13F-HR filed by Johnson Financial Group, Inc.
Johnson Financial Group, Inc. filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-02-10, with 805 holding rows worth $431,097,000.
- Accession
- 0000892712-15-000208
- Filer
- CIK 1477024
- Filed
- 2015-02-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A holdings report, 1,234 entries on the cover page, a total value of $431,097,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $431,097,000 with VALUE read as thousands by filing date, 13F file number 028-13747. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerJohnson Bank 028-13748
- included managerCampbell Newman Asset Management, Inc. 028-02903
- included managerJohnson Investment Counsel Inc. 028-04147
- included managerThe London Company of Virginia 028-10665
- included managerBTIM Corp. 028-14964
- included managerNeuberger Berman Group LLC 028-13573
- included managerBoston Common Asset Management, LLC 028-12579
- included managerAtlanta Capital Management Co. LLC 028-05936
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WYNN RESORTS LTD | 983134107 | COM | 313 | $47,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 1,181 | $46,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 421 | $46,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 200 | $46,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 2,100 | $46,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 2,625 | $46,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 340 | $45,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 1,000 | $44,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 575 | $44,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 1,000 | $43,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 5,000 | $43,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 406 | $42,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 1,000 | $42,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 756 | $41,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 1,550 | $41,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 1,600 | $41,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 685 | $40,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 942 | $39,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 3,653 | $39,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 2,000 | $38,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 670 | $38,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 600 | $38,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 1,266 | $37,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 1,050 | $37,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 2,800 | $37,000 | thousands by filing date | |
| PRECISION CASTPARTS CORP | 740189105 | COM | 152 | $37,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 650 | $36,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 450 | $36,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 322 | $36,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 900 | $35,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 521 | $35,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 330 | $34,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 491 | $34,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 452 | $34,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 293 | $33,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 1,000 | $33,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 593 | $32,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 165 | $32,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 870 | $32,000 | thousands by filing date | |
| XL GROUP PLC | G98290102 | SHS | 938 | $32,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 718 | $32,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 291 | $31,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 272 | $31,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 600 | $31,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 604 | $31,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 1,000 | $31,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 464 | $30,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 86 | $29,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 852 | $29,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 941 | $29,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 400 | $28,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 4,186 | $28,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 912 | $27,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 1,000 | $27,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 1,340 | $27,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 261 | $27,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 509 | $27,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 609 | $27,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 301 | $27,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 210 | $26,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 265 | $26,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 525 | $25,000 | thousands by filing date | |
| VEOLIA ENVIRONNEMENT F | 92334N103 | Equity | 1,400 | $25,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 985 | $25,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 500 | $25,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 1,057 | $24,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 435 | $24,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 525 | $22,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 618 | $22,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 1,716 | $22,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 128 | $22,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 500 | $22,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 459 | $22,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 918 | $22,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 3,925 | $22,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 360 | $21,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 126 | $21,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 600 | $21,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 395 | $21,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 500 | $20,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 108 | $20,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 329 | $20,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 360 | $20,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 797 | $20,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 199 | $20,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 215 | $19,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 534 | $19,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 475 | $19,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 341 | $19,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 1,250 | $19,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 484 | $18,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 141 | $18,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 500 | $18,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 894 | $18,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 102 | $18,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 126 | $18,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 25 | $17,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 1,605 | $17,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X377 | FINL SECT PORT | 548 | $17,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 445 | $17,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 135 | $16,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 247 | $16,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 164 | $16,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 780 | $16,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 165 | $16,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 115 | $16,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 250 | $16,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 300 | $16,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 400 | $16,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 533 | $16,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X393 | CON STAPLE SEC | 320 | $16,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 510 | $15,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 24 | $15,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 12 | $15,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 424 | $15,000 | thousands by filing date | |
| TRW AUTOMOTIVE HLDGS CORP | 87264S106 | COM | 141 | $15,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 300 | $15,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 260 | $14,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 363 | $14,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 475 | $14,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 270 | $14,000 | thousands by filing date | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 662 | $14,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 500 | $14,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 425 | $13,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 152 | $13,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 490 | $13,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 153 | $13,000 | thousands by filing date | |
| CYTEC INDS INC | 232820100 | COM | 280 | $13,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 1,000 | $13,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 380 | $12,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 10 | $12,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 64 | $12,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 302 | $12,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 110 | $12,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 539 | $12,000 | thousands by filing date | |
| HEALTH CARE REIT INC CONV 6.50 | 42217K601 | PFD | 180 | $12,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 100 | $11,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 394 | $11,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 245 | $11,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 141 | $11,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 270 | $11,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 400 | $10,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 285 | $10,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 204 | $10,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 220 | $10,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 639 | $10,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 161 | $10,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 1,000 | $10,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 200 | $10,000 | thousands by filing date | |
| MARINE PETE TR | 568423107 | UNIT BEN INT | 1,000 | $10,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097770 | ADR PREF SER N | 400 | $10,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 425 | $10,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 100 | $9,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 90 | $9,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 85 | $9,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 200 | $9,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 60 | $9,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 118 | $9,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 1,125 | $9,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 160 | $9,000 | thousands by filing date | |
| RYANAIR HLDGS PLC | 783513104 | SPONSORED ADR | 116 | $9,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 65 | $8,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 80 | $8,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 141 | $8,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 186 | $8,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 169 | $8,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 207 | $8,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 178 | $8,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 378 | $8,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 116 | $8,000 | thousands by filing date | |
| MEADWESTVACO CORP | 583334107 | COM | 174 | $8,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 713291102 | COM | 315 | $8,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 141 | $8,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 165 | $8,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 265 | $7,000 | thousands by filing date | |
| GANNETT INC | 364730101 | COM | 211 | $7,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 162 | $7,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 230 | $7,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 611 | $7,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 220 | $6,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 200 | $6,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 38 | $6,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 60 | $6,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 158 | $6,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 412 | $6,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 2,000 | $6,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 187 | $6,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 415 | $6,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 149 | $6,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 150 | $6,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 158 | $6,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 300 | $6,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 580 | $6,000 | thousands by filing date | |
| HOSPIRA INC | 441060100 | COM | 100 | $6,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 235 | $6,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017117 | UNIT 99/99/9999 | 100 | $6,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 770 | $6,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 23 | $5,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 100 | $5,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 1,172 | $5,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 89 | $5,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 35 | $5,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 292 | $5,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 500 | $5,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 150 | $5,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 97 | $5,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 181 | $5,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 90 | $5,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 531 | $5,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 140 | $5,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 104 | $5,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 307 | $5,000 | thousands by filing date | |
| WARREN RESOURCES INC | 93564A100 | COM | 3,346 | $5,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 68 | $4,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 290 | $4,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 46 | $4,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 500 | $4,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 39 | $4,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 25 | $4,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 102 | $4,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 178 | $4,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 102 | $3,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 50 | $3,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 72 | $3,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 24 | $3,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 65 | $3,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 65 | $3,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 20 | $3,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 33 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 25 | $3,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 167 | $3,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 38 | $3,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 100 | $3,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 200 | $3,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 91 | $3,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 40 | $3,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 27 | $3,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 75 | $3,000 | thousands by filing date | |
| PALL CORP | 696429307 | COM | 31 | $3,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 75 | $3,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 53 | $3,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q105 | COM | 100 | $3,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 200 | $2,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 30 | $2,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 24 | $2,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 21 | $2,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 22 | $2,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 46 | $2,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 37 | $2,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 26 | $2,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 27 | $2,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 131 | $2,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 167 | $2,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 65 | $2,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 54 | $2,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 117 | $2,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 15 | $2,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 31 | $2,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 100 | $2,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 220 | $2,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 37 | $2,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 47 | $2,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 16 | $2,000 | thousands by filing date | |
| WELLTOWER INC | 42217K106 | COM | 22 | $2,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 42 | $2,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 117 | $2,000 | thousands by filing date | |
| OCULUS INNOVATIVE SCIENCES I | 67575P207 | COM NEW | 1,500 | $2,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 83 | $2,000 | thousands by filing date | |
| COVISINT CORP | 22357R103 | COM | 827 | $2,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 24 | $1,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 22 | $1,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 15 | $1,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 11 | $1,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 92 | $1,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 30 | $1,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 18 | $1,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 11 | $1,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 32 | $1,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 21 | $1,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 22 | $1,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 7 | $1,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 21 | $1,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 15 | $1,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 20 | $1,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 12 | $1,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 230 | $1,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 200 | $1,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 21 | $1,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 33 | $1,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 200 | $1,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 12 | $1,000 | thousands by filing date | |
| PINNACLE ENTMT INC | 723456109 | COM | 57 | $1,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 11 | $1,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VECTOR GROUP LTD | 92240M108 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 102 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AOL INC | 00184X105 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SONIC FDRY INC | 83545R207 | COM NEW | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARCA BIOPHARMA INC | 00211Y209 | COM NEW | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000892712-15-000208 | this filing | 2015-02-10 | acceptance time not in the bulk data set |