13F-HR filed by CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC. filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-12, with 883 holding rows worth $1,193,160,000.
- Accession
- 0000891943-21-000006
- Filer
- CIK 891943
- Filed
- 2021-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 883 entries on the cover page, a total value of $1,193,160,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,193,160,000 with VALUE read as thousands by filing date, 13F file number 028-18315. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 25,422 | $361,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 6,726 | $360,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 772 | $359,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 1,542 | $358,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 1,100 | $358,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 9,094 | $356,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 1,623 | $356,000 | thousands by filing date | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 6,069 | $356,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 7,748 | $355,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 2,999 | $353,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 2,315 | $351,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 22,970 | $348,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 7,676 | $344,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 7,115 | $343,000 | thousands by filing date | |
| BURGERFI INTERNATIONAL INC | 12122L101 | COM | 39,620 | $343,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 6,250 | $342,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 49,388 | $342,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 4,828 | $339,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 4,711 | $339,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 2,324 | $338,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 12,658 | $338,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 6,340 | $337,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 2,929 | $336,000 | thousands by filing date | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 24,600 | $335,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 11,801 | $334,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 2,651 | $332,000 | thousands by filing date | |
| PURECYCLE TECHNOLOGIES INC | 74623V103 | COM | 25,010 | $332,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 6,404 | $332,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 2,955 | $331,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 17,782 | $330,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 2,251 | $329,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 1,287 | $329,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 25,794 | $329,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 4,916 | $328,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 2,288 | $325,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 14,579 | $325,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 8,333 | $324,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V639 | AI AND NEXT GEN | 2,255 | $324,000 | thousands by filing date | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838U108 | COM | 61,083 | $317,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 20,869 | $314,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 860 | $310,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 4,364 | $308,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 1,488 | $307,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 3,818 | $307,000 | thousands by filing date | |
| CARLYLE CREDIT INCOME FUND | 92535C104 | SHS BEN INT | 29,179 | $306,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 1,832 | $304,000 | thousands by filing date | |
| PROSHARES TR | 74347B169 | CMN | 4,630 | $304,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 6,390 | $301,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 23,225 | $301,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 2,067 | $300,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 2,647 | $300,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 1,055 | $300,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 19,653 | $300,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 1,991 | $297,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 5,883 | $296,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 7,256 | $296,000 | thousands by filing date | |
| STARBOARD INVT TR | 85521B742 | ADAPTIVE ALPHA | 11,332 | $291,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 3,842 | $290,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 2,837 | $289,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 8,122 | $289,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 9,371 | $289,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 19,438 | $289,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 8,298 | $287,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 23,349 | $286,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 2,628 | $285,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 13,863 | $285,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 9,260 | $284,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 1,633 | $283,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 3,624 | $283,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 2,648 | $279,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 1,986 | $279,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 8,854 | $278,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 10,457 | $278,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 2,806 | $276,000 | thousands by filing date | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 5,697 | $276,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 4,060 | $272,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 7,660 | $272,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 10,000 | $271,000 | thousands by filing date | |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 7,075 | $268,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 3,060 | $267,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740U208 | FT VEST US EQT | 7,679 | $266,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 2,222 | $264,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 27,089 | $264,000 | thousands by filing date | |
| CONCENTRIX CORP | 20602D101 | COM | 1,490 | $264,000 | thousands by filing date | |
| PLAYBOY INC | 72814P109 | COM | 11,189 | $264,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 662 | $263,000 | thousands by filing date | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 12,517 | $263,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 4,865 | $261,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 14,108 | $259,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 3,993 | $258,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y442 | CLOUD COMPUTNG | 8,824 | $258,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 743 | $255,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 975 | $249,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 6,720 | $249,000 | thousands by filing date | |
| PROSHARES TR | 74348A145 | PET CARE ETF | 3,205 | $249,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 7,266 | $247,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E872 | CMN | 7,266 | $247,000 | thousands by filing date | |
| TEKKORP DIGITAL ACQUISITN CO | G8739H106 | CMN | 25,000 | $246,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 12,753 | $244,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 4,880 | $241,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 3,035 | $240,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V708 | US CORE EQUITY 2 | 8,991 | $239,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 1,492 | $239,000 | thousands by filing date | |
| PETCO HEALTH AND WELLNESS CO | 71601V105 | COM | 11,350 | $239,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 852 | $238,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 2,133 | $238,000 | thousands by filing date | |
| ESSENTIAL UTILS INC COM | 29670G102 | Stock | 5,164 | $238,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 2,923 | $237,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 1,494 | $236,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 1,046 | $235,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 1,548 | $235,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 1,209 | $233,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 1,150 | $233,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 2,045 | $229,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 7,499 | $228,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 4,777 | $227,000 | thousands by filing date | |
| PACER DATA & ETF INFRASTRUCTURE REAL ESTATE | 69374H741 | ETF | 5,831 | $227,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 10,956 | $225,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 29,535 | $225,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 3,733 | $224,000 | thousands by filing date | |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 12,500 | $224,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 1,478 | $222,000 | thousands by filing date | |
| FULGENT GENETICS INC | 359664109 | COM | 2,464 | $222,000 | thousands by filing date | |
| iShares High Yield Systematic Bond ETF | 46435G250 | SHS | 4,254 | $220,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 623 | $219,000 | thousands by filing date | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 5,854 | $219,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 3,062 | $217,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 4,001 | $217,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 1,897 | $216,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F748 | FT VEST US EQT | 5,950 | $216,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P608 | RIVRFRNT DYN DEV | 3,095 | $214,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 2,579 | $214,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 1,758 | $213,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 4,263 | $213,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E867 | DORSEY WRGT EMRG | 8,779 | $213,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 3,778 | $213,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 821 | $210,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 26,138 | $210,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108888 | BLACKSWAN GRWT | 6,130 | $210,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 1,640 | $209,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 9,177 | $207,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 2,182 | $206,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 310 | $206,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 2,331 | $206,000 | thousands by filing date | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 3,280 | $205,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 3,270 | $205,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 14,000 | $204,000 | thousands by filing date | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 866 | $202,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 3,126 | $200,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 1,036 | $200,000 | thousands by filing date | |
| MARA HOLDINGS INC COM | 565788106 | Stock | 6,294 | $199,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 1,581 | $198,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 3,956 | $198,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 668 | $198,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 3,048 | $196,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 6,128 | $195,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 1,181 | $195,000 | thousands by filing date | |
| CORSAIR GAMING INC | 22041X102 | COM | 7,533 | $195,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 1,293 | $193,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 4,792 | $193,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 2,488 | $192,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 22,805 | $192,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 3,700 | $191,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 2,005 | $191,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 2,824 | $191,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 2,015 | $190,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 2,552 | $189,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 3,311 | $188,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E127 | REIT ETF | 19,758 | $188,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 1,260 | $187,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 1,677 | $187,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 3,080 | $187,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 4,169 | $187,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 3,579 | $186,000 | thousands by filing date | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 3,594 | $186,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 2,551 | $186,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 1,105 | $185,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 767 | $184,000 | thousands by filing date | |
| VIATRIS INC COM | 92556V106 | Stock | 13,483 | $183,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 1,230 | $183,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 367 | $182,000 | thousands by filing date | |
| COUSINSPPTYSINC | 222795502 | STOK | 4,871 | $182,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 1,259 | $182,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 3,263 | $182,000 | thousands by filing date | |
| EVENTBRITE INC | 29975E109 | COM CL A | 9,645 | $182,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 1,363 | $180,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 3,663 | $179,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 1,000 | $178,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F755 | FT VEST LADDERED | 7,690 | $176,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 6,530 | $175,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 1,372 | $174,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 3,108 | $173,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 3,112 | $173,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 2,932 | $172,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 3,626 | $172,000 | thousands by filing date | |
| iShares International Equity Factor ETF | 46434V274 | SHS | 5,810 | $169,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 585 | $169,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 2,584 | $169,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 3,008 | $168,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 1,891 | $168,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 2,615 | $167,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 2,678 | $167,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 2,410 | $167,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 1,597 | $167,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 44,522 | $166,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 7,813 | $166,000 | thousands by filing date | |
| PROSHARES TR | 74347G606 | S&P TECH DIVIDEN | 2,779 | $166,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 1,574 | $164,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 5,526 | $163,000 | thousands by filing date | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 1,490 | $163,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416102 | HARTFORD MLT ETF | 5,425 | $163,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 2,420 | $162,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 1,609 | $162,000 | thousands by filing date | |
| FT VEST US EQUITY DEEP BUFFER ETF - JANUARY | 33740F631 | ETF | 5,109 | $162,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 1,462 | $160,000 | thousands by filing date | |
| USA TODAY CO INC | 36472T109 | COM | 23,958 | $160,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 791 | $159,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 16,306 | $159,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W663 | US CONSUMER FOC | 3,615 | $159,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 3,175 | $159,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 2,219 | $158,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 3,766 | $158,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 932 | $158,000 | thousands by filing date | |
| LUMINAR TECHNOLOGIES INC | 550424105 | COM CL A | 9,978 | $156,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 37,550 | $156,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 1,034 | $155,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 7,682 | $155,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 1,563 | $155,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 2,025 | $153,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V746 | LARGE CAP GROWTH | 2,064 | $153,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 500 | $150,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 2,273 | $150,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 10,870 | $149,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y384 | CYBRSCURTY ETF | 4,896 | $149,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 9,380 | $147,000 | thousands by filing date | |
| TRANE TECHNOLOGIES PLC SHS | G8994E103 | Stock | 848 | $146,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 683 | $145,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 5,652 | $145,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 2,389 | $145,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 3,255 | $145,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 4,804 | $144,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 3,028 | $144,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 600 | $144,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 920 | $144,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 336 | $144,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 3,890 | $143,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 2,232 | $142,000 | thousands by filing date | |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 1,113 | $142,000 | thousands by filing date | |
| General Electric Company | 369604301 | COM | 1,373 | $141,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 262 | $141,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 2,024 | $141,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 1,501 | $141,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 649 | $141,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 23,100 | $141,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 1,958 | $139,000 | thousands by filing date | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 5,800 | $139,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 569 | $138,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 9,445 | $138,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 1,814 | $137,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 2,026 | $137,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 4,511 | $137,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F847 | FT VEST US EQT | 3,600 | $137,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 2,221 | $135,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 891 | $135,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 8,838 | $134,000 | thousands by filing date | |
| STERIS PLC SHS USD | G8473T100 | Stock | 652 | $133,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES INC | 57778K105 | COM | 4,690 | $133,000 | thousands by filing date | |
| INVESCO NASDAQ NEXT GEN 100 ETF | 46138G631 | ETF | 4,028 | $133,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 6,816 | $133,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 5,500 | $133,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 2,173 | $132,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 1,342 | $132,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 372 | $132,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 700 | $132,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 5,113 | $132,000 | thousands by filing date | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838X102 | COM | 22,095 | $132,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 2,511 | $131,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 1,451 | $131,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 1,100 | $130,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 3,001 | $129,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 7,761 | $129,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 2,068 | $128,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 7,675 | $128,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 5,275 | $128,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 329 | $128,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F789 | ACTIVE FACTOR LA | 4,698 | $128,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 2,268 | $127,000 | thousands by filing date | |
| OTIS WORLDWIDE CORP COM | 68902V107 | Stock | 1,541 | $127,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 6,362 | $127,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E875 | DORSEY WRGT DVLP | 3,353 | $127,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H805 | RARE EAR STR ETF | 1,221 | $126,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740U802 | FT VEST U.S. | 4,110 | $126,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 9,199 | $125,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 200 | $124,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 212 | $123,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 2,360 | $123,000 | thousands by filing date | |
| CHARGEPOINT HLDGS INC | 15961R105 | COM CL A | 6,171 | $123,000 | thousands by filing date | |
| BP MIDSTREAM PARTNERS LP | 0556EL109 | UNIT LTD PTNR | 9,300 | $123,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P863 | CALIF MUN INCM | 2,264 | $123,000 | thousands by filing date | |
| BATH & BODY WORKS INC COM | 070830104 | Stock | 1,942 | $122,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 2,520 | $122,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 2,538 | $122,000 | thousands by filing date | |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 4,804 | $122,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 1,509 | $121,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 2,259 | $121,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 25,000 | $120,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 484 | $119,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 2,248 | $119,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 979 | $119,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 449 | $118,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 2,060 | $118,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 1,276 | $117,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 769 | $117,000 | thousands by filing date | |
| NOVAVAX INC | 670002401 | COM NEW | 564 | $117,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 2,480 | $117,000 | thousands by filing date | |
| iShares Cybersecurity and Tech ETF | 46435U135 | CYBERSECURITY | 2,700 | $117,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 2,405 | $116,000 | thousands by filing date | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 4,740 | $116,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 1,275 | $116,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 21,100 | $116,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 5,728 | $116,000 | thousands by filing date | |
| Vanguard ESG International Stock ETF | 921910725 | SHS | 1,868 | $115,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 1,730 | $114,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 1,904 | $114,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 680 | $114,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 404 | $114,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 1,717 | $114,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 7,910 | $114,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y434 | GENOMIC BIOTECH | 5,129 | $114,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 1,381 | $113,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 10,000 | $113,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 1,770 | $112,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 381 | $112,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 11,657 | $112,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F664 | FT VEST US EQT | 3,257 | $112,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 8,085 | $111,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 5,731 | $111,000 | thousands by filing date | |
| BNY MELLON MUN INCOME INC | 05589T104 | COM | 11,500 | $111,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 1,393 | $109,000 | thousands by filing date | |
| LEMONADEINC | 52567D107 | STOK | 1,625 | $109,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 1,608 | $109,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y327 | GLBX MSCI COLUM | 3,701 | $109,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 1,595 | $108,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 422 | $108,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 9,583 | $108,000 | thousands by filing date | |
| C3 AI INC | 12468P104 | CL A | 2,307 | $107,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 6,932 | $107,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 512 | $106,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 1,358 | $106,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 980 | $106,000 | thousands by filing date | |
| DANAOS CORPORATION SHS | Y1968P121 | Stock | 1,288 | $105,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 3,530 | $105,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 12,800 | $105,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 625 | $104,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 5,127 | $104,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 1,925 | $104,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 4,349 | $104,000 | thousands by filing date | |
| HYDROFARMS HLDGS GROUP INC | 44888K209 | COM | 2,738 | $104,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 5,000 | $104,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 6,592 | $102,000 | thousands by filing date | |
| SPDR SER TR | 78468R556 | S&P OILGAS EXP | 1,050 | $102,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 1,859 | $102,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 8,105 | $102,000 | thousands by filing date | |
| Aussie $ ETF | 46090N103 | ETF | 1,417 | $102,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 972 | $101,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 2,365 | $101,000 | thousands by filing date | |
| WHEELS UP EXPERIENCE I F | 96328L106 | Com | 15,344 | $101,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 10,117 | $100,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 12,350 | $99,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 10,000 | $95,000 | thousands by filing date | call |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 11,150 | $89,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 10,000 | $88,000 | thousands by filing date | call |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 22,614 | $88,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 27,744 | $85,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 17,175 | $84,000 | thousands by filing date | |
| FREQUENCY THERAPEUTICS INC | 35803L108 | COM | 10,030 | $71,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 18,875 | $67,000 | thousands by filing date | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 10,156 | $62,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 10,000 | $47,000 | thousands by filing date | call |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 15,000 | $37,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 17,739 | $34,000 | thousands by filing date | |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 10,115 | $28,000 | thousands by filing date | |
| TEKKORP DIGITAL ACQUISITN CO | G8739H114 | *W EXP 10/26/202 | 12,500 | $11,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000891943-21-000006 | this filing | 2021-11-12 | acceptance time not in the bulk data set |