13F-HR filed by CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC. filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-01-25, with 772 holding rows worth $950,068,000.
- Accession
- 0000891943-21-000001
- Filer
- CIK 891943
- Filed
- 2021-01-25
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 772 entries on the cover page, a total value of $950,068,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $950,068,000 with VALUE read as thousands by filing date, 13F file number 028-18315. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 903 | $254,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 28,372 | $251,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 4,187 | $250,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 1,071 | $248,000 | thousands by filing date | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 24,600 | $248,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 1,505 | $247,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 1,209 | $246,000 | thousands by filing date | |
| ESSENTIAL UTILS INC COM | 29670G102 | Stock | 5,157 | $244,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 6,499 | $244,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 1,111 | $243,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 2,592 | $241,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 4,370 | $240,000 | thousands by filing date | |
| MGC | 921910873 | COM | 1,780 | $238,000 | thousands by filing date | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 1,258 | $238,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 1,553 | $238,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 9,572 | $235,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 22,101 | $235,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 3,818 | $233,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 3,752 | $233,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 602 | $231,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 2,032 | $231,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 1,707 | $230,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 1,300 | $228,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 11,272 | $228,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 394 | $225,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 1,354 | $223,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 22,938 | $222,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 6,750 | $221,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 760 | $221,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 1,058 | $220,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P608 | RIVRFRNT DYN DEV | 3,418 | $220,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 560 | $217,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 640 | $216,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 2,460 | $216,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 3,657 | $216,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 1,416 | $215,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 5,343 | $215,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 703 | $215,000 | thousands by filing date | |
| VIATRIS INC COM | 92556V106 | Stock | 11,411 | $214,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 2,546 | $212,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G706 | WEDBUSH VID GAME | 2,680 | $212,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 2,281 | $211,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 2,931 | $211,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 2,118 | $210,000 | thousands by filing date | |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 5,857 | $209,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 1,690 | $209,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 12,393 | $209,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 597 | $208,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 2,137 | $206,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y453 | PURE US CANNABIS | 5,644 | $206,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 805 | $206,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 896 | $203,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 1,444 | $203,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 11,129 | $203,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 10,303 | $200,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRGY SHS BEN INT | 151461209 | CEF | 20,708 | $196,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 1,896 | $195,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 430 | $194,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 508 | $194,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 2,390 | $192,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 1,448 | $192,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 1,777 | $192,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 2,847 | $192,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 3,360 | $190,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 1,873 | $189,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 762 | $187,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F748 | FT VEST US EQT | 5,416 | $187,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 2,420 | $186,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 3,247 | $186,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 4,767 | $186,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 7,496 | $186,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 4,666 | $186,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 3,605 | $186,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 9,608 | $184,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 882 | $183,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 2,380 | $183,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 8,163 | $183,000 | thousands by filing date | |
| COUSINSPPTYSINC | 222795502 | STOK | 5,418 | $182,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 24,573 | $182,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B479 | IQ ENCH COR PL | 9,088 | $182,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 2,198 | $181,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 1,504 | $180,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 17,357 | $180,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 1,275 | $179,000 | thousands by filing date | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 944 | $178,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 1,251 | $176,000 | thousands by filing date | |
| Airbnb, Inc. Class A | 009066101 | COM | 1,187 | $174,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 2,273 | $174,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 25,435 | $174,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 5,180 | $172,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 10,000 | $172,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 1,359 | $171,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 3,249 | $169,000 | thousands by filing date | |
| PACER DATA & ETF INFRASTRUCTURE REAL ESTATE | 69374H741 | ETF | 4,709 | $169,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 1,925 | $166,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 3,731 | $166,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 308 | $165,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 2,340 | $165,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 47,022 | $165,000 | thousands by filing date | |
| DATADOGINCCLASSA | 23804L103 | STOK | 1,668 | $164,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 1,136 | $164,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 1,632 | $163,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 3,827 | $162,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 2,172 | $162,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 7,256 | $162,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 3,694 | $160,000 | thousands by filing date | |
| FREQUENCY THERAPEUTICS INC | 35803L108 | COM | 4,550 | $160,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 1,356 | $159,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 1,130 | $159,000 | thousands by filing date | |
| iShares International Equity Factor ETF | 46434V274 | SHS | 5,810 | $158,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y467 | E COMMERCE ETF | 4,956 | $158,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 2,348 | $157,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 1,192 | $157,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 2,348 | $157,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 5,092 | $156,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 852 | $156,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 10,393 | $156,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 1,000 | $155,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 12,085 | $155,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 20,924 | $155,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 1,787 | $154,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 530 | $154,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 5,220 | $154,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y327 | GLBX MSCI COLUM | 4,744 | $154,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E872 | CMN | 5,220 | $154,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 6,395 | $152,000 | thousands by filing date | |
| SIXTH STREET SPECIALTY LENDI | 83012A109 | COM | 7,275 | $151,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 1,969 | $151,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 10,612 | $150,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 3,859 | $149,000 | thousands by filing date | |
| VTI | 922908769 | COM | 758 | $148,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 1,152 | $148,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 2,887 | $147,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 2,846 | $147,000 | thousands by filing date | |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 1,056 | $147,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q478 | DISRUPTIVE TECH | 3,150 | $146,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 3,364 | $145,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 4,539 | $145,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 1,428 | $143,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 1,468 | $143,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 1,460 | $143,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 2,709 | $142,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 6,917 | $142,000 | thousands by filing date | |
| STERIS PLC SHS USD | G8473T100 | Stock | 750 | $142,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 593 | $141,000 | thousands by filing date | |
| LEMONADEINC | 52567D107 | STOK | 1,139 | $140,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 7,894 | $140,000 | thousands by filing date | |
| DZS INC | 268211109 | COMMON STOCK | 9,042 | $140,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V746 | LARGE CAP GROWTH | 2,064 | $139,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 3,797 | $138,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 6,092 | $138,000 | thousands by filing date | |
| NOVAVAX INC | 670002401 | COM NEW | 1,238 | $138,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 21,600 | $138,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 1,445 | $137,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 2,100 | $137,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 543 | $136,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 889 | $136,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P744 | FTSE JAPAN ETF | 4,559 | $136,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 4,472 | $135,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 4,114 | $135,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 973 | $134,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 750 | $134,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 4,238 | $134,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 3,837 | $133,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 8,838 | $133,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 7,157 | $133,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 3,711 | $133,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 9,445 | $131,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 2,613 | $131,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 6,246 | $131,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 1,452 | $131,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 3,008 | $130,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 500 | $130,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 616 | $130,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740U208 | FT VEST US EQT | 3,943 | $130,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 6,687 | $130,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 2,273 | $128,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 2,204 | $128,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 8,687 | $128,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 9,168 | $127,000 | thousands by filing date | |
| DBX ETF TR | 233051820 | XTRACK MSCI ALL | 4,194 | $127,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 990 | $126,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 2,096 | $126,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 14,931 | $126,000 | thousands by filing date | |
| VANECK DIGITAL NATIVE ECONOMY ETF | 92189F882 | ETF | 2,700 | $126,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 391 | $125,000 | thousands by filing date | |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 5,482 | $125,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 2,920 | $123,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 2,456 | $123,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 12,032 | $123,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 3,512 | $123,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 1,012 | $122,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 1,748 | $122,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 1,255 | $122,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 15,000 | $122,000 | thousands by filing date | call |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 3,988 | $122,000 | thousands by filing date | |
| EVENTBRITE INC | 29975E109 | COM CL A | 6,745 | $122,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 1,148 | $121,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 1,509 | $121,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 2,482 | $121,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 1,095 | $120,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 11,449 | $120,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 2,573 | $120,000 | thousands by filing date | |
| CUSHING NEXTGEN INFRASTRUCTURE | 231647207 | COM | 3,272 | $119,000 | thousands by filing date | |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 15,500 | $118,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 391 | $117,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 3,673 | $117,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 1,223 | $117,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 7,103 | $117,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 8,250 | $117,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 2,058 | $116,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 11,945 | $116,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 2,972 | $115,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 1,283 | $115,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y707 | RENEWABLE ENERGY | 6,359 | $115,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 455 | $114,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 455 | $114,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P863 | CALIF MUN INCM | 2,111 | $114,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 415 | $113,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 2,039 | $113,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E727 | RAFI EMRGNG MRKT | 5,330 | $113,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 2,694 | $113,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 999 | $113,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 1,468 | $112,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 3,581 | $112,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 791 | $112,000 | thousands by filing date | |
| ISHARES TR | 46434V787 | YLD OPTIM BD | 4,284 | $111,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 725 | $110,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 5,113 | $110,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 25,000 | $110,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 677 | $110,000 | thousands by filing date | |
| iShares Future AI & Tech ETF | 46435U556 | SHS | 2,728 | $109,000 | thousands by filing date | |
| Vanguard ESG International Stock ETF | 921910725 | SHS | 1,843 | $109,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 2,518 | $109,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 3,488 | $109,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 9,255 | $109,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 7,900 | $109,000 | thousands by filing date | |
| ARCOSA INC COM | 039653100 | Stock | 1,968 | $108,000 | thousands by filing date | |
| BANDWIDTH INC | 05988J103 | COM CL A | 700 | $108,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 803 | $107,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 4,500 | $107,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V282 | S&P500 EQL TEC | 420 | $106,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 5,956 | $106,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 1,157 | $105,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 1,895 | $105,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 750 | $105,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 1,331 | $104,000 | thousands by filing date | |
| Aussie $ ETF | 46090N103 | ETF | 1,350 | $104,000 | thousands by filing date | |
| SHARPSPRING INC | 820054104 | COM | 6,381 | $104,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 3,435 | $103,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 2,355 | $102,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 500 | $102,000 | thousands by filing date | |
| ISHARES ESG AWARE USD CORPORATE BOND ETF | 46435G193 | ETF | 3,568 | $101,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 6,932 | $101,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 10,389 | $100,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 1,253 | $100,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 64,000 | $100,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 16,935 | $97,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 36,500 | $89,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 11,150 | $88,000 | thousands by filing date | |
| USA TODAY CO INC | 36472T109 | COM | 22,820 | $77,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 10,000 | $72,000 | thousands by filing date | call |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 24,744 | $71,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 10,953 | $68,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 10,148 | $59,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 24,970 | $58,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 25,000 | $57,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 46,850 | $49,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 15,614 | $35,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 11,315 | $27,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 17,739 | $23,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 78,900 | $6,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000891943-21-000001 | this filing | 2021-01-25 | acceptance time not in the bulk data set |