13F-HR filed by CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC. filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-12, with 642 holding rows worth $722,421,000.
- Accession
- 0000891943-20-000007
- Filer
- CIK 891943
- Filed
- 2020-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 643 entries on the cover page, a total value of $722,421,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $722,421,000 with VALUE read as thousands by filing date, 13F file number 028-18315. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 506 | $162,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 715 | $162,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 2,455 | $161,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 1,864 | $161,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 5,363 | $160,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 906 | $160,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 1,621 | $160,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 772 | $160,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 2,449 | $159,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 1,930 | $156,000 | thousands by filing date | |
| COUSINSPPTYSINC | 222795502 | STOK | 5,418 | $155,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 1,485 | $155,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 11,096 | $155,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 12,407 | $152,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 2,459 | $152,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 10,000 | $151,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 865 | $150,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 3,115 | $150,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 16,804 | $149,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 2,799 | $148,000 | thousands by filing date | |
| iShares International Equity Factor ETF | 46434V274 | SHS | 6,010 | $146,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 6,750 | $146,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 8,753 | $146,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 605 | $143,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E127 | REIT ETF | 18,063 | $142,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 699 | $141,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 633 | $140,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 1,150 | $140,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 11,212 | $140,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 599 | $139,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 1,478 | $139,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 444 | $138,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 709 | $137,000 | thousands by filing date | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 1,060 | $137,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 2,926 | $137,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 2,826 | $137,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 9,108 | $137,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 1,428 | $136,000 | thousands by filing date | |
| Vanguard Total World Bond ETF | 92206C565 | SHS | 1,652 | $135,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 563 | $135,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 64,000 | $135,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 502 | $134,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 2,173 | $134,000 | thousands by filing date | |
| STERIS PLC SHS USD | G8473T100 | Stock | 750 | $132,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 1,000 | $132,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 5,200 | $132,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E872 | CMN | 5,200 | $132,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 24,488 | $132,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 3,827 | $131,000 | thousands by filing date | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 1,682 | $131,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 1,152 | $130,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 4,275 | $128,000 | thousands by filing date | |
| SMITH & WESSON BRANDS INC | 831754106 | COM | 8,255 | $128,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 593 | $127,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 1,148 | $127,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 5,812 | $126,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 4,200 | $126,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 500 | $126,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 9,445 | $126,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 1,954 | $126,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 7,546 | $124,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 2,111 | $123,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 3,947 | $123,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 1,169 | $122,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740U208 | FT VEST US EQT | 3,943 | $122,000 | thousands by filing date | |
| BANDWIDTH INC | 05988J103 | COM CL A | 700 | $122,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 2,510 | $122,000 | thousands by filing date | |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 5,897 | $122,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 1,207 | $121,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 765 | $121,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 9,929 | $121,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 1,509 | $121,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 726 | $121,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 3,000 | $120,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 2,562 | $119,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 3,249 | $119,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 3,859 | $119,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 3,320 | $119,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 7,578 | $119,000 | thousands by filing date | |
| CUSHING NEXTGEN INFRASTRUCTURE | 231647207 | COM | 4,443 | $119,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 750 | $118,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 563 | $118,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 1,178 | $117,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 8,699 | $117,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 2,482 | $117,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 8,210 | $117,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 21,600 | $116,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y467 | E COMMERCE ETF | 4,238 | $116,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 1,003 | $114,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 1,003 | $114,000 | thousands by filing date | |
| DBX ETF TR | 233051820 | XTRACK MSCI ALL | 4,194 | $114,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 12,877 | $113,000 | thousands by filing date | |
| ISHARES TR | 46434V787 | YLD OPTIM BD | 4,364 | $112,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 2,145 | $111,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 7,893 | $111,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P863 | CALIF MUN INCM | 2,103 | $111,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y327 | GLBX MSCI COLUM | 4,744 | $111,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E107 | EQUAL WEGT 0-30 | 2,818 | $111,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 5,733 | $110,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 8,951 | $110,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 1,338 | $109,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 4,995 | $109,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 6,142 | $109,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 2,020 | $109,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 363 | $108,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 3,705 | $108,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 4,472 | $108,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 1,037 | $108,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 3,855 | $108,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 1,806 | $107,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 500 | $107,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 2,273 | $105,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 720 | $105,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 14,805 | $105,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 395 | $104,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 2,258 | $104,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 1,854 | $104,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 3,877 | $104,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 3,592 | $103,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 1,095 | $103,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 1,115 | $103,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 2,355 | $102,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 9,213 | $102,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 1,735 | $101,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 2,839 | $101,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 3,075 | $101,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 12,032 | $99,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 11,456 | $99,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 143,800 | $98,000 | thousands by filing date | put |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 10,789 | $97,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 18,735 | $86,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 11,150 | $81,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 26,500 | $56,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 25,000 | $53,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 24,744 | $49,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 10,000 | $45,000 | thousands by filing date | call |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 11,315 | $45,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 15,614 | $42,000 | thousands by filing date | |
| USA TODAY CO INC | 36472T109 | COM | 31,820 | $41,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 26,943 | $41,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 10,000 | $36,000 | thousands by filing date | call |
| TASEKO MINES LTD COM | 876511106 | Stock | 17,739 | $19,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000891943-20-000007 | this filing | 2020-11-12 | acceptance time not in the bulk data set |