13F-HR filed by Johnson Financial Group, Inc.
Johnson Financial Group, Inc. filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-14, with 684 holding rows worth $329,623,000.
- Accession
- 0000892712-13-000701
- Filer
- CIK 1477024
- Filed
- 2013-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 856 entries on the cover page, a total value of $329,623,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $329,623,000 with VALUE read as thousands by filing date, 13F file number 028-13747. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerJohnson Bank 028-13748
- included managerWalden Asset Management
- included managerCampbell Newman Asset Management, Inc. 028-02903
- included managerJohnson Investment Counsel, Inc. 028-04147
- included managerThe London Company of Virginia 028-10665
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| OCEANEERING INTL INC | 675232102 | COM | 260 | $21,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 450 | $21,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 2,000 | $21,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 270 | $20,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 800 | $20,000 | thousands by filing date | |
| NOBLE CORP | H5833N103 | COMMON STOCK-FO | 536 | $20,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 131 | $19,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 417 | $19,000 | thousands by filing date | |
| AIXTRON SE | 009606104 | SPONSORED ADR | 1,105 | $19,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 445 | $18,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 475 | $18,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 250 | $18,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 241 | $18,000 | thousands by filing date | |
| CATAMARAN CORP | 148887102 | COM | 396 | $18,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 337 | $17,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 109 | $17,000 | thousands by filing date | |
| MARINE PETE TR | 568423107 | UNIT BEN INT | 1,000 | $17,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 2,065 | $17,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 100 | $16,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 200 | $16,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 600 | $16,000 | thousands by filing date | |
| SIMS LTD SPON ADR EA | 829160100 | Common Stock | 1,860 | $16,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 300 | $16,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 135 | $15,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 92 | $15,000 | thousands by filing date | |
| HILLSHIRE BRANDS CO | 432589109 | COM | 500 | $15,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 3,925 | $15,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 293 | $14,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 1,192 | $14,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 4,600 | $14,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 64 | $14,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 424 | $14,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 180 | $14,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 240 | $14,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 500 | $14,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 2,325 | $14,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 220 | $13,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 55 | $13,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 250 | $13,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 270 | $13,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 662 | $13,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 533 | $13,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 1,000 | $13,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 1,500 | $12,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 315 | $12,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 310 | $12,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 405 | $12,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 470 | $12,000 | thousands by filing date | |
| AVG TECHNOLOGIES | N07831105 | SHS | 519 | $12,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 182 | $11,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 300 | $11,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 270 | $11,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 500 | $11,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 603 | $11,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 102 | $11,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 143 | $11,000 | thousands by filing date | |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 280 | $11,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 79 | $10,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 106 | $10,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 300 | $10,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 153 | $10,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 240 | $10,000 | thousands by filing date | |
| XL GROUP PLC | G98290102 | SHS | 310 | $10,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 199 | $10,000 | thousands by filing date | |
| TRW AUTOMOTIVE HLDGS CORP | 87264S106 | COM | 141 | $10,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 423 | $10,000 | thousands by filing date | |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 500 | $10,000 | thousands by filing date | |
| WARREN RESOURCES INC | 93564A100 | COM | 3,346 | $10,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 204 | $9,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 496 | $9,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 471 | $9,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 150 | $9,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 148 | $8,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 250 | $8,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 80 | $8,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 500 | $8,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 272 | $8,000 | thousands by filing date | |
| HOSPIRA INC | 441060100 | COM | 200 | $8,000 | thousands by filing date | |
| INFORMATICA CORP | 45666Q102 | COM | 210 | $8,000 | thousands by filing date | |
| DISCOVERY COMMUNICATNS NEW | 25470F203 | COM | 100 | $8,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 400 | $7,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 40 | $7,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 173 | $7,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 134 | $7,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 247 | $7,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 200 | $7,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 64 | $7,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 265 | $7,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP | 587200106 | COM | 300 | $7,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 300 | $7,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 207 | $6,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 236 | $6,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 117 | $6,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 28 | $6,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 412 | $6,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 149 | $6,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 125 | $6,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 163 | $6,000 | thousands by filing date | |
| PETSMART INC | 716768106 | COM | 82 | $6,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 125 | $6,000 | thousands by filing date | |
| AIRGAS INC | 009363102 | COM | 52 | $6,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 423 | $6,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 713291102 | COM | 315 | $6,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 122 | $6,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 107 | $6,000 | thousands by filing date | |
| NTELOS HLDGS CORP | 67020Q305 | COM NEW | 320 | $6,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 70 | $5,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 100 | $5,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 121 | $5,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 37 | $5,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 49 | $5,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 200 | $5,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 150 | $5,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 240 | $5,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 146 | $5,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 54 | $5,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 68 | $5,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 180 | $5,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 155 | $5,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 69 | $5,000 | thousands by filing date | |
| WINTHROP REALTY TRUST | 976391300 | SH B | 180 | $5,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 66 | $4,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 600 | $4,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 37 | $4,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 100 | $4,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 63 | $4,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 105 | $4,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 42 | $4,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 96 | $4,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 100 | $4,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 222 | $4,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 59 | $4,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 118 | $4,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 88 | $4,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 100 | $4,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 1,107 | $4,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 125 | $4,000 | thousands by filing date | |
| BROWN SHOE COMPANY INC | 115736100 | COM | 162 | $4,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 20 | $3,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 300 | $3,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 100 | $3,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 88 | $3,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 95 | $3,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 25 | $3,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 106 | $3,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 44 | $3,000 | thousands by filing date | |
| PALL CORP | 696429307 | COM | 36 | $3,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 200 | $3,000 | thousands by filing date | |
| HOMEAWAY INC | 43739Q100 | COM | 100 | $3,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U589 | JR GOLD MINERS E | 69 | $3,000 | thousands by filing date | |
| SALIX PHARMACEUTICALS INC | 795435106 | COM | 40 | $3,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 72 | $2,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 24 | $2,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 23 | $2,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 268 | $2,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 100 | $2,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 40 | $2,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 19 | $2,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 68 | $2,000 | thousands by filing date | |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 70 | $2,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 50 | $1,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 22 | $1,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 15 | $1,000 | thousands by filing date | |
| WINDSTREAM CORP | 97381W104 | COM | 175 | $1,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 12 | $1,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 273 | $1,000 | thousands by filing date | |
| TW TELECOM INC | 87311L104 | COM | 48 | $1,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 116 | $1,000 | thousands by filing date | |
| HANWHA SOLARONE CO LTD | 41135V103 | SPONSORED ADR | 200 | $1,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GRIFFON CORP | 398433102 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRINKS CO | 109696104 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Pentair Inc | H6169Q108 | PNR | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LSI CORPORATION | 502161102 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 102 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AOL INC | 00184X105 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SONIC FDRY INC | 83545R207 | COM NEW | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARCA BIOPHARMA INC | 00211Y209 | COM NEW | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESCALON MED CORP CMN STK | 296074305 | Cmn | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000892712-13-000701 | this filing | 2013-11-14 | acceptance time not in the bulk data set |