13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-05-13, with 6,718 holding rows worth $238,796,943,000.
- Accession
- 0000895421-14-000333
- Filer
- CIK 895421
- Filed
- 2014-05-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A holdings report, 24,788 entries on the cover page, a total value of $238,796,943,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $238,796,943,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK MORGAN STANLEY AG028-11352
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMorgan Stanley Equity Services INC028-12963
- included managerMorgan Stanley Hedging Co. Ltd028-11350
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMorgan Stanley Private Bank, National Association028-14586
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerMORGAN STANLEY PRIVATE WEALTH MANAGEMENT Ltd028-14364
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerMSRESS III Manager, L.L.C.028-15868
- included managerFundlogic Sas028-15873
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 119,534 | $9,408,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 662,157 | $9,402,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 736,928 | $9,392,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 1,945,383 | $9,377,000 | thousands by filing date | |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 192,718 | $9,355,000 | thousands by filing date | |
| SIRONA DENTAL SYSTEMS INC | 82966C103 | COM | 124,856 | $9,323,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 178,668 | $9,312,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 220,779 | $9,306,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 615,050 | $9,299,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 718,459 | $9,297,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 676,178 | $9,278,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 203,047 | $9,262,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 315,080 | $9,260,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 532,799 | $9,250,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 281,750 | $9,239,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 541,681 | $9,236,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 734,445 | $9,232,000 | thousands by filing date | |
| POST PPTYS INC | 737464107 | COM | 188,032 | $9,231,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 131,728 | $9,225,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 168,889 | $9,214,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 182,866 | $9,206,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 817,877 | $9,193,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 260,923 | $9,182,000 | thousands by filing date | |
| VIRTUS TOTAL | 92829A103 | COM | 2,076,700 | $9,179,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 92,084 | $9,173,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 304,596 | $9,171,000 | thousands by filing date | |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 492,526 | $9,166,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 673,808 | $9,164,000 | thousands by filing date | |
| GT ADVANCED TECHNOLOGIES INC | 36191U106 | COM | 536,980 | $9,155,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167BW6 | NOTE 2.750%11/1 | 8,797,000 | $9,149,000 | thousands by filing date | principal |
| FRANCO NEV CORP COM | 351858105 | Stock | 199,283 | $9,140,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 8,000 | $9,135,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 213,772 | $9,132,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 431,383 | $9,098,000 | thousands by filing date | |
| ISHARES TR | 46432FAW7 | IBONDS MAR18 ETF | 88,575 | $9,098,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 433,632 | $9,072,000 | thousands by filing date | |
| CONVERSANT INC | 21249J105 | COM | 321,583 | $9,052,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 125,284 | $9,021,000 | thousands by filing date | |
| RTI INTL METALS INC 3.000 | 74973WAA5 | NOTE 3.000%12/0 | 8,474,000 | $9,004,000 | thousands by filing date | principal |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 323,946 | $8,993,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 412,127 | $8,976,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 837,327 | $8,968,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 323,956 | $8,968,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M530 | GUG BULL2018 E | 425,259 | $8,956,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 358,548 | $8,953,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 160,054 | $8,943,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 178,726 | $8,942,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 106,201 | $8,936,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 8,449,000 | $8,925,000 | thousands by filing date | principal |
| POWERSHARES GLOBAL ETF TRUST | 73936T433 | WK VRDO TX FR | 356,998 | $8,922,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 202,300 | $8,912,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 307,807 | $8,901,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 118,117 | $8,898,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 186,969 | $8,892,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 1,357,931 | $8,881,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 162,858 | $8,857,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 384,604 | $8,838,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 662,211 | $8,834,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 119,192 | $8,796,000 | thousands by filing date | |
| MORGAN STANLEY | 61760E390 | S&P500 CRD OIL | 393,703 | $8,780,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 485,275 | $8,774,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 101,272 | $8,745,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 265,078 | $8,700,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 253,170 | $8,698,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 345,778 | $8,696,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 481,368 | $8,693,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 106,092 | $8,686,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 369,295 | $8,678,000 | thousands by filing date | |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 8,196,000 | $8,678,000 | thousands by filing date | principal |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 93,102 | $8,646,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 245,415 | $8,628,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 191,316 | $8,626,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 407,399 | $8,616,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 295,343 | $8,606,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 470,401 | $8,599,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 207,522 | $8,599,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 3,462,625 | $8,587,000 | thousands by filing date | |
| ING INFRASTRUCTURE INDLS & M | 45685U100 | COM | 486,879 | $8,560,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 217,608 | $8,550,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 193,719 | $8,542,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 546,588 | $8,526,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 77,396 | $8,515,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 76,649 | $8,507,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 318,037 | $8,495,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 100,594 | $8,494,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 1,403,721 | $8,479,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 137,852 | $8,470,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 86,965 | $8,465,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 83,550 | $8,459,000 | thousands by filing date | |
| INTERDIGITAL INC | 458660AB3 | NOTE 2.500% 3/1 | 8,160,000 | $8,451,000 | thousands by filing date | principal |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 831,362 | $8,446,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 816,335 | $8,441,000 | thousands by filing date | |
| PALL CORP | 696429307 | COM | 94,339 | $8,441,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 112,505 | $8,438,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 331,198 | $8,419,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 723,376 | $8,413,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 180,759 | $8,411,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 139,007 | $8,387,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 239,361 | $8,384,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 458,835 | $8,373,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 551,516 | $8,361,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M399 | GUG BLT2017 HY | 303,140 | $8,343,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 288,736 | $8,339,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 46,560 | $8,323,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 153,680 | $8,312,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 184,751 | $8,305,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 44,386 | $8,289,000 | thousands by filing date | |
| MFC INDUSTRIAL LTD | 55278T105 | COMMON | 1,041,565 | $8,270,000 | thousands by filing date | |
| C+J ENERGY SERVICES INC | 12467B304 | COM | 283,423 | $8,265,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 304,407 | $8,258,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 567,977 | $8,236,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 243,844 | $8,213,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 1,883,272 | $8,210,000 | thousands by filing date | |
| ELECTRONIC ARTS INC | 285512AA7 | NOTE 0.750% 7/1 | 7,082,000 | $8,210,000 | thousands by filing date | principal |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 474,956 | $8,206,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 208,176 | $8,175,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 280,840 | $8,165,000 | thousands by filing date | |
| QLOGIC CORP | 747277101 | COM | 639,702 | $8,156,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 433,246 | $8,145,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 338,359 | $8,144,000 | thousands by filing date | |
| PROSHARES TR | 74347R370 | PSHS SH MSCI EAF | 247,655 | $8,143,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 108,874 | $8,137,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 979,062 | $8,136,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 239,794 | $8,127,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 204,680 | $8,127,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 183,657 | $8,119,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 982,742 | $8,117,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 881,988 | $8,114,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 551,542 | $8,108,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 266,055 | $8,104,000 | thousands by filing date | |
| AMSURG CORP | 03232P405 | COM | 171,973 | $8,096,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 540,761 | $8,080,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 380,429 | $8,061,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 551,637 | $8,060,000 | thousands by filing date | |
| NAM TAI ELECTRS INC | 629865205 | COM PAR $0.02 | 1,363,933 | $8,033,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 284,656 | $8,032,000 | thousands by filing date | |
| CLECO CORP NEW | 12561W105 | COM | 158,561 | $8,019,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 121,813 | $8,015,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 190,938 | $8,010,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 135,753 | $8,005,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 208,597 | $7,991,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 350,963 | $7,991,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 657,293 | $7,966,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 227,024 | $7,960,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 110,634 | $7,956,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 1,535,328 | $7,953,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 272,754 | $7,945,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 559,483 | $7,917,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 466,280 | $7,913,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 85,176 | $7,892,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 201,501 | $7,890,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 171,619 | $7,881,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 13,137 | $7,880,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 100,903 | $7,880,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 124,769 | $7,851,000 | thousands by filing date | |
| AIRGAS INC | 009363102 | COM | 73,620 | $7,841,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 155,112 | $7,821,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 400,953 | $7,815,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 252,374 | $7,800,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 334,930 | $7,794,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 285,088 | $7,766,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 199,497 | $7,753,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 324,224 | $7,748,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 230,209 | $7,738,000 | thousands by filing date | |
| CASH AMER INTL INC | 14754D100 | COM | 199,792 | $7,736,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 123,523 | $7,735,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 217,945 | $7,719,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 959,381 | $7,705,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 631,408 | $7,703,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 161,905 | $7,699,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 61,067 | $7,699,000 | thousands by filing date | |
| ARUBA NETWORKS INC | 043176106 | COM | 410,374 | $7,695,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 239,090 | $7,661,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 105,318 | $7,659,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 111,925 | $7,641,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 237,081 | $7,640,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 570,471 | $7,640,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 537,216 | $7,629,000 | thousands by filing date | |
| ANNALY CAP MGMT INC | 035710AB8 | NOTE 5.000% 5/1 | 7,421,000 | $7,598,000 | thousands by filing date | principal |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 144,723 | $7,591,000 | thousands by filing date | |
| IGATE CORP | 45169U105 | COM | 240,529 | $7,586,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 274,738 | $7,585,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 386,576 | $7,584,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 240,501 | $7,582,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 381,350 | $7,581,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 652,491 | $7,576,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541TAD3 | CORPORATE OBLIG | 7,077,000 | $7,572,000 | thousands by filing date | principal |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 74,856 | $7,570,000 | thousands by filing date | |
| PROGRESSIVE WASTE SOLUTIONS | 74339G101 | COM | 299,052 | $7,569,000 | thousands by filing date | |
| NUVEEN EQUITY PREM ADV FD | 6706ET107 | COM | 596,367 | $7,567,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 283,045 | $7,561,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 216,211 | $7,561,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 572,151 | $7,541,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 462,859 | $7,535,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 171,985 | $7,526,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 452,307 | $7,513,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 199,237 | $7,513,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 154,438 | $7,508,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 252,045 | $7,503,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 219,912 | $7,486,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 201,504 | $7,485,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 763,866 | $7,485,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 427,508 | $7,485,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 622,700 | $7,479,000 | thousands by filing date | |
| COVANCE INC | 222816100 | COM | 71,907 | $7,472,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 679,363 | $7,467,000 | thousands by filing date | |
| ROUNDY'S INC | 779268101 | COM | 1,079,116 | $7,424,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 141,449 | $7,421,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 346,589 | $7,410,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 286,675 | $7,408,000 | thousands by filing date | |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 452,142 | $7,379,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AD1 | NOTE 1.000% 7/0 | 6,020,000 | $7,375,000 | thousands by filing date | principal |
| MICROS SYS INC | 594901100 | COM | 139,108 | $7,363,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 104,871 | $7,341,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 190,249 | $7,341,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 357,005 | $7,332,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 488,472 | $7,327,000 | thousands by filing date | |
| ENGILITY HLDGS INC | 29285W104 | COM | 162,200 | $7,308,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 314,534 | $7,282,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 156,367 | $7,260,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 91,059 | $7,258,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 442,083 | $7,250,000 | thousands by filing date | |
| FIRST TR ACTIVE DIVID INCOME | 33731L100 | COM | 829,531 | $7,242,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 716,997 | $7,234,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 388,557 | $7,230,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M514 | GUG BULL2020 E | 346,260 | $7,230,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 135,182 | $7,227,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 732,968 | $7,212,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 332,522 | $7,210,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 192,929 | $7,206,000 | thousands by filing date | |
| MARKET VECTORS ETF TR MTG | 57060U324 | ETF | 294,403 | $7,201,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 138,076 | $7,195,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 376,955 | $7,181,000 | thousands by filing date | |
| DEMANDWARE INC | 24802Y105 | COM | 112,066 | $7,180,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 162,197 | $7,175,000 | thousands by filing date | |
| MGC | 921910873 | COM | 112,299 | $7,174,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 519,036 | $7,173,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 688,593 | $7,167,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 1,684,026 | $7,156,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 156,905 | $7,155,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 142,869 | $7,147,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 2,326,205 | $7,141,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 948,209 | $7,140,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 219,568 | $7,138,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 233,415 | $7,128,000 | thousands by filing date | |
| ZWEIG TOTAL RETURN FD INC | 989837208 | COM | 506,991 | $7,128,000 | thousands by filing date | |
| GREATBATCH INC | 39153L106 | COM | 155,171 | $7,125,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 320,095 | $7,119,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 125,717 | $7,115,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 391,129 | $7,114,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 164,481 | $7,107,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 121,877 | $7,084,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 266,769 | $7,083,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 2,010,538 | $7,077,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 126,121 | $7,075,000 | thousands by filing date | |
| BLACKROCK DEFINED OPPRTY CR | 09255Q105 | COM | 513,384 | $7,075,000 | thousands by filing date | |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 225,865 | $7,072,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 115,914 | $7,065,000 | thousands by filing date | |
| Vistaprint NV Cimpress | N93540107 | CMPR | 143,485 | $7,063,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 136,185 | $7,054,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 89,450 | $7,051,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 125,880 | $7,036,000 | thousands by filing date | |
| TIBCO SOFTWARE INC | 88632QAB9 | NOTE | 7,035,000 | $7,036,000 | thousands by filing date | principal |
| WILLIS GROUP HOLDINGS PLC | G96666105 | COM | 159,409 | $7,035,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 81,316 | $7,025,000 | thousands by filing date | |
| SKULLCANDY INC | 83083J104 | COM | 764,059 | $7,014,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 168,187 | $7,005,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 114,096 | $6,996,000 | thousands by filing date | |
| SHANDA GAMES LTD | 81941U105 | SP ADR REPTG A | 1,077,300 | $6,992,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 98,546 | $6,988,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642AN6 | NOTE | 5,693,000 | $6,987,000 | thousands by filing date | principal |
| FTD COS INC | 30281V108 | COM | 219,187 | $6,972,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 390,866 | $6,962,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 235,749 | $6,959,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 154,673 | $6,958,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 9,881 | $6,954,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U787 | AFRICA ETF | 223,078 | $6,940,000 | thousands by filing date | |
| DIAMOND FOODS INC | 252603105 | COM | 198,466 | $6,932,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 1,062,038 | $6,925,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 885,590 | $6,925,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 380,151 | $6,883,000 | thousands by filing date | |
| GENERAL CABLE CORP | 369300AL2 | CORPORATE OBLIG | 6,845,000 | $6,866,000 | thousands by filing date | principal |
| APOLLO INVT CORP | 03761UAE6 | NOTE 5.750% 1/1 | 6,460,000 | $6,860,000 | thousands by filing date | principal |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 72,187 | $6,854,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 284,179 | $6,849,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 102,867 | $6,833,000 | thousands by filing date | |
| HILLSHIRE BRANDS CO | 432589109 | COM | 183,362 | $6,833,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 268,419 | $6,831,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 54,132 | $6,827,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 791,033 | $6,818,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 253,569 | $6,816,000 | thousands by filing date | |
| BONA FILM GROUP LTD | 09777B107 | SPONSORED ADS | 1,086,134 | $6,810,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 111,462 | $6,808,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 310,128 | $6,807,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 150,048 | $6,806,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 150,451 | $6,783,000 | thousands by filing date | |
| STERIS CORP | 859152100 | COMMON STOCK | 141,854 | $6,774,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 108,530 | $6,772,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 209,725 | $6,769,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 158,704 | $6,756,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 469,806 | $6,755,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 192,505 | $6,743,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 375,810 | $6,727,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 489,517 | $6,721,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 371,525 | $6,710,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 125,536 | $6,702,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 179,204 | $6,700,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 731,443 | $6,678,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U829 | GAMING ETF | 129,457 | $6,676,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M266 | CLAYMORE EXCHANGE TRD FD TR | 323,252 | $6,665,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055AE7 | NOTE | 4,911,000 | $6,663,000 | thousands by filing date | principal |
| RYDEX ETF TRUST | 78355W593 | GUG RUSS1000 EQL | 137,933 | $6,653,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 293,519 | $6,649,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 483,186 | $6,649,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 342,156 | $6,634,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 137,312 | $6,629,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 876,538 | $6,626,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 137,088 | $6,613,000 | thousands by filing date | |
| VOLCANO CORP | 928645AB6 | CORPORATE OBLIG | 6,678,000 | $6,611,000 | thousands by filing date | principal |
| HILL ROM HLDGS INC | 431475102 | COM | 171,424 | $6,607,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 551,518 | $6,601,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 90,242 | $6,597,000 | thousands by filing date | |
| AXIALL CORP | 05463D100 | COM | 146,862 | $6,597,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 73,359 | $6,595,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 150,761 | $6,592,000 | thousands by filing date | |
| OUTERWALL INC | 690070107 | COM | 90,874 | $6,588,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q135 | GUGG CHN TECH | 188,134 | $6,585,000 | thousands by filing date | |
| HORIZON PHARMA INC | 44047T109 | COM | 435,515 | $6,584,000 | thousands by filing date | |
| XL GROUP PLC | G98290102 | SHS | 210,239 | $6,572,000 | thousands by filing date | |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 7,130,000 | $6,558,000 | thousands by filing date | principal |
| MARKET VECTORS BIOTECH ETF | 57060U183 | BIOT | 71,954 | $6,544,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 1,037,622 | $6,537,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B746 | KBW BK PORT | 175,861 | $6,530,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 61,237 | $6,524,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 113,024 | $6,516,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 117,302 | $6,506,000 | thousands by filing date | |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 140,277 | $6,502,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 178,505 | $6,502,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 240,086 | $6,491,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 65,232 | $6,487,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 1,485,214 | $6,475,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 498,397 | $6,454,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 584,644 | $6,449,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 158,029 | $6,446,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIO | 205826AF7 | NOTE | 6,249,000 | $6,409,000 | thousands by filing date | principal |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 150,809 | $6,398,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 125,261 | $6,397,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 102,822 | $6,388,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 486,192 | $6,379,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 318,467 | $6,376,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 239,801 | $6,375,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 681,058 | $6,368,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 898,964 | $6,365,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 428,639 | $6,349,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 244,048 | $6,345,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 496,831 | $6,344,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 805,652 | $6,341,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 80,695 | $6,334,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 151,656 | $6,312,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 589,930 | $6,295,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 454,825 | $6,285,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 60,945 | $6,281,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 56,659 | $6,266,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 284,623 | $6,261,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 180,201 | $6,248,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 430,546 | $6,234,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 590,524 | $6,207,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 132,846 | $6,204,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 180,249 | $6,199,000 | thousands by filing date | |
| BLACKROCK INCOME OPP TRUST I | 092475102 | COM | 599,584 | $6,194,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 212,853 | $6,186,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 154,247 | $6,178,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 316,988 | $6,143,000 | thousands by filing date | |
| SYMETRA FINANCIAL CORP | 87151Q106 | COMMON STOCK | 309,875 | $6,143,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 137,968 | $6,140,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 47,760 | $6,119,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 269,554 | $6,117,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 179,917 | $6,110,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS I | 45773H102 | COM | 1,833,823 | $6,107,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 175,851 | $6,106,000 | thousands by filing date | |
| MARKET VECTORS VIETNAM ETF | 57060U761 | CMN | 281,498 | $6,106,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 239,842 | $6,102,000 | thousands by filing date | |
| MERITAGE HOMES CORP | 59001AAR3 | NOTE | 5,738,000 | $6,097,000 | thousands by filing date | principal |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 42,884 | $6,096,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 270,698 | $6,091,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 281,057 | $6,090,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 421,006 | $6,088,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 503,084 | $6,087,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 85,303 | $6,072,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAB9 | CORPORATE OBLIG | 5,590,000 | $6,072,000 | thousands by filing date | principal |
| WINTHROP REALTY TRUST | 976391300 | SH B | 523,154 | $6,062,000 | thousands by filing date | |
| GSI GROUP INC | 36191C205 | COM | 463,759 | $6,057,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q105 | COM | 209,357 | $6,047,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 93,319 | $6,037,000 | thousands by filing date | |
| POPEYES LA KITCHEN INC | 732872106 | COM | 148,514 | $6,035,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 170,631 | $6,027,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 99,446 | $6,022,000 | thousands by filing date | |
| NUVEEN SELECT QUALITY MUN FD | 670973106 | COM | 454,792 | $6,021,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 469,217 | $6,011,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 70,049 | $6,007,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 192,136 | $6,001,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 846,208 | $5,999,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 241,467 | $5,998,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 368,973 | $5,996,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAD5 | NOTE 5.125% 6/0 | 5,566,000 | $5,994,000 | thousands by filing date | principal |
| BOULDER TOTAL RET FD INC | 101541100 | COM | 246,334 | $5,993,000 | thousands by filing date | |
| NGP CAPITAL RESOURCES CO | 62912R107 | COM | 886,530 | $5,992,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 664,246 | $5,978,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 353,538 | $5,975,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 214,406 | $5,975,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 83,331 | $5,973,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 141,011 | $5,970,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 228,451 | $5,967,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 342,674 | $5,966,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 91,122 | $5,959,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 517,158 | $5,958,000 | thousands by filing date | |
| RENTECH INC COM | 760112102 | COM | 3,135,902 | $5,958,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 200,950 | $5,954,000 | thousands by filing date | |
| RF MICRODEVICES INC | 749941100 | COM | 755,406 | $5,952,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 175,448 | $5,943,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B852 | S&P SMCP MAT P | 132,032 | $5,943,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826T108 | COM | 833,473 | $5,942,000 | thousands by filing date | |
| PROSPECT CAPITAL CORP | 74348TAD4 | NOTE | 5,663,000 | $5,939,000 | thousands by filing date | principal |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 97,921 | $5,920,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 273,533 | $5,919,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 138,557 | $5,907,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 350,007 | $5,905,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 199,499 | $5,903,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 259,001 | $5,903,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 627,229 | $5,896,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 364,935 | $5,890,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 131,136 | $5,887,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 459,454 | $5,881,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 1,515,010 | $5,878,000 | thousands by filing date | |
| FIRST CASH FINL SVCS INC | 31942D107 | COM | 116,049 | $5,856,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 766,372 | $5,855,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 346,835 | $5,851,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 128,455 | $5,849,000 | thousands by filing date | |
| RESOURCE CAP CORP REIT | 76120W302 | COM | 1,049,627 | $5,847,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 94,300 | $5,844,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 225,683 | $5,844,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 272,278 | $5,840,000 | thousands by filing date | |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 406,318 | $5,835,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 98,428 | $5,825,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 244,530 | $5,825,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U885 | UNIT 07/01/2016 | 100,875 | $5,824,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 122,274 | $5,824,000 | thousands by filing date | |
| NUVEEN INSD QUALITY MUN FD I | 67062N103 | COM | 456,159 | $5,820,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 130,856 | $5,811,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 197,114 | $5,805,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 249,759 | $5,804,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 111,780 | $5,790,000 | thousands by filing date | |
| VRINGO INC | 92911N104 | COM | 1,663,926 | $5,773,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 190,842 | $5,772,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 398,004 | $5,771,000 | thousands by filing date | |
| NORTHERN LTS ETF TR | 66537H105 | ARROW DJ GLOBL | 213,526 | $5,765,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 394,300 | $5,757,000 | thousands by filing date | |
| RECEPTOS, INC. | 756207106 | COMMON STOCK | 137,225 | $5,755,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 92,393 | $5,753,000 | thousands by filing date | |
| SUNGY MOBILE LTD | 86737M100 | ADR | 274,992 | $5,750,000 | thousands by filing date | |
| TOWER GROUP INTERNATIONAL LT | G8988C105 | COM | 2,127,356 | $5,744,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 212,785 | $5,743,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 138,481 | $5,732,000 | thousands by filing date | |
| GLOBE SPECIALTY METALS INC | 37954N206 | COM | 274,953 | $5,724,000 | thousands by filing date | |
| ROYCE FOCUS TR | 78080N108 | COM | 718,229 | $5,717,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 194,982 | $5,716,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 90,930 | $5,692,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 64,493 | $5,682,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 57,221 | $5,681,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 101,573 | $5,680,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 589,759 | $5,669,000 | thousands by filing date | |
| PLATINUM UNDERWRITER HLDGS L | G7127P100 | COM | 94,313 | $5,667,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 43,970 | $5,662,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 405,646 | $5,659,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 100,377 | $5,654,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 64,732 | $5,649,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 223,305 | $5,643,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 523,845 | $5,632,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 396,026 | $5,616,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 183,739 | $5,610,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 671,133 | $5,610,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 137,769 | $5,609,000 | thousands by filing date | |
| EZCHIP SEMICONDUCTOR LIMITED | M4146Y108 | ORD | 221,025 | $5,604,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 200,991 | $5,602,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 242,604 | $5,602,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 120,634 | $5,600,000 | thousands by filing date | |
| MARKETO INC | 57063L107 | COM | 171,149 | $5,590,000 | thousands by filing date | |
| NORANDA ALUMINIUM HOLDING CORP | 65542W107 | COMMON STOCK | 1,358,852 | $5,585,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 246,623 | $5,585,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 222,504 | $5,579,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 119,861 | $5,564,000 | thousands by filing date | |
| MARKET VECTORS PHARM ETF T | 57060U217 | ETF | 95,313 | $5,563,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 525,306 | $5,559,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 110,444 | $5,556,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 168,934 | $5,551,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 426,795 | $5,540,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 88,189 | $5,537,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 250,579 | $5,531,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 398,082 | $5,529,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 54,959 | $5,529,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-14-000333 | this filing | 2014-05-13 | acceptance time not in the bulk data set |