13F-HR filed by CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC. filed this 13F-HR for the quarter ended 2023-06-30, filed 2023-08-15, with 736 holding rows worth $1,142,404,000.
- Accession
- 0000891943-23-000006
- Filer
- CIK 891943
- Filed
- 2023-08-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2023
A holdings report, 737 entries on the cover page, a total value of $1,142,404,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,142,404,000 with VALUE read as thousands, detected and multiplied, 13F file number 028-18315. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ARK ETF TR | 00214Q708 | BLOC FIN INN ETF | 12,140 | $254,000 | thousands, detected and multiplied | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 25,041 | $254,000 | thousands, detected and multiplied | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 19,820 | $253,000 | thousands, detected and multiplied | |
| INVESCO EXCH TRADED FD TR II | 46138E420 | CMN | 6,047 | $253,000 | thousands, detected and multiplied | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 3,274 | $252,000 | thousands, detected and multiplied | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 7,062 | $252,000 | thousands, detected and multiplied | |
| GSK PLC SPONSORED ADR | 37733W204 | ADR | 7,017 | $250,000 | thousands, detected and multiplied | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 4,790 | $250,000 | thousands, detected and multiplied | |
| CALAMOS DY COM NPV | 12811V105 | COM | 11,493 | $250,000 | thousands, detected and multiplied | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 9,339 | $246,000 | thousands, detected and multiplied | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 46,821 | $245,000 | thousands, detected and multiplied | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 15,878 | $243,000 | thousands, detected and multiplied | |
| FIDELITY COVINGTON TRUST | 316092790 | QLTY FCTOR ETF | 4,801 | $243,000 | thousands, detected and multiplied | |
| INNOVATOR ETFS TRUST | 45782C789 | US EQTY BUFR JUL | 6,870 | $242,000 | thousands, detected and multiplied | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 4,720 | $240,000 | thousands, detected and multiplied | |
| FIRST TR EXCHNG TRADED FD VI | 33740U778 | VEST BUFFERED | 11,910 | $240,000 | thousands, detected and multiplied | |
| Amgen Inc. | 031162100 | COM | 1,076 | $239,000 | thousands, detected and multiplied | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 625 | $239,000 | thousands, detected and multiplied | |
| STARBOARD INVT TR | 85521B742 | ADAPTIVE ALPHA | 10,151 | $238,000 | thousands, detected and multiplied | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 23,300 | $237,000 | thousands, detected and multiplied | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 1,817 | $236,000 | thousands, detected and multiplied | |
| NMI HLDGS INC | 629209305 | COM | 9,159 | $236,000 | thousands, detected and multiplied | |
| PACER FDS TR | 69374H436 | METAURUS CAP 400 | 7,414 | $236,000 | thousands, detected and multiplied | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 3,454 | $235,000 | thousands, detected and multiplied | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 6,402 | $232,000 | thousands, detected and multiplied | |
| SHIFT4 PMTS INC CL A | 82452J109 | Stock | 3,407 | $231,000 | thousands, detected and multiplied | |
| LAM RESEARCH CORP | 512807108 | COM | 359 | $230,000 | thousands, detected and multiplied | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 2,574 | $229,000 | thousands, detected and multiplied | |
| ALBEMARLE CORP | 012653101 | COM | 1,025 | $229,000 | thousands, detected and multiplied | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 1,979 | $228,000 | thousands, detected and multiplied | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 699 | $227,000 | thousands, detected and multiplied | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 3,189 | $226,000 | thousands, detected and multiplied | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 2,372 | $226,000 | thousands, detected and multiplied | |
| OTIS WORLDWIDE CORP COM | 68902V107 | Stock | 2,536 | $226,000 | thousands, detected and multiplied | |
| Eaton Corp. Plc | G29183103 | COM | 1,117 | $225,000 | thousands, detected and multiplied | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 8,270 | $225,000 | thousands, detected and multiplied | |
| CORSAIR GAMING INC | 22041X102 | COM | 12,702 | $225,000 | thousands, detected and multiplied | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 7,857 | $224,000 | thousands, detected and multiplied | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 839 | $223,000 | thousands, detected and multiplied | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 25,590 | $223,000 | thousands, detected and multiplied | |
| ROYAL BK CDA COM | 780087102 | Stock | 2,333 | $223,000 | thousands, detected and multiplied | |
| VMWARE, INC. | 928563402 | CL A COM | 1,552 | $223,000 | thousands, detected and multiplied | |
| Stryker Corporation | 863667101 | COM | 729 | $222,000 | thousands, detected and multiplied | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 869 | $222,000 | thousands, detected and multiplied | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 2,292 | $221,000 | thousands, detected and multiplied | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 1,403 | $221,000 | thousands, detected and multiplied | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 6,489 | $221,000 | thousands, detected and multiplied | |
| VANECK ETF TRUST | 92189F676 | COM | 1,446 | $220,000 | thousands, detected and multiplied | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 3,994 | $219,000 | thousands, detected and multiplied | |
| BRIGHTSPIRE CAPITAL INC COM CL A | 10949T109 | REIT | 32,600 | $219,000 | thousands, detected and multiplied | |
| LENNAR CORP CL A | 526057104 | Stock | 1,744 | $219,000 | thousands, detected and multiplied | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 42,381 | $219,000 | thousands, detected and multiplied | |
| SYNOPSYS INC COM | 871607107 | Stock | 500 | $218,000 | thousands, detected and multiplied | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 34,938 | $218,000 | thousands, detected and multiplied | |
| FIRST TR EXCHNG TRADED FD VI | 33740F458 | FT VEST US EQT | 7,005 | $218,000 | thousands, detected and multiplied | |
| FEDEX CORP COM | 31428X106 | Stock | 876 | $217,000 | thousands, detected and multiplied | |
| PHILLIPS 66 COM | 718546104 | Stock | 2,270 | $216,000 | thousands, detected and multiplied | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 1,268 | $215,000 | thousands, detected and multiplied | |
| Intuit Inc. | 461202103 | COM | 467 | $214,000 | thousands, detected and multiplied | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 4,379 | $214,000 | thousands, detected and multiplied | |
| HERSHEY CO COM | 427866108 | Stock | 859 | $214,000 | thousands, detected and multiplied | |
| EXTREME NETWORKS INC | 30226D106 | COM | 8,199 | $214,000 | thousands, detected and multiplied | |
| HEALTHPEAK PROPERTIES INC COM | 42250P103 | REIT | 10,602 | $213,000 | thousands, detected and multiplied | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 1,519 | $212,000 | thousands, detected and multiplied | |
| MARVELL TECHNOLOGY INC | 573874104 | COM | 3,537 | $211,000 | thousands, detected and multiplied | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 33,503 | $211,000 | thousands, detected and multiplied | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 3,297 | $210,000 | thousands, detected and multiplied | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 4,072 | $210,000 | thousands, detected and multiplied | |
| AMPLIFY ETF TR | 032108847 | HIGH INCOME | 17,970 | $210,000 | thousands, detected and multiplied | |
| ETF SER SOLUTIONS | 26922A172 | NATIONWIDE NASDQ | 9,736 | $210,000 | thousands, detected and multiplied | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 458 | $209,000 | thousands, detected and multiplied | |
| CION INVT CORP | 17259U204 | COM | 20,099 | $209,000 | thousands, detected and multiplied | |
| NIKE,Inc. Class B | 654106103 | COM | 1,873 | $207,000 | thousands, detected and multiplied | |
| AIM ETF PRODUCTS TRUST | 00888H752 | ALLIA US MAY ETF | 8,000 | $207,000 | thousands, detected and multiplied | |
| Comcast Corp | 20030N101 | COM | 4,959 | $206,000 | thousands, detected and multiplied | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 1,895 | $205,000 | thousands, detected and multiplied | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 27,450 | $205,000 | thousands, detected and multiplied | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 3,900 | $204,000 | thousands, detected and multiplied | |
| TILRAY INC | 88688T100 | COM CL 2 | 129,903 | $203,000 | thousands, detected and multiplied | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 7,665 | $202,000 | thousands, detected and multiplied | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 2,642 | $201,000 | thousands, detected and multiplied | |
| American Express Company | 025816109 | COM | 1,147 | $200,000 | thousands, detected and multiplied | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 983 | $199,000 | thousands, detected and multiplied | |
| PACER FDS TR | 69374H857 | US SMALL CAP CAS | 4,895 | $199,000 | thousands, detected and multiplied | |
| J P MORGAN EXCHANGE TRADED F | 46654Q104 | INFL MANA BD ETF | 4,274 | $197,000 | thousands, detected and multiplied | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 5,055 | $196,000 | thousands, detected and multiplied | |
| GLOBAL X FDS | 37960A669 | SUPERDIVIDEND | 8,597 | $194,000 | thousands, detected and multiplied | |
| ESSENTIAL UTILS INC COM | 29670G102 | Stock | 4,838 | $193,000 | thousands, detected and multiplied | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 16,334 | $191,000 | thousands, detected and multiplied | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 2,953 | $190,000 | thousands, detected and multiplied | |
| FIRST TR EXCHANGE TRADED FD | 33738R795 | NASDAQ TRANSN | 6,365 | $189,000 | thousands, detected and multiplied | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 12,611 | $186,000 | thousands, detected and multiplied | |
| CHARGEPOINT HLDGS INC | 15961R105 | COM CL A | 21,056 | $185,000 | thousands, detected and multiplied | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 4,256 | $185,000 | thousands, detected and multiplied | |
| RH | 74967X103 | COM | 550 | $181,000 | thousands, detected and multiplied | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 2,537 | $180,000 | thousands, detected and multiplied | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 615 | $180,000 | thousands, detected and multiplied | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 3,241 | $180,000 | thousands, detected and multiplied | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 14,975 | $180,000 | thousands, detected and multiplied | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 3,168 | $179,000 | thousands, detected and multiplied | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 9,895 | $178,000 | thousands, detected and multiplied | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 2,118 | $177,000 | thousands, detected and multiplied | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 2,283 | $176,000 | thousands, detected and multiplied | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 2,807 | $176,000 | thousands, detected and multiplied | |
| INVESCO NASDAQ NEXT GEN 100 ETF | 46138G631 | ETF | 6,649 | $174,000 | thousands, detected and multiplied | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 12,380 | $172,000 | thousands, detected and multiplied | |
| ZIONS BANCORPORATION | 989701107 | COM | 6,374 | $171,000 | thousands, detected and multiplied | |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 2,020 | $171,000 | thousands, detected and multiplied | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 647 | $169,000 | thousands, detected and multiplied | |
| HEICO CORP NEW COM | 422806109 | Stock | 952 | $168,000 | thousands, detected and multiplied | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 1,433 | $167,000 | thousands, detected and multiplied | |
| DROPBOX INC CL A | 26210C104 | Stock | 6,173 | $165,000 | thousands, detected and multiplied | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 3,861 | $165,000 | thousands, detected and multiplied | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 1,293 | $164,000 | thousands, detected and multiplied | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 10,261 | $164,000 | thousands, detected and multiplied | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 2,728 | $164,000 | thousands, detected and multiplied | |
| iShares MBS ETF | 464288588 | SHS | 1,753 | $163,000 | thousands, detected and multiplied | |
| INVENTRUST PPTYS CORP COM NEW | 46124J201 | REIT | 7,004 | $162,000 | thousands, detected and multiplied | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 822 | $161,000 | thousands, detected and multiplied | |
| LISTED FDS TR | 53656F144 | TEUCRIUM AGRI ST | 4,667 | $160,000 | thousands, detected and multiplied | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 1,439 | $158,000 | thousands, detected and multiplied | |
| GLOBAL X FDS | 37954Y442 | CLOUD COMPUTNG | 7,975 | $158,000 | thousands, detected and multiplied | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 11,743 | $157,000 | thousands, detected and multiplied | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 3,455 | $157,000 | thousands, detected and multiplied | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 1,880 | $156,000 | thousands, detected and multiplied | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 680 | $154,000 | thousands, detected and multiplied | |
| AMPLIFY ETF TR | 032108888 | BLACKSWAN GRWT | 5,986 | $154,000 | thousands, detected and multiplied | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 2,452 | $153,000 | thousands, detected and multiplied | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 3,428 | $153,000 | thousands, detected and multiplied | |
| ENBRIDGE INC COM | 29250N105 | Stock | 4,100 | $152,000 | thousands, detected and multiplied | |
| TJX Companies Inc | 872540109 | COM | 1,779 | $151,000 | thousands, detected and multiplied | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 2,017 | $151,000 | thousands, detected and multiplied | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 1,149 | $150,000 | thousands, detected and multiplied | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 4,001 | $150,000 | thousands, detected and multiplied | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 887 | $149,000 | thousands, detected and multiplied | |
| BLOCK INC CL A | 852234103 | Stock | 2,230 | $148,000 | thousands, detected and multiplied | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 1,683 | $148,000 | thousands, detected and multiplied | |
| Waste Management, Inc. | 94106L109 | COM | 849 | $147,000 | thousands, detected and multiplied | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 1,597 | $147,000 | thousands, detected and multiplied | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 23,855 | $147,000 | thousands, detected and multiplied | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 3,191 | $145,000 | thousands, detected and multiplied | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 1,900 | $144,000 | thousands, detected and multiplied | |
| JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETF | 46641Q654 | ETF | 2,849 | $144,000 | thousands, detected and multiplied | |
| INNOVATOR ETFS TRUST | 45782C276 | GRWT100 PWR BUF | 2,815 | $144,000 | thousands, detected and multiplied | |
| INVESCO EXCHANGE TRADED FD T | 46137V746 | LARGE CAP GROWTH | 2,024 | $143,000 | thousands, detected and multiplied | |
| ROKU INC COM CL A | 77543R102 | Stock | 2,223 | $142,000 | thousands, detected and multiplied | |
| ANNALY CAPITAL MANAGEMENT INC COM NEW | 035710839 | REIT | 7,111 | $142,000 | thousands, detected and multiplied | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 2,273 | $141,000 | thousands, detected and multiplied | |
| INNOVATOR ETFS TRUST | 45782C573 | US EQTY PWR BUF | 4,150 | $141,000 | thousands, detected and multiplied | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 1,001 | $141,000 | thousands, detected and multiplied | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 1,293 | $140,000 | thousands, detected and multiplied | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 1,381 | $139,000 | thousands, detected and multiplied | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 1,645 | $139,000 | thousands, detected and multiplied | |
| INNOVATOR ETFS TRUST | 45782C565 | US EQTY ULTRA BU | 4,525 | $139,000 | thousands, detected and multiplied | |
| STARBOARD INVT TR | 85521B775 | RH TACTICAL ROT | 11,022 | $139,000 | thousands, detected and multiplied | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 2,197 | $138,000 | thousands, detected and multiplied | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 4,329 | $138,000 | thousands, detected and multiplied | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 1,766 | $136,000 | thousands, detected and multiplied | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 1,327 | $136,000 | thousands, detected and multiplied | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 655 | $136,000 | thousands, detected and multiplied | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 1,343 | $136,000 | thousands, detected and multiplied | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 384 | $135,000 | thousands, detected and multiplied | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 3,705 | $135,000 | thousands, detected and multiplied | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 2,058 | $135,000 | thousands, detected and multiplied | |
| SUN CMNTYS INC COM | 866674104 | REIT | 1,028 | $134,000 | thousands, detected and multiplied | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 1,571 | $133,000 | thousands, detected and multiplied | |
| UNITED RENTALS INC COM | 911363109 | Stock | 298 | $133,000 | thousands, detected and multiplied | |
| INVESCO EXCHANGE TRADED FD T | 46137V647 | SEMICONDUCTORS | 974 | $133,000 | thousands, detected and multiplied | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 5,725 | $131,000 | thousands, detected and multiplied | |
| INNOVATOR ETFS TRUST | 45782C409 | US EQTY BUFR JAN | 3,486 | $131,000 | thousands, detected and multiplied | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 1,255 | $130,000 | thousands, detected and multiplied | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 1,314 | $130,000 | thousands, detected and multiplied | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 1,174 | $130,000 | thousands, detected and multiplied | |
| GLOBAL X SUPERDIVIDEND REIT ETF | 37960A651 | ETF | 6,074 | $130,000 | thousands, detected and multiplied | |
| NEXTIER OILFIELD SOLUTIONS INC | 65290C105 | COMMON STOCK | 14,435 | $129,000 | thousands, detected and multiplied | |
| GLOBAL X FDS | 37954Y434 | GENOMIC BIOTECH | 10,642 | $129,000 | thousands, detected and multiplied | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 1,357 | $128,000 | thousands, detected and multiplied | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 328 | $128,000 | thousands, detected and multiplied | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 2,060 | $126,000 | thousands, detected and multiplied | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 680 | $125,000 | thousands, detected and multiplied | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 875 | $125,000 | thousands, detected and multiplied | |
| Prologis,Inc. | 74340W103 | COM | 1,010 | $124,000 | thousands, detected and multiplied | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 301 | $124,000 | thousands, detected and multiplied | |
| BOYDGAMINGCORP | 103304101 | STOK | 1,770 | $123,000 | thousands, detected and multiplied | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 901 | $123,000 | thousands, detected and multiplied | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 3,481 | $123,000 | thousands, detected and multiplied | |
| PULTE GROUP INC COM | 745867101 | Stock | 1,555 | $121,000 | thousands, detected and multiplied | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 1,912 | $119,000 | thousands, detected and multiplied | |
| EQT CORP COM | 26884L109 | Stock | 2,860 | $118,000 | thousands, detected and multiplied | |
| KEMPER CORP COM | 488401100 | Stock | 2,420 | $117,000 | thousands, detected and multiplied | |
| NISOURCE INC COM | 65473P105 | Stock | 4,275 | $117,000 | thousands, detected and multiplied | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 1,641 | $117,000 | thousands, detected and multiplied | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 1,527 | $115,000 | thousands, detected and multiplied | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 120 | $115,000 | thousands, detected and multiplied | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 629 | $115,000 | thousands, detected and multiplied | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 1,822 | $115,000 | thousands, detected and multiplied | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 10,397 | $113,000 | thousands, detected and multiplied | |
| GENERAL MILLS INC COM | 370334104 | Stock | 1,463 | $112,000 | thousands, detected and multiplied | |
| CORTEVA INC COM | 22052L104 | Stock | 1,935 | $111,000 | thousands, detected and multiplied | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 40,000 | $110,000 | thousands, detected and multiplied | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 329 | $109,000 | thousands, detected and multiplied | |
| MCKESSON CORP COM | 58155Q103 | Stock | 254 | $109,000 | thousands, detected and multiplied | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 13,589 | $109,000 | thousands, detected and multiplied | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 8,564 | $109,000 | thousands, detected and multiplied | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 1,852 | $109,000 | thousands, detected and multiplied | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 310 | $107,000 | thousands, detected and multiplied | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 816 | $107,000 | thousands, detected and multiplied | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 3,575 | $107,000 | thousands, detected and multiplied | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 28,398 | $106,000 | thousands, detected and multiplied | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 13,803 | $106,000 | thousands, detected and multiplied | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 985 | $105,000 | thousands, detected and multiplied | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 3,366 | $105,000 | thousands, detected and multiplied | |
| READY CAPITAL CORP | 75574U101 | COM | 9,289 | $105,000 | thousands, detected and multiplied | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 1,618 | $105,000 | thousands, detected and multiplied | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 2,080 | $104,000 | thousands, detected and multiplied | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 1,383 | $104,000 | thousands, detected and multiplied | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 8,512 | $104,000 | thousands, detected and multiplied | |
| Booking Holdings Inc. | 09857L108 | COM | 38 | $103,000 | thousands, detected and multiplied | |
| iShares Global Tech ETF | 464287291 | SHS | 1,660 | $103,000 | thousands, detected and multiplied | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 1,147 | $103,000 | thousands, detected and multiplied | |
| iShares U.S. Infrastructure ETF | 46435U713 | SHS | 2,597 | $102,000 | thousands, detected and multiplied | |
| Uber Technologies | 90353T100 | COM | 2,372 | $102,000 | thousands, detected and multiplied | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 2,042 | $102,000 | thousands, detected and multiplied | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 419 | $102,000 | thousands, detected and multiplied | |
| AIM ETF PRODUCTS TRUST | 00888H877 | ALLIANZIM US EQT | 3,702 | $102,000 | thousands, detected and multiplied | |
| iShares Global Healthcare ETF | 464287325 | SHS | 1,183 | $101,000 | thousands, detected and multiplied | |
| CUMMINS INC COM | 231021106 | Stock | 412 | $101,000 | thousands, detected and multiplied | |
| INVITATION HOMES INC COM | 46187W107 | REIT | 2,910 | $100,000 | thousands, detected and multiplied | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 864 | $100,000 | thousands, detected and multiplied | |
| LUMINAR TECHNOLOGIES INC | 550424105 | COM CL A | 14,563 | $100,000 | thousands, detected and multiplied | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 8,471 | $100,000 | thousands, detected and multiplied | |
| INVESCO EXCH TRD SLF IDX FD | 46138J742 | RAFI STRATGIC US | 2,470 | $100,000 | thousands, detected and multiplied | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 11,984 | $99,000 | thousands, detected and multiplied | |
| RECURSION PHARMACEUTICALS IN | 75629V104 | CL A | 13,242 | $99,000 | thousands, detected and multiplied | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 34,873 | $94,000 | thousands, detected and multiplied | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 13,350 | $60,000 | thousands, detected and multiplied |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000891943-23-000006 | this filing | 2023-08-15 | acceptance time not in the bulk data set |