13F-HR filed by CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC. filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-13, with 750 holding rows worth $1,150,544,000.
- Accession
- 0000891943-23-000007
- Filer
- CIK 891943
- Filed
- 2023-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 750 entries on the cover page, a total value of $1,150,544,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,150,544,000 with VALUE read as thousands, detected and multiplied, 13F file number 028-18315. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 3,351 | $252,000 | thousands, detected and multiplied | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 9,828 | $251,000 | thousands, detected and multiplied | |
| FIRST TR EXCHNG TRADED FD VI | 33740U786 | FT VEST U.S | 7,569 | $249,000 | thousands, detected and multiplied | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 4,720 | $248,000 | thousands, detected and multiplied | |
| KRANESHARES TRUST | 500767678 | INDX FD | 6,854 | $248,000 | thousands, detected and multiplied | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 2,619 | $247,000 | thousands, detected and multiplied | |
| NMI HLDGS INC | 629209305 | COM | 9,120 | $247,000 | thousands, detected and multiplied | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 2,362 | $247,000 | thousands, detected and multiplied | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 6,493 | $246,000 | thousands, detected and multiplied | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 3,252 | $246,000 | thousands, detected and multiplied | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 4,303 | $245,000 | thousands, detected and multiplied | |
| OTIS WORLDWIDE CORP COM | 68902V107 | Stock | 3,054 | $245,000 | thousands, detected and multiplied | |
| LAM RESEARCH CORP | 512807108 | COM | 392 | $245,000 | thousands, detected and multiplied | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 13,620 | $240,000 | thousands, detected and multiplied | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 3,750 | $239,000 | thousands, detected and multiplied | |
| FIDELITY COVINGTON TRUST | 316092790 | QLTY FCTOR ETF | 4,836 | $238,000 | thousands, detected and multiplied | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 625 | $235,000 | thousands, detected and multiplied | |
| ALBEMARLE CORP | 012653101 | COM | 1,382 | $235,000 | thousands, detected and multiplied | |
| FIRST TR EXCHNG TRADED FD VI | 33740U778 | VEST BUFFERED | 11,951 | $235,000 | thousands, detected and multiplied | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 1,195 | $234,000 | thousands, detected and multiplied | |
| FT VEST US EQUITY DEEP BUFFER ETF - JANUARY | 33740F631 | ETF | 7,214 | $234,000 | thousands, detected and multiplied | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 1,563 | $233,000 | thousands, detected and multiplied | |
| INVESCO EXCH TRADED FD TR II | 46138E420 | CMN | 5,847 | $233,000 | thousands, detected and multiplied | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 1,928 | $232,000 | thousands, detected and multiplied | |
| BCE INC COM NEW | 05534B760 | Stock | 6,064 | $231,000 | thousands, detected and multiplied | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 19,303 | $231,000 | thousands, detected and multiplied | |
| MARVELL TECHNOLOGY INC | 573874104 | COM | 4,253 | $230,000 | thousands, detected and multiplied | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 4,243 | $230,000 | thousands, detected and multiplied | |
| STARBOARD INVT TR | 85521B742 | ADAPTIVE ALPHA | 10,151 | $230,000 | thousands, detected and multiplied | |
| Comcast Corp | 20030N101 | COM | 5,172 | $229,000 | thousands, detected and multiplied | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 2,241 | $229,000 | thousands, detected and multiplied | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 3,011 | $229,000 | thousands, detected and multiplied | |
| APOLLO GLOBAL MGMT INC COM | 03769M106 | Stock | 2,551 | $229,000 | thousands, detected and multiplied | |
| SYNOPSYS INC COM | 871607107 | Stock | 500 | $229,000 | thousands, detected and multiplied | |
| EXTREME NETWORKS INC | 30226D106 | COM | 9,435 | $228,000 | thousands, detected and multiplied | |
| MOBILE INFRASTRUCTURE CORP | 60739N101 | COM SHS | 65,243 | $228,000 | thousands, detected and multiplied | |
| PACER FDS TR | 69374H436 | METAURUS CAP 400 | 7,444 | $227,000 | thousands, detected and multiplied | |
| FEDEX CORP COM | 31428X106 | Stock | 853 | $226,000 | thousands, detected and multiplied | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 1,487 | $225,000 | thousands, detected and multiplied | |
| GLOBAL X FDS | 37954Y632 | ARTIFICIAL ETF | 8,323 | $224,000 | thousands, detected and multiplied | |
| Eaton Corp. Plc | G29183103 | COM | 1,043 | $222,000 | thousands, detected and multiplied | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 7,665 | $222,000 | thousands, detected and multiplied | |
| American Tower Corporation | 03027X100 | COM | 1,337 | $220,000 | thousands, detected and multiplied | |
| INNOVATOR ETFS TRUST | 45782C276 | GRWT100 PWR BUF | 4,332 | $220,000 | thousands, detected and multiplied | |
| iShares Silver Trust | 46428Q109 | COM | 10,785 | $219,000 | thousands, detected and multiplied | |
| CALAMOS DY COM NPV | 12811V105 | COM | 11,730 | $219,000 | thousands, detected and multiplied | |
| PHILLIPS 66 COM | 718546104 | Stock | 1,817 | $218,000 | thousands, detected and multiplied | |
| CARMAX INC COM | 143130102 | Stock | 3,080 | $218,000 | thousands, detected and multiplied | |
| RALPH LAUREN CORP | 751212101 | CL A | 1,875 | $218,000 | thousands, detected and multiplied | |
| Stryker Corporation | 863667101 | COM | 792 | $216,000 | thousands, detected and multiplied | |
| ZIONS BANCORPORATION | 989701107 | COM | 6,185 | $216,000 | thousands, detected and multiplied | |
| AIM ETF PRODUCTS TRUST | 00888H307 | ALLIANZIM US EQ | 6,990 | $216,000 | thousands, detected and multiplied | |
| FIRST TR EXCHNG TRADED FD VI | 33740F458 | FT VEST US EQT | 7,005 | $215,000 | thousands, detected and multiplied | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 839 | $214,000 | thousands, detected and multiplied | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 40,388 | $212,000 | thousands, detected and multiplied | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 3,112 | $211,000 | thousands, detected and multiplied | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 7,698 | $211,000 | thousands, detected and multiplied | |
| HEALTHPEAK PROPERTIES INC COM | 42250P103 | REIT | 11,447 | $210,000 | thousands, detected and multiplied | |
| AIM ETF PRODUCTS TRUST | 00888H752 | ALLIA US MAY ETF | 8,000 | $206,000 | thousands, detected and multiplied | |
| ROYAL BK CDA COM | 780087102 | Stock | 2,340 | $205,000 | thousands, detected and multiplied | |
| BRIGHTSPIRE CAPITAL INC COM CL A | 10949T109 | REIT | 32,600 | $204,000 | thousands, detected and multiplied | |
| J P MORGAN EXCHANGE TRADED F | 46654Q104 | INFL MANA BD ETF | 4,449 | $201,000 | thousands, detected and multiplied | |
| Booking Holdings Inc. | 09857L108 | COM | 65 | $200,000 | thousands, detected and multiplied | |
| LENNAR CORP CL A | 526057104 | Stock | 1,785 | $200,000 | thousands, detected and multiplied | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 1,768 | $200,000 | thousands, detected and multiplied | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 2,289 | $199,000 | thousands, detected and multiplied | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 4,102 | $199,000 | thousands, detected and multiplied | |
| CORSAIR GAMING INC | 22041X102 | COM | 13,687 | $199,000 | thousands, detected and multiplied | |
| ISHARES TR | 464287523 | COM | 416 | $197,000 | thousands, detected and multiplied | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 2,148 | $196,000 | thousands, detected and multiplied | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 14,975 | $196,000 | thousands, detected and multiplied | |
| AIM ETF PRODUCTS TRUST | 00888H869 | ALLIANZIM US EQ | 7,975 | $196,000 | thousands, detected and multiplied | |
| INVESCO EXCHANGE TRADED FD T | 46137V472 | S&P MDCP QUALITY | 2,418 | $195,000 | thousands, detected and multiplied | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 1,986 | $194,000 | thousands, detected and multiplied | |
| EQUINIX INC COM | 29444U700 | REIT | 267 | $194,000 | thousands, detected and multiplied | |
| NASDAQ INC COM | 631103108 | Stock | 3,992 | $194,000 | thousands, detected and multiplied | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 1,273 | $193,000 | thousands, detected and multiplied | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 19,000 | $193,000 | thousands, detected and multiplied | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 3,618 | $192,000 | thousands, detected and multiplied | |
| FIRST TR EXCHNG TRADED FD VI | 33740U653 | FT VEST US EQT | 6,514 | $192,000 | thousands, detected and multiplied | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 2,479 | $191,000 | thousands, detected and multiplied | |
| NIKE,Inc. Class B | 654106103 | COM | 1,963 | $188,000 | thousands, detected and multiplied | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 6,245 | $188,000 | thousands, detected and multiplied | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 3,119 | $188,000 | thousands, detected and multiplied | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 2,502 | $186,000 | thousands, detected and multiplied | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 2,024 | $186,000 | thousands, detected and multiplied | |
| AMPLIFY ETF TR | 032108847 | HIGH INCOME | 16,567 | $184,000 | thousands, detected and multiplied | |
| FLEXSHARES TR | 33939L688 | STOX GBL ESG SLT | 1,365 | $184,000 | thousands, detected and multiplied | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 8,165 | $182,000 | thousands, detected and multiplied | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 6,509 | $181,000 | thousands, detected and multiplied | |
| TJX Companies Inc | 872540109 | COM | 2,019 | $179,000 | thousands, detected and multiplied | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 24,337 | $179,000 | thousands, detected and multiplied | |
| Waste Management, Inc. | 94106L109 | COM | 1,167 | $178,000 | thousands, detected and multiplied | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 2,283 | $178,000 | thousands, detected and multiplied | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 4,215 | $178,000 | thousands, detected and multiplied | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 772 | $177,000 | thousands, detected and multiplied | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 1,663 | $176,000 | thousands, detected and multiplied | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 400 | $176,000 | thousands, detected and multiplied | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 6,740 | $171,000 | thousands, detected and multiplied | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 693 | $171,000 | thousands, detected and multiplied | |
| HERSHEY CO COM | 427866108 | Stock | 849 | $170,000 | thousands, detected and multiplied | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 3,707 | $170,000 | thousands, detected and multiplied | |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 2,126 | $170,000 | thousands, detected and multiplied | |
| ETF SER SOLUTIONS | 26922A172 | NATIONWIDE NASDQ | 8,461 | $170,000 | thousands, detected and multiplied | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 2,500 | $169,000 | thousands, detected and multiplied | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 6,192 | $168,000 | thousands, detected and multiplied | |
| DEXCOM INC COM | 252131107 | Stock | 1,792 | $167,000 | thousands, detected and multiplied | |
| ESSENTIAL UTILS INC COM | 29670G102 | Stock | 4,841 | $166,000 | thousands, detected and multiplied | |
| CION INVT CORP | 17259U204 | COM | 15,746 | $166,000 | thousands, detected and multiplied | |
| American Express Company | 025816109 | COM | 1,109 | $165,000 | thousands, detected and multiplied | |
| INVENTRUST PPTYS CORP COM NEW | 46124J201 | REIT | 6,938 | $165,000 | thousands, detected and multiplied | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 3,116 | $163,000 | thousands, detected and multiplied | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 5,971 | $163,000 | thousands, detected and multiplied | |
| INVESCO NASDAQ NEXT GEN 100 ETF | 46138G631 | ETF | 6,605 | $163,000 | thousands, detected and multiplied | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 16,433 | $163,000 | thousands, detected and multiplied | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 1,319 | $162,000 | thousands, detected and multiplied | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 465 | $162,000 | thousands, detected and multiplied | |
| ON HLDG AG NAMEN AKT A | H5919C104 | Stock | 5,800 | $161,000 | thousands, detected and multiplied | |
| BLACKROCK SCIENCE & TECHNOLO | 09260K101 | SHS BEN INT | 9,746 | $161,000 | thousands, detected and multiplied | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 10,088 | $161,000 | thousands, detected and multiplied | |
| CARVANA CO CL A | 146869102 | Stock | 3,800 | $160,000 | thousands, detected and multiplied | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 1,609 | $159,000 | thousands, detected and multiplied | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 909 | $158,000 | thousands, detected and multiplied | |
| DROPBOX INC CL A | 26210C104 | Stock | 5,788 | $158,000 | thousands, detected and multiplied | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 1,251 | $158,000 | thousands, detected and multiplied | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 1,016 | $157,000 | thousands, detected and multiplied | |
| ROKU INC COM CL A | 77543R102 | Stock | 2,223 | $157,000 | thousands, detected and multiplied | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 10,760 | $157,000 | thousands, detected and multiplied | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 3,646 | $156,000 | thousands, detected and multiplied | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 591 | $156,000 | thousands, detected and multiplied | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 11,022 | $155,000 | thousands, detected and multiplied | |
| PACER FDS TR | 69374H857 | US SMALL CAP CAS | 3,720 | $155,000 | thousands, detected and multiplied | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 1,263 | $154,000 | thousands, detected and multiplied | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 1,327 | $154,000 | thousands, detected and multiplied | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 1,683 | $154,000 | thousands, detected and multiplied | |
| HEICO CORP NEW COM | 422806109 | Stock | 946 | $153,000 | thousands, detected and multiplied | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 27,643 | $151,000 | thousands, detected and multiplied | |
| iShares MBS ETF | 464288588 | SHS | 1,680 | $149,000 | thousands, detected and multiplied | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 2,562 | $148,000 | thousands, detected and multiplied | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 1,386 | $147,000 | thousands, detected and multiplied | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 683 | $146,000 | thousands, detected and multiplied | |
| RH | 74967X103 | COM | 550 | $145,000 | thousands, detected and multiplied | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 2,427 | $144,000 | thousands, detected and multiplied | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 1,803 | $144,000 | thousands, detected and multiplied | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 1,369 | $143,000 | thousands, detected and multiplied | |
| AMPLIFY ETF TR | 032108888 | BLACKSWAN GRWT | 5,986 | $143,000 | thousands, detected and multiplied | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 3,935 | $142,000 | thousands, detected and multiplied | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 2,030 | $141,000 | thousands, detected and multiplied | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 10,155 | $141,000 | thousands, detected and multiplied | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 1,597 | $140,000 | thousands, detected and multiplied | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 699 | $139,000 | thousands, detected and multiplied | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 1,358 | $139,000 | thousands, detected and multiplied | |
| SERVICE CORP INTL COM | 817565104 | Stock | 2,408 | $138,000 | thousands, detected and multiplied | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 2,273 | $137,000 | thousands, detected and multiplied | |
| INNOVATOR ETFS TRUST | 45782C573 | US EQTY PWR BUF | 4,150 | $137,000 | thousands, detected and multiplied | |
| INNOVATOR ETFS TRUST | 45782C565 | US EQTY ULTRA BU | 4,525 | $137,000 | thousands, detected and multiplied | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 1,900 | $136,000 | thousands, detected and multiplied | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 165 | $136,000 | thousands, detected and multiplied | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 4,004 | $136,000 | thousands, detected and multiplied | |
| PGIM ETF TR | 69344A107 | PGIM ULTRA SH BD | 2,735 | $135,000 | thousands, detected and multiplied | |
| SUN CMNTYS INC COM | 866674104 | REIT | 1,129 | $134,000 | thousands, detected and multiplied | |
| STARBOARD INVT TR | 85521B775 | RH TACTICAL ROT | 11,022 | $134,000 | thousands, detected and multiplied | |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 3,822 | $133,000 | thousands, detected and multiplied | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 1,109 | $133,000 | thousands, detected and multiplied | |
| INVESCO EXCHANGE TRADED FD T | 46137V746 | LARGE CAP GROWTH | 1,966 | $133,000 | thousands, detected and multiplied | |
| UNITED RENTALS INC COM | 911363109 | Stock | 298 | $132,000 | thousands, detected and multiplied | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 203 | $131,000 | thousands, detected and multiplied | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 143 | $130,000 | thousands, detected and multiplied | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 2,122 | $129,000 | thousands, detected and multiplied | |
| INNOVATOR ETFS TRUST | 45782C409 | US EQTY BUFR JAN | 3,486 | $128,000 | thousands, detected and multiplied | |
| FIRST TR EXCHNG TRADED FD VI | 33740F557 | FT VEST NAS | 5,870 | $128,000 | thousands, detected and multiplied | |
| WW GRAINGER INC COM | 384802104 | Stock | 184 | $127,000 | thousands, detected and multiplied | |
| JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETF | 46641Q654 | ETF | 2,515 | $127,000 | thousands, detected and multiplied | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 2,197 | $125,000 | thousands, detected and multiplied | |
| ANNALY CAPITAL MANAGEMENT INC COM NEW | 035710839 | REIT | 6,655 | $125,000 | thousands, detected and multiplied | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 554 | $124,000 | thousands, detected and multiplied | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 912 | $124,000 | thousands, detected and multiplied | |
| INNOVATOR ETFS TRUST | 45782C680 | US EQTY PWR BF | 4,000 | $124,000 | thousands, detected and multiplied | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 3,995 | $123,000 | thousands, detected and multiplied | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 301 | $123,000 | thousands, detected and multiplied | |
| MCKESSON CORP COM | 58155Q103 | Stock | 282 | $123,000 | thousands, detected and multiplied | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 5,531 | $122,000 | thousands, detected and multiplied | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 1,143 | $122,000 | thousands, detected and multiplied | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 1,600 | $119,000 | thousands, detected and multiplied | |
| iShares Cybersecurity and Tech ETF | 46435U135 | CYBERSECURITY | 3,101 | $119,000 | thousands, detected and multiplied | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 680 | $118,000 | thousands, detected and multiplied | |
| Uber Technologies | 90353T100 | COM | 2,527 | $116,000 | thousands, detected and multiplied | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 448 | $116,000 | thousands, detected and multiplied | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 2,754 | $116,000 | thousands, detected and multiplied | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 1,170 | $116,000 | thousands, detected and multiplied | |
| VANECK ETF TRUST | 92189H300 | JP MRGAN EM LOC | 4,872 | $116,000 | thousands, detected and multiplied | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 584 | $115,000 | thousands, detected and multiplied | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 426 | $115,000 | thousands, detected and multiplied | |
| Prologis,Inc. | 74340W103 | COM | 1,010 | $113,000 | thousands, detected and multiplied | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 2,040 | $113,000 | thousands, detected and multiplied | |
| GLOBAL X FDS | 37954Y434 | GENOMIC BIOTECH | 11,114 | $113,000 | thousands, detected and multiplied | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 900 | $112,000 | thousands, detected and multiplied | |
| CME Group Inc. Class A | 12572Q105 | COM | 552 | $111,000 | thousands, detected and multiplied | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 1,900 | $111,000 | thousands, detected and multiplied | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 3,294 | $111,000 | thousands, detected and multiplied | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 1,164 | $110,000 | thousands, detected and multiplied | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 2,580 | $110,000 | thousands, detected and multiplied | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 4,442 | $109,000 | thousands, detected and multiplied | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 1,579 | $109,000 | thousands, detected and multiplied | |
| BOYDGAMINGCORP | 103304101 | STOK | 1,770 | $108,000 | thousands, detected and multiplied | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 1,719 | $108,000 | thousands, detected and multiplied | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 875 | $108,000 | thousands, detected and multiplied | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 329 | $108,000 | thousands, detected and multiplied | |
| METLIFE INC COM | 59156R108 | Stock | 1,702 | $107,000 | thousands, detected and multiplied | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 310 | $106,000 | thousands, detected and multiplied | |
| CONSTELLATION ENERGY CORP COM | 21037T109 | Stock | 975 | $106,000 | thousands, detected and multiplied | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 3,354 | $106,000 | thousands, detected and multiplied | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 3,368 | $106,000 | thousands, detected and multiplied | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 13,303 | $105,000 | thousands, detected and multiplied | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 1,636 | $104,000 | thousands, detected and multiplied | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 28,398 | $104,000 | thousands, detected and multiplied | |
| INVESCO EXCHANGE TRADED FD T | 46137V647 | SEMICONDUCTORS | 2,402 | $103,000 | thousands, detected and multiplied | |
| CHARGEPOINT HLDGS INC | 15961R105 | COM CL A | 20,785 | $103,000 | thousands, detected and multiplied | |
| KEMPER CORP COM | 488401100 | Stock | 2,420 | $102,000 | thousands, detected and multiplied | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 3,575 | $102,000 | thousands, detected and multiplied | |
| GLOBAL X FDS | 37960A669 | SUPERDIVIDEND | 4,661 | $102,000 | thousands, detected and multiplied | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 22,502 | $101,000 | thousands, detected and multiplied | |
| NISOURCE INC COM | 65473P105 | Stock | 4,100 | $101,000 | thousands, detected and multiplied | |
| AIM ETF PRODUCTS TRUST | 00888H877 | ALLIANZIM US EQT | 3,702 | $101,000 | thousands, detected and multiplied | |
| EVENTBRITE INC | 29975E109 | COM CL A | 10,195 | $101,000 | thousands, detected and multiplied | |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 655 | $100,000 | thousands, detected and multiplied | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 2,080 | $100,000 | thousands, detected and multiplied | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 1,322 | $100,000 | thousands, detected and multiplied | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 22,103 | $89,000 | thousands, detected and multiplied | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 12,996 | $87,000 | thousands, detected and multiplied | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 34,873 | $85,000 | thousands, detected and multiplied | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 10,864 | $82,000 | thousands, detected and multiplied | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 13,392 | $82,000 | thousands, detected and multiplied | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 12,904 | $77,000 | thousands, detected and multiplied | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 12,404 | $73,000 | thousands, detected and multiplied | |
| LUMINAR TECHNOLOGIES INC | 550424105 | COM CL A | 15,822 | $72,000 | thousands, detected and multiplied | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 14,600 | $66,000 | thousands, detected and multiplied | |
| PENNYMAC CORP | 70932AAD5 | BOND | 60,000 | $59,000 | thousands, detected and multiplied | principal |
| COINBASE GLOBAL INC | 19260QAB3 | NOTE 0.500% 6/0 | 57,000 | $43,000 | thousands, detected and multiplied | principal |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838U108 | COM | 15,350 | $42,000 | thousands, detected and multiplied | |
| PETCO HEALTH AND WELLNESS CO | 71601V105 | COM | 10,350 | $42,000 | thousands, detected and multiplied | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 11,196 | $41,000 | thousands, detected and multiplied | |
| RINGCENTRAL INC | 76680RAF4 | NOTE 3/0 | 45,000 | $41,000 | thousands, detected and multiplied | principal |
| LENDINGTREE INC | 52603BAD9 | NOTE 0.500% 7/1 | 50,000 | $40,000 | thousands, detected and multiplied | principal |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838X102 | COM | 11,701 | $36,000 | thousands, detected and multiplied | |
| GROUPON INC | 399473AF4 | NOTE 1.125% 3/1 | 56,000 | $31,000 | thousands, detected and multiplied | principal |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 13,000 | $24,000 | thousands, detected and multiplied | |
| PENNYMAC CORP | 70932AAF0 | NOTE 5.500% 3/1 | 27,000 | $24,000 | thousands, detected and multiplied | principal |
| Allbirds Inc | 01675A109 | COM | 12,050 | $13,000 | thousands, detected and multiplied | |
| AQUA METALS INC | 03837J101 | COM | 10,000 | $11,000 | thousands, detected and multiplied |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000891943-23-000007 | this filing | 2023-11-13 | acceptance time not in the bulk data set |