13F-HR filed by CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC. filed this 13F-HR for the quarter ended 2022-09-30, filed 2022-12-05, with 849 holding rows worth $1,025,703,000.
- Accession
- 0000891943-22-000005
- Filer
- CIK 891943
- Filed
- 2022-12-05
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2022
A holdings report, 849 entries on the cover page, a total value of $1,025,703,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,025,703,000 with VALUE read as thousands by filing date, 13F file number 028-18315. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| STORE CAP CORP | 862121100 | COM | 9,191 | $288,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 2,456 | $286,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 34,023 | $286,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 6,547 | $286,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 4,676 | $285,000 | thousands by filing date | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 1,367 | $284,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 10,563 | $283,000 | thousands by filing date | |
| iShares U.S. Infrastructure ETF | 46435U713 | SHS | 8,693 | $280,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 12,067 | $280,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 8,489 | $279,000 | thousands by filing date | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 25,300 | $278,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 663 | $275,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 1,656 | $273,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 2,835 | $273,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 9,263 | $272,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 2,081 | $271,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 7,518 | $269,000 | thousands by filing date | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 5,500 | $269,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 1,244 | $269,000 | thousands by filing date | |
| ADVANCED FLOWER CAP INC | 00109K105 | COM | 17,500 | $268,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 3,309 | $267,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 4,038 | $267,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 2,774 | $266,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 34,412 | $266,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V811 | S&P500 EQL HIG | 2,500 | $266,000 | thousands by filing date | |
| SPDR SER TR | 78468R556 | S&P OILGAS EXP | 2,125 | $265,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 6,043 | $265,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 5,740 | $264,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108847 | HIGH INCOME | 23,130 | $263,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 4,526 | $262,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 7,055 | $261,000 | thousands by filing date | |
| BRIGHTSPIRE CAPITAL INC COM CL A | 10949T109 | REIT | 41,289 | $261,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 8,537 | $261,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 34,762 | $260,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 1,441 | $259,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 7,007 | $258,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 3,856 | $257,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 5,783 | $257,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 2,797 | $256,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 5,237 | $256,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 4,527 | $255,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 1,138 | $255,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 7,279 | $255,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 1,798 | $254,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 1,143 | $253,000 | thousands by filing date | |
| TEKKORP DIGITAL ACQUISITN CO | G8739H106 | CMN | 25,000 | $250,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 1,865 | $249,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 4,117 | $249,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 4,140 | $247,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 5,620 | $247,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 23,076 | $245,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 5,056 | $244,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 4,684 | $244,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 5,099 | $244,000 | thousands by filing date | |
| CARLYLE CREDIT INCOME FUND | 92535C104 | SHS BEN INT | 27,380 | $244,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 1,092 | $243,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 58,954 | $243,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 7,834 | $242,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 2,348 | $241,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 1,355 | $241,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 13,625 | $238,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 3,744 | $236,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 6,097 | $235,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 848 | $235,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 9,284 | $235,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 565 | $233,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 2,719 | $233,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 969 | $232,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 11,596 | $232,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740U786 | FT VEST U.S | 8,413 | $232,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 1,544 | $231,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 37,318 | $231,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 1,697 | $229,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 3,024 | $229,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 7,804 | $228,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 1,223 | $227,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 2,721 | $226,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 22,109 | $226,000 | thousands by filing date | |
| ACADEMY SPORTS & OUTDOORS INC COM | 00402L107 | Stock | 5,300 | $224,000 | thousands by filing date | |
| APA CORPORATION COM | 03743Q108 | Stock | 6,537 | $224,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092790 | QLTY FCTOR ETF | 5,393 | $224,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 6,382 | $223,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 2,775 | $223,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 1,306 | $222,000 | thousands by filing date | |
| GXO LOGISTICS INCORPORATED COMMON STOCK | 36262G101 | Stock | 6,309 | $221,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 4,673 | $221,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 2,908 | $220,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 5,720 | $220,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 4,380 | $219,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A172 | NATIONWIDE NASDQ | 11,250 | $219,000 | thousands by filing date | |
| HF SINCLAIR CORP COM | 403949100 | Stock | 4,041 | $218,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 3,039 | $218,000 | thousands by filing date | |
| ESSENTIAL UTILS INC COM | 29670G102 | Stock | 5,246 | $217,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y343 | GLBL X MLP ETF | 5,513 | $217,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 7,710 | $216,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 6,886 | $216,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 2,601 | $215,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 10,569 | $215,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F748 | FT VEST US EQT | 6,457 | $215,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 2,080 | $214,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 2,685 | $212,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 3,887 | $211,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 3,699 | $211,000 | thousands by filing date | |
| STARBOARD INVT TR | 85521B742 | ADAPTIVE ALPHA | 10,987 | $211,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 1,793 | $210,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 4,695 | $210,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 3,556 | $209,000 | thousands by filing date | |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 3,414 | $208,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 1,677 | $206,000 | thousands by filing date | |
| OTIS WORLDWIDE CORP COM | 68902V107 | Stock | 3,224 | $206,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 21,198 | $206,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E370 | S&P 500 HB ETF | 3,597 | $206,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 2,619 | $205,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 4,862 | $205,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 5,000 | $204,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46654Q104 | INFL MANA BD ETF | 4,486 | $204,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 4,117 | $203,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 907 | $202,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 13,579 | $202,000 | thousands by filing date | |
| General Electric Company | 369604301 | COM | 3,242 | $201,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 8,792 | $201,000 | thousands by filing date | |
| PACER DATA & ETF INFRASTRUCTURE REAL ESTATE | 69374H741 | ETF | 7,019 | $201,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V708 | US CORE EQUITY 2 | 8,991 | $200,000 | thousands by filing date | |
| PACER FDS TR | 69374H436 | METAURUS CAP 400 | 7,350 | $200,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 1,958 | $199,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 511 | $198,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 1,530 | $197,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 800 | $197,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 29,595 | $196,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 6,390 | $196,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 3,404 | $196,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F615 | FT VEST US EQT | 6,660 | $195,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 11,433 | $191,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F847 | FT VEST US EQT | 5,763 | $190,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 2,542 | $189,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 4,292 | $188,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 5,486 | $187,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 1,541 | $186,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 2,311 | $185,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E420 | CMN | 5,010 | $185,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 902 | $184,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 13,150 | $183,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 19,145 | $182,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 2,960 | $180,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 8,703 | $180,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 2,612 | $178,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 3,514 | $177,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 1,734 | $177,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 1,641 | $176,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 625 | $175,000 | thousands by filing date | |
| STARBOARD INVT TR | 85521B775 | RH TACTICAL ROT | 15,735 | $175,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 3,172 | $174,000 | thousands by filing date | |
| INVENTRUST PPTYS CORP COM NEW | 46124J201 | REIT | 8,124 | $173,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 1,136 | $173,000 | thousands by filing date | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 5,612 | $172,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 2,723 | $172,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 6,650 | $172,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 17,300 | $171,000 | thousands by filing date | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 4,770 | $170,000 | thousands by filing date | |
| DERMTECH INC | 24984K105 | COM | 42,816 | $170,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 5,402 | $170,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 4,123 | $170,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 4,770 | $169,000 | thousands by filing date | |
| BIONTECH SE SPONSORED ADS | 09075V102 | ADR | 1,245 | $168,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 6,479 | $167,000 | thousands by filing date | |
| HEALTHPEAK PROPERTIES INC COM | 42250P103 | REIT | 7,281 | $167,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 6,261 | $166,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 1,438 | $166,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X578 | EM EX ST-OWNED | 6,753 | $166,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 788 | $165,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 15,272 | $165,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 1,552 | $165,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G698 | S&P 500 REVENUE | 2,460 | $165,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 2,236 | $164,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 6,704 | $162,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 3,632 | $162,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V431 | S&P 500 GARP ETF | 2,154 | $161,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 610 | $160,000 | thousands by filing date | |
| BNY MELLON MUN BD INFRASTRUC | 09662W109 | COM SHS | 14,000 | $160,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 7,261 | $160,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 519 | $159,000 | thousands by filing date | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 895 | $159,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 3,018 | $159,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 3,454 | $158,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 2,710 | $156,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 3,208 | $156,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524714 | 1 5YR CORP BD | 3,365 | $156,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F839 | FT VEST US EQT | 4,800 | $156,000 | thousands by filing date | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 3,097 | $155,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 1,131 | $154,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 1,057 | $152,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 4,831 | $151,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 3,337 | $150,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 1,826 | $149,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 6,108 | $149,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108888 | BLACKSWAN GRWT | 6,013 | $149,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 2,417 | $148,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 1,702 | $148,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 1,173 | $148,000 | thousands by filing date | |
| PETCO HEALTH AND WELLNESS CO | 71601V105 | COM | 13,300 | $148,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 8,854 | $147,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 851 | $147,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 1,521 | $146,000 | thousands by filing date | |
| SAFEHOLD INC | 78645L100 | COM | 5,518 | $146,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 723 | $145,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 1,279 | $144,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 5,151 | $143,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 3,362 | $143,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 3,003 | $143,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 2,520 | $142,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 685 | $142,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 1,030 | $142,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 1,040 | $141,000 | thousands by filing date | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838U108 | COM | 49,976 | $141,000 | thousands by filing date | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 6,574 | $140,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 3,860 | $137,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 1,278 | $137,000 | thousands by filing date | |
| DRAFTKINGS INC NEW | 26142V105 | COM CL A | 9,071 | $137,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 611 | $136,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 665 | $135,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 5,378 | $135,000 | thousands by filing date | |
| RH | 74967X103 | COM | 550 | $135,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 1,478 | $134,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 585 | $134,000 | thousands by filing date | |
| CION INVT CORP | 17259U204 | COM | 15,806 | $134,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 1,562 | $133,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 456 | $132,000 | thousands by filing date | |
| CAPITAL GROUP CORE EQUITY ET | 14020V108 | SHS CREAT UNIT | 6,471 | $132,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 2,459 | $132,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 1,000 | $130,000 | thousands by filing date | |
| WARNER BROS DISCOVERY INC COM SER A | 934423104 | Stock | 11,233 | $129,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 12,013 | $129,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 1,258 | $128,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 2,980 | $126,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 395 | $126,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 1,269 | $126,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 10,580 | $126,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 9,225 | $125,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L753 | CR SCORED LONG | 3,065 | $124,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 6,070 | $122,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 2,826 | $122,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 10,959 | $121,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 24,423 | $121,000 | thousands by filing date | |
| STARBOARD INVT TR | 85521B791 | AI QUALITY GROWT | 10,625 | $121,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V724 | US MKTWIDE VALUE | 4,036 | $120,000 | thousands by filing date | |
| CONSTELLATION ENERGY CORP COM | 21037T109 | Stock | 1,430 | $119,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 2,119 | $119,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 14,697 | $119,000 | thousands by filing date | |
| CAPITAL GROUP DIVIDEND VALUE | 14020W106 | SHS CREAT UNIT | 5,848 | $119,000 | thousands by filing date | |
| STERIS PLC SHS USD | G8473T100 | Stock | 707 | $118,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 3,154 | $118,000 | thousands by filing date | |
| SHELL PLC SPON ADS | 780259305 | ADR | 2,366 | $118,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 10,695 | $117,000 | thousands by filing date | |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 2,297 | $116,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 1,090 | $116,000 | thousands by filing date | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 6,253 | $116,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 16,305 | $116,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 20,350 | $116,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E669 | GLOBAL EX US HGH | 6,130 | $116,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 1,300 | $115,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 1,544 | $115,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 2,105 | $115,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V746 | LARGE CAP GROWTH | 2,024 | $115,000 | thousands by filing date | |
| CORSAIR GAMING INC | 22041X102 | COM | 10,122 | $115,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 13,882 | $115,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 1,532 | $115,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 641 | $114,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 344 | $114,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740U406 | FT VEST U.S. | 3,800 | $114,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 3,829 | $113,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 2,024 | $112,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 15,978 | $112,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 33,996 | $112,000 | thousands by filing date | |
| ARK ETF TR | 00214Q708 | BLOC FIN INN ETF | 7,262 | $112,000 | thousands by filing date | |
| CAPITAL GROUP GROWTH ETF | 14020G101 | SHS CREAT UNIT | 5,751 | $112,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 1,327 | $112,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y384 | CYBRSCURTY ETF | 4,673 | $112,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 6,200 | $112,000 | thousands by filing date | |
| LISTED FDS TR | 53656F847 | CORE ALT FD | 3,782 | $112,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R837 | CMN | 4,655 | $112,000 | thousands by filing date | |
| PROSHARES TR | 74348A145 | PET CARE ETF | 2,533 | $112,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 3,779 | $111,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 3,702 | $111,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 1,276 | $111,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 5,100 | $110,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 1,111 | $110,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 2,489 | $110,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R852 | NASDQ FOD BVRG | 4,424 | $110,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 1,950 | $109,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 430 | $109,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 1,540 | $108,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E127 | REIT ETF | 15,725 | $108,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 2,515 | $107,000 | thousands by filing date | |
| RECURSION PHARMACEUTICALS IN | 75629V104 | CL A | 10,023 | $107,000 | thousands by filing date | |
| Trinseo PLC | G9059U107 | Common Stock | 5,825 | $107,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 25,546 | $106,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 1,531 | $106,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 2,167 | $106,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 1,785 | $106,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 1,911 | $105,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 1,352 | $105,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 746 | $104,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 2,368 | $104,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 790 | $104,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 3,115 | $104,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 2,185 | $104,000 | thousands by filing date | |
| iShares International Equity Factor ETF | 46434V274 | SHS | 4,910 | $103,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 2,321 | $103,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 5,372 | $103,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 4,742 | $103,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 1,286 | $103,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 2,358 | $103,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 301 | $102,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 8,621 | $102,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 1,886 | $102,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 4,148 | $101,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 1,699 | $101,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 13,150 | $101,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 1,116 | $100,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 2,420 | $100,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 2,502 | $100,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 39,623 | $100,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P855 | INSTL PFD SECS | 5,827 | $100,000 | thousands by filing date | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 2,643 | $100,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 13,778 | $99,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 18,088 | $94,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 22,103 | $92,000 | thousands by filing date | |
| BNY MELLON MUN INCOME INC | 05589T104 | COM | 14,500 | $87,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 27,744 | $79,000 | thousands by filing date | |
| HALEON PLC SPON ADS | 405552100 | ADR | 12,810 | $78,000 | thousands by filing date | |
| LUMINAR TECHNOLOGIES INC | 550424105 | COM CL A | 10,554 | $77,000 | thousands by filing date | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838X102 | COM | 22,659 | $73,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 10,126 | $70,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 15,358 | $70,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 13,804 | $66,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 11,150 | $65,000 | thousands by filing date | |
| EVENTBRITE INC | 29975E109 | COM CL A | 10,645 | $65,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 40,255 | $63,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 18,317 | $43,000 | thousands by filing date | |
| GROUPON INC | 399473AF4 | NOTE 1.125% 3/1 | 56,000 | $35,000 | thousands by filing date | principal |
| USA TODAY CO INC | 36472T109 | COM | 21,958 | $34,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 20,732 | $34,000 | thousands by filing date | |
| Allbirds Inc | 01675A109 | COM | 10,100 | $31,000 | thousands by filing date | |
| Ouster Inc | 68989M103 | COM | 27,981 | $27,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 20,053 | $24,000 | thousands by filing date | |
| FREQUENCY THERAPEUTICS INC | 35803L108 | COM | 12,200 | $22,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 17,739 | $20,000 | thousands by filing date | |
| BLACKROCK CORPOR HI YLD FD I | 09255L114 | RIGHT 10/13/2022 | 228,830 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEKKORP DIGITAL ACQUISITN CO | G8739H114 | *W EXP 10/26/202 | 12,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000891943-22-000005 | this filing | 2022-12-05 | acceptance time not in the bulk data set |