13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-08-12, with 6,762 holding rows worth $255,166,928,000.
- Accession
- 0000895421-14-000402
- Filer
- CIK 895421
- Filed
- 2014-08-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A holdings report, 25,831 entries on the cover page, a total value of $255,166,928,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $255,166,928,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK MORGAN STANLEY AG028-11352
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMorgan Stanley Equity Services INC028-12963
- included managerMorgan Stanley Hedging Co. Ltd028-11350
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMorgan Stanley Private Bank, National Association028-14586
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerMORGAN STANLEY PRIVATE WEALTH MANAGEMENT Ltd028-14364
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerMSRESS III Manager, L.L.C.028-15868
- included managerFundlogic Sas028-15873
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 171,583 | $10,463,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 110,689 | $10,451,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 295,232 | $10,413,000 | thousands by filing date | |
| AUXILIUM PHARMACEUTICALS | 05334D107 | COMMON STOCK | 518,993 | $10,411,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 246,428 | $10,392,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 9,944,000 | $10,392,000 | thousands by filing date | principal |
| POWERSHARES ETF TR II | 73937B852 | S&P SMCP MAT P | 223,062 | $10,382,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 797,651 | $10,370,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 464,402 | $10,370,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 1,158,581 | $10,369,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 342,106 | $10,352,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 330,879 | $10,337,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 82,334 | $10,336,000 | thousands by filing date | |
| SOLARFUN POWER HOLDINGS CO L | 83415UAB4 | NOTE 3.500% 1/1 | 12,255,000 | $10,325,000 | thousands by filing date | principal |
| ARGAN INC | 04010E109 | COM | 276,838 | $10,322,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 164,825 | $10,305,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 450,667 | $10,289,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 318,715 | $10,282,000 | thousands by filing date | |
| TOLL BROS FIN CORP | 88947EAM2 | NOTE 0.500% 9/1 | 9,678,000 | $10,258,000 | thousands by filing date | principal |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 723,451 | $10,244,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 656,498 | $10,242,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 597,213 | $10,211,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 193,082 | $10,203,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 319,876 | $10,197,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 245,510 | $10,191,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 178,014 | $10,186,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 9,752,000 | $10,172,000 | thousands by filing date | principal |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 101,937 | $10,151,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 162,463 | $10,114,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 398,736 | $10,096,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 277,402 | $10,094,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 119,499 | $10,075,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 850,698 | $10,073,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 241,569 | $10,064,000 | thousands by filing date | |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 457,487 | $10,055,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 83,588 | $10,054,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 616,037 | $10,054,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 263,435 | $10,048,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 511,506 | $10,025,000 | thousands by filing date | |
| MORGAN STANLEY | 61747W265 | RUPEE/USD ETN | 278,000 | $10,022,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 380,832 | $10,021,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 177,148 | $9,995,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 310,155 | $9,966,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 689,037 | $9,963,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076XAE2 | NOTE 3.750%12/1 | 11,500,000 | $9,919,000 | thousands by filing date | principal |
| CNO FINL GROUP INC | 12621E103 | COM | 556,815 | $9,911,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 1,123,585 | $9,854,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 38,875 | $9,843,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 415,560 | $9,828,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 331,186 | $9,813,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 247,207 | $9,807,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 826,965 | $9,800,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 9,021,000 | $9,800,000 | thousands by filing date | principal |
| MEDASSETS INC | 584045108 | COM | 429,036 | $9,799,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U225 | RETAIL ETF | 165,214 | $9,796,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 173,740 | $9,755,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 213,366 | $9,750,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 457,210 | $9,748,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 521,736 | $9,745,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 160,754 | $9,740,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 126,111 | $9,727,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 267,669 | $9,716,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 211,524 | $9,693,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 348,267 | $9,682,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 310,159 | $9,681,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 638,188 | $9,681,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 8,250 | $9,663,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 893,588 | $9,660,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 130,783 | $9,652,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 142,296 | $9,644,000 | thousands by filing date | |
| CIVEO CORP | 178787107 | COM | 385,150 | $9,641,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 109,354 | $9,633,000 | thousands by filing date | |
| ISHARES TR | 46432FAW7 | IBONDS MAR18 ETF | 92,519 | $9,622,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 468,586 | $9,607,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 279,324 | $9,605,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 347,344 | $9,586,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 371,142 | $9,549,000 | thousands by filing date | |
| ISHARES TR | 464288471 | EPRA/NAR DEV EUR | 249,713 | $9,549,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 652,946 | $9,533,000 | thousands by filing date | |
| INTERNATIONAL RECTIFIER CORP | 460254105 | COMMON STOCK | 341,174 | $9,519,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST INC | 85571BAA3 | CORPORATE OBLIG | 8,448,000 | $9,504,000 | thousands by filing date | principal |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 121,096 | $9,488,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 590,314 | $9,475,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M514 | GUG BULL2020 E | 445,045 | $9,462,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 841,681 | $9,444,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 639,920 | $9,439,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 847,648 | $9,425,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 212,175 | $9,405,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 839,516 | $9,386,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 147,571 | $9,378,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 313,939 | $9,378,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 1,773,900 | $9,366,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 104,035 | $9,351,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 453,659 | $9,350,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 521,841 | $9,346,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 51,563 | $9,341,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 367,529 | $9,328,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 99,140 | $9,326,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 464,862 | $9,321,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 1,232,923 | $9,296,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 118,616 | $9,271,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 704,532 | $9,263,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 508,790 | $9,260,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 260,857 | $9,256,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 308,188 | $9,234,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 231,229 | $9,231,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 374,801 | $9,190,000 | thousands by filing date | |
| AVIV REIT INC | 05381L101 | COMMON STOCK | 325,539 | $9,171,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 288,747 | $9,170,000 | thousands by filing date | |
| BLACKROCK DEFINED OPPRTY CR | 09255Q105 | COM | 655,977 | $9,158,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 263,997 | $9,153,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 363,741 | $9,143,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 86,129 | $9,129,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 380,276 | $9,123,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 620,779 | $9,119,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 363,102 | $9,099,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 170,817 | $9,097,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 380,259 | $9,096,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 419,088 | $9,091,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 528,356 | $9,085,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 732,561 | $9,077,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 606,659 | $9,071,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 193,762 | $9,063,000 | thousands by filing date | |
| HCC INS HLDGS INC | 404132102 | COM | 185,170 | $9,061,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 373,725 | $9,059,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODUCTS INC | 16938C106 | COMM STK | 203,473 | $9,049,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 80,205 | $9,036,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 299,026 | $9,031,000 | thousands by filing date | |
| MGC | 921910873 | COM | 134,853 | $9,028,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 235,602 | $9,010,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 486,943 | $9,008,000 | thousands by filing date | |
| HOMEAWAY INC | 43739Q100 | COM | 258,685 | $9,007,000 | thousands by filing date | |
| INTERDIGITAL INC | 458660AB3 | NOTE 2.500% 3/1 | 8,160,000 | $8,996,000 | thousands by filing date | principal |
| HECLA MNG CO | 422704106 | COM | 2,606,950 | $8,993,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 368,091 | $8,988,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 501,365 | $8,980,000 | thousands by filing date | |
| MORGAN STANLEY | 61760E390 | S&P500 CRD OIL | 393,705 | $8,976,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 154,172 | $8,965,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 1,406,770 | $8,962,000 | thousands by filing date | |
| PROSPECT CAPITAL CORP | 74348TAC6 | NOTE 6.250% | 8,338,000 | $8,953,000 | thousands by filing date | principal |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 237,380 | $8,951,000 | thousands by filing date | |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 8,206,000 | $8,945,000 | thousands by filing date | principal |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 180,133 | $8,917,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 316,313 | $8,904,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 296,355 | $8,890,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 152,685 | $8,884,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 209,770 | $8,864,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B746 | KBW BK PORT | 242,148 | $8,863,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 104,085 | $8,858,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 1,037,742 | $8,852,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 674,900 | $8,848,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 584,952 | $8,839,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 230,762 | $8,818,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 155,813 | $8,814,000 | thousands by filing date | |
| RTI INTL METALS INC 3.000 | 74973WAA5 | NOTE 3.000%12/0 | 8,483,000 | $8,811,000 | thousands by filing date | principal |
| VIRNETX HLDG CORP | 92823T108 | COM | 499,750 | $8,801,000 | thousands by filing date | |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 183,365 | $8,792,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U885 | UNIT 07/01/2016 | 151,228 | $8,785,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 12,224 | $8,778,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 2,129,731 | $8,774,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 263,384 | $8,758,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 741,698 | $8,737,000 | thousands by filing date | |
| NORTH ATLANTIC DRILLING LTD | G6613P202 | COM | 822,687 | $8,737,000 | thousands by filing date | |
| ROYAL BK SCOTLAND PLC | 78009L407 | GOLD TRENDP ETN | 325,689 | $8,736,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 586,006 | $8,732,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 254,779 | $8,723,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 293,416 | $8,712,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 368,990 | $8,708,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U703 | UNIT 04/01/2013 | 150,238 | $8,697,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 341,941 | $8,696,000 | thousands by filing date | |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 8,935,000 | $8,694,000 | thousands by filing date | principal |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 386,468 | $8,684,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 112,653 | $8,684,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 358,001 | $8,674,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 166,285 | $8,650,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 233,463 | $8,627,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 997,980 | $8,621,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 109,436 | $8,597,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 88,860 | $8,589,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 915,640 | $8,580,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 325,052 | $8,574,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 199,582 | $8,569,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 8,447,000 | $8,558,000 | thousands by filing date | principal |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 228,595 | $8,544,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 111,889 | $8,525,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 316,191 | $8,525,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 360,656 | $8,523,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 472,147 | $8,522,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 93,447 | $8,495,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 257,264 | $8,464,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 348,024 | $8,461,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 238,315 | $8,455,000 | thousands by filing date | |
| TAYLOR CAPITAL GROUP INC | 876851106 | COM | 395,000 | $8,445,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 147,251 | $8,421,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764103 | COM | 213,303 | $8,412,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 425,879 | $8,407,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 167,300 | $8,395,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 150,273 | $8,390,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 144,623 | $8,363,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642106 | COMMON STOCK | 178,680 | $8,361,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167BW6 | NOTE 2.750%11/1 | 7,899,000 | $8,353,000 | thousands by filing date | principal |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 1,384,473 | $8,335,000 | thousands by filing date | |
| MARKET VECTORS ETF TR MTG | 57060U324 | ETF | 327,234 | $8,328,000 | thousands by filing date | |
| AMERICAN TOWER CORP NEW | 03027X308 | PFD CONV SER A | 77,937 | $8,326,000 | thousands by filing date | |
| CASH AMER INTL INC | 14754D100 | COM | 187,357 | $8,323,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 666,812 | $8,288,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 178,334 | $8,279,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 241,279 | $8,276,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 786,781 | $8,269,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 118,083 | $8,253,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 470,419 | $8,251,000 | thousands by filing date | |
| AIRGAS INC | 009363102 | COM | 75,546 | $8,228,000 | thousands by filing date | |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 219,381 | $8,207,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 202,745 | $8,177,000 | thousands by filing date | |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 481,310 | $8,172,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 58,267 | $8,171,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 99,261 | $8,164,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 241,180 | $8,130,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 381,945 | $8,116,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 275,973 | $8,106,000 | thousands by filing date | |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 1,627,517 | $8,105,000 | thousands by filing date | |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 470,979 | $8,087,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 629,389 | $8,070,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 112,546 | $8,052,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 433,799 | $8,047,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 107,932 | $8,040,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 67,134 | $8,037,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 312,385 | $8,022,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 568,861 | $8,021,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 552,855 | $8,011,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 213,074 | $8,010,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 238,763 | $8,003,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 343,604 | $8,002,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M266 | CLAYMORE EXCHANGE TRD FD TR | 380,088 | $7,989,000 | thousands by filing date | |
| GLOBAL X | 37950E275 | GBLX URANIUM NEW | 551,701 | $7,983,000 | thousands by filing date | |
| MFC INDUSTRIAL LTD | 55278T105 | COMMON | 1,042,347 | $7,974,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 440,836 | $7,972,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 135,823 | $7,972,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T433 | WK VRDO TX FR | 318,634 | $7,957,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 71,673 | $7,947,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 146,420 | $7,916,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 830,129 | $7,903,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 190,397 | $7,892,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 76,867 | $7,878,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 339,936 | $7,876,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 148,732 | $7,874,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 167,017 | $7,869,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 507,130 | $7,857,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 389,285 | $7,848,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 274,348 | $7,841,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 3,266,200 | $7,839,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 306,882 | $7,819,000 | thousands by filing date | |
| TIM HORTONS INC | 88706M103 | COM | 142,605 | $7,805,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 247,781 | $7,800,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 163,317 | $7,797,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 220,966 | $7,794,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 390,984 | $7,793,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 220,550 | $7,790,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 159,758 | $7,787,000 | thousands by filing date | |
| CORECIVIC INC | 22025Y407 | COM | 237,057 | $7,787,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 211,784 | $7,783,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 72,898 | $7,775,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 776,038 | $7,760,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 565,712 | $7,755,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 287,201 | $7,749,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 59,324 | $7,738,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 551,582 | $7,738,000 | thousands by filing date | |
| COVANCE INC | 222816100 | COM | 90,295 | $7,728,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 160,384 | $7,714,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 572,000 | $7,710,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 281,801 | $7,690,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 342,884 | $7,688,000 | thousands by filing date | |
| NUVEEN EQUITY PREM ADV FD | 6706ET107 | COM | 578,087 | $7,683,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 262,132 | $7,676,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 316,298 | $7,612,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 84,467 | $7,592,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541TAD3 | CORPORATE OBLIG | 7,083,000 | $7,579,000 | thousands by filing date | principal |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 509,452 | $7,576,000 | thousands by filing date | |
| ZWEIG TOTAL RETURN FD INC | 989837208 | COM | 526,156 | $7,571,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 399,799 | $7,552,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 385,882 | $7,547,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 153,823 | $7,546,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 256,952 | $7,536,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 318,590 | $7,519,000 | thousands by filing date | |
| PENNYMAC CORP | 70932AAB9 | NOTE 5.375% 5/0 | 7,628,000 | $7,514,000 | thousands by filing date | principal |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 142,162 | $7,506,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 115,846 | $7,506,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 224,222 | $7,502,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 401,145 | $7,497,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 152,858 | $7,482,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 354,144 | $7,480,000 | thousands by filing date | |
| INFORMATICA CORP | 45666Q102 | COM | 209,618 | $7,474,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 197,358 | $7,458,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 99,374 | $7,433,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 1,115,743 | $7,408,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 1,359,107 | $7,407,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 67,713 | $7,397,000 | thousands by filing date | |
| NUVEEN SELECT QUALITY MUN FD | 670973106 | COM | 533,501 | $7,394,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 975,645 | $7,385,000 | thousands by filing date | |
| Market Vectors Small Cap India | 57061r551 | COM | 142,985 | $7,385,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826T108 | COM | 827,466 | $7,373,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 376,747 | $7,369,000 | thousands by filing date | |
| ProShares Tr II Ultra Short Futures (uvxy) | 74347W346 | ETF | 276,538 | $7,361,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 263,389 | $7,360,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AD1 | NOTE 1.000% 7/0 | 6,030,000 | $7,356,000 | thousands by filing date | principal |
| GENTIVA HEALTH SERVICES | 37247A102 | COM | 487,562 | $7,343,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 646,768 | $7,340,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 126,558 | $7,336,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 159,213 | $7,325,000 | thousands by filing date | |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 437,755 | $7,320,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 422,220 | $7,317,000 | thousands by filing date | |
| CLARCOR INC | 179895107 | COM | 118,299 | $7,317,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 159,087 | $7,313,000 | thousands by filing date | |
| LEHIGH GAS PARTNERS LP | 524814100 | UT LTD PTN INT | 272,096 | $7,312,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 100,855 | $7,306,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 196,406 | $7,303,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 72,985 | $7,301,000 | thousands by filing date | |
| AXIALL CORP | 05463D100 | COM | 154,439 | $7,301,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 414,103 | $7,300,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 82,076 | $7,287,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 112,894 | $7,284,000 | thousands by filing date | |
| CBEYOND INC | 149847105 | COM | 730,982 | $7,273,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 294,036 | $7,253,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 513,832 | $7,250,000 | thousands by filing date | |
| ITT CORP | 450911201 | COM | 150,673 | $7,247,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642AN6 | NOTE | 5,678,000 | $7,246,000 | thousands by filing date | principal |
| BED BATH & BEYOND INC | 690370101 | COM | 459,116 | $7,241,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 1,671,599 | $7,238,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 123,469 | $7,234,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 545,765 | $7,231,000 | thousands by filing date | |
| UNITED ONLINE INC | 911268209 | COM NEW | 694,986 | $7,227,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 255,466 | $7,225,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 850,163 | $7,218,000 | thousands by filing date | |
| PARTNERRE LTD | G6852T105 | COM | 66,079 | $7,216,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 195,861 | $7,213,000 | thousands by filing date | |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 415,581 | $7,207,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 531,202 | $7,203,000 | thousands by filing date | |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 537,929 | $7,197,000 | thousands by filing date | |
| HORIZON PHARMA INC | 44047T109 | COM | 454,600 | $7,192,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 164,097 | $7,163,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 826,711 | $7,152,000 | thousands by filing date | |
| ANNALY CAP MGMT INC | 035710AB8 | NOTE 5.000% 5/1 | 7,003,000 | $7,145,000 | thousands by filing date | principal |
| MERCURY GENL CORP NEW | 589400100 | COM | 151,829 | $7,142,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 267,271 | $7,129,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 152,008 | $7,087,000 | thousands by filing date | |
| CLECO CORP NEW | 12561W105 | COM | 120,186 | $7,084,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 64,861 | $7,068,000 | thousands by filing date | |
| GENERAL CABLE CORP | 369300AL2 | CORPORATE OBLIG | 7,136,000 | $7,065,000 | thousands by filing date | principal |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 368,904 | $7,058,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 538,252 | $7,057,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 257,932 | $7,057,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 113,722 | $7,051,000 | thousands by filing date | |
| ROYCE FOCUS TR | 78080N108 | COM | 824,311 | $7,048,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 717,889 | $7,035,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 419,974 | $7,023,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 87,468 | $7,013,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 755,730 | $6,984,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 237,739 | $6,978,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 843,309 | $6,974,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 577,133 | $6,971,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 936,834 | $6,969,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 77,193 | $6,966,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 232,164 | $6,966,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 161,668 | $6,956,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 797,341 | $6,945,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 388,576 | $6,940,000 | thousands by filing date | |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 142,501 | $6,923,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 529,876 | $6,921,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 561,788 | $6,915,000 | thousands by filing date | |
| PROSHARES TR | 74347R370 | PSHS SH MSCI EAF | 219,959 | $6,907,000 | thousands by filing date | |
| MCCLATCHY CO | 579489105 | CL A | 1,244,168 | $6,904,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 451,569 | $6,895,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 483,129 | $6,888,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 43,492 | $6,880,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 129,422 | $6,839,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 197,288 | $6,838,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 92,630 | $6,835,000 | thousands by filing date | |
| MWI VETERINARY SUPPLY INC | 55402X105 | COM | 48,085 | $6,828,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 1,045,780 | $6,819,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 314,564 | $6,813,000 | thousands by filing date | |
| FEI CO | 30241L109 | COM | 74,820 | $6,789,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 80,666 | $6,783,000 | thousands by filing date | |
| AEROFLEX HOLDING CORP | 007767106 | COMMON STOCK | 645,379 | $6,776,000 | thousands by filing date | |
| MOSYS INC COM | 619718109 | COM | 2,157,332 | $6,775,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 623,793 | $6,774,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 230,365 | $6,768,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 273,913 | $6,762,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 358,776 | $6,762,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 378,777 | $6,758,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 130,501 | $6,757,000 | thousands by filing date | |
| ISHARES TR | 464289313 | 2016 S&P AMTFR | 125,916 | $6,743,000 | thousands by filing date | |
| NASDAQ PREM INCM & GRW FD IN | 63110R105 | COM | 358,762 | $6,738,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 776,934 | $6,728,000 | thousands by filing date | |
| BONA FILM GROUP LTD | 09777B107 | SPONSORED ADS | 1,085,002 | $6,727,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 151,098 | $6,726,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 363,820 | $6,717,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 102,404 | $6,713,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 570,291 | $6,713,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 430,187 | $6,711,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 155,335 | $6,697,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 154,818 | $6,696,000 | thousands by filing date | |
| VIRTUS TOTAL | 92829A103 | COM | 1,395,029 | $6,696,000 | thousands by filing date | |
| ENGILITY HLDGS INC | 29285W104 | COM | 174,942 | $6,695,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 17,041 | $6,682,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 513,908 | $6,681,000 | thousands by filing date | |
| WUXI PHARMATECH CAYMAN INC | 929352102 | SPONS ADR SHS | 203,190 | $6,677,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 82,523 | $6,658,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 143,599 | $6,650,000 | thousands by filing date | |
| OI S.A. | 670851203 | SPN ADR REP PFD | 7,745,494 | $6,646,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 70,844 | $6,639,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 451,614 | $6,630,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 829,610 | $6,629,000 | thousands by filing date | |
| CHINDEX INTERNATIONAL INC | 169467107 | COM | 279,256 | $6,616,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 210,509 | $6,600,000 | thousands by filing date | |
| VOLCANO CORP | 928645AB6 | CORPORATE OBLIG | 6,863,000 | $6,597,000 | thousands by filing date | principal |
| FIRST TR ACTIVE DIVID INCOME | 33731L100 | COM | 702,611 | $6,590,000 | thousands by filing date | |
| BLACKROCK INCOME OPP TRUST I | 092475102 | COM | 605,440 | $6,575,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 57,656 | $6,564,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 162,099 | $6,560,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761UAE6 | NOTE 5.750% 1/1 | 6,193,000 | $6,560,000 | thousands by filing date | principal |
| BROWN SHOE COMPANY INC | 115736100 | COM | 229,190 | $6,557,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 569,727 | $6,552,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 646,571 | $6,543,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 352,018 | $6,541,000 | thousands by filing date | |
| EXAMWORKS GROUP INC COM | 30066A105 | COM | 206,119 | $6,539,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 67,167 | $6,529,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 118,064 | $6,528,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 250,394 | $6,524,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 165,018 | $6,519,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 131,304 | $6,514,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 179,476 | $6,506,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 50,298 | $6,500,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 487,625 | $6,495,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 76,698 | $6,489,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 121,814 | $6,474,000 | thousands by filing date | |
| TIBCO SOFTWARE INC | 88632QAB9 | NOTE | 6,417,000 | $6,469,000 | thousands by filing date | principal |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 56,171 | $6,467,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 88,640 | $6,458,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 187,139 | $6,442,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 488,402 | $6,437,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 238,821 | $6,429,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 88,143 | $6,426,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 1,923,246 | $6,424,000 | thousands by filing date | |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 251,921 | $6,424,000 | thousands by filing date | |
| EZCHIP SEMICONDUCTOR LIMITED | M4146Y108 | ORD | 248,953 | $6,416,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 205,620 | $6,410,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 135,940 | $6,404,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 58,006 | $6,393,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 219,615 | $6,375,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 225,905 | $6,375,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 71,874 | $6,364,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 114,511 | $6,339,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 192,920 | $6,318,000 | thousands by filing date | |
| GUGGENHEIM ETF | 78355W866 | cs | 68,150 | $6,311,000 | thousands by filing date | |
| DYAX CORP | 26746E103 | COM | 657,125 | $6,309,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 484,098 | $6,308,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 768,337 | $6,301,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 245,977 | $6,292,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 98,303 | $6,291,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 162,447 | $6,290,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 213,622 | $6,289,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 99,273 | $6,284,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 1,359,963 | $6,283,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 144,274 | $6,280,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 76,315 | $6,272,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 491,034 | $6,261,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 559,043 | $6,250,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 235,839 | $6,243,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 522,923 | $6,237,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 76,088 | $6,234,000 | thousands by filing date | |
| ISHARES | 464289271 | TR 2017 S\&P.* AMTFR | 112,731 | $6,233,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 291,725 | $6,225,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 158,666 | $6,221,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 128,295 | $6,204,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 95,133 | $6,194,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 863,818 | $6,194,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 188,020 | $6,191,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 176,341 | $6,190,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 655,659 | $6,183,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 125,445 | $6,176,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 469,084 | $6,159,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 255,863 | $6,138,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 84,226 | $6,136,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 269,971 | $6,126,000 | thousands by filing date | |
| DEX MEDIA INC | 25213A107 | COM | 547,432 | $6,099,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 486,053 | $6,085,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 310,663 | $6,083,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 77,676 | $6,069,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 88,221 | $6,065,000 | thousands by filing date | |
| MARKET VECTORS PHARM ETF T | 57060U217 | ETF | 97,699 | $6,062,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 437,086 | $6,049,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 380,614 | $6,044,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 226,817 | $6,040,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 128,221 | $6,029,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 69,729 | $6,024,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 339,630 | $6,022,000 | thousands by filing date | |
| MARKET VECTORS VIETNAM ETF | 57060U761 | CMN | 289,501 | $6,021,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 729,079 | $6,016,000 | thousands by filing date | |
| NUVEEN INVT QUALITY MUN FD I | 67062E103 | COM | 408,788 | $6,002,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAD5 | NOTE 5.125% 6/0 | 5,604,000 | $5,996,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-14-000402 | this filing | 2014-08-12 | acceptance time not in the bulk data set |