thousands by filing date | |
| POST PPTYS INC | 737464107 | COM | 187,650 | $11,028,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 323,650 | $11,024,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 1,266,898 | $11,022,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 97,450 | $10,985,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 1,074,708 | $10,983,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 255,118 | $10,982,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 306,872 | $10,979,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 864,561 | $10,971,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 1,176,168 | $10,962,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 454,941 | $10,937,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 1,679,792 | $10,885,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 709,374 | $10,882,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 400,676 | $10,862,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 344,602 | $10,862,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 493,635 | $10,846,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 80,146 | $10,832,000 | thousands by filing date | |
| BLOUNT INTL INC NEW | 095180105 | COM | 616,459 | $10,831,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 1,077,982 | $10,812,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 236,871 | $10,778,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 367,308 | $10,766,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 250,336 | $10,764,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764103 | COM | 279,123 | $10,764,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 240,608 | $10,752,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 296,464 | $10,732,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 110,678 | $10,717,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 213,056 | $10,700,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 95,980 | $10,699,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 253,720 | $10,694,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-15-000129 | this filing | 2015-02-13 | acceptance time not in the bulk data set |