13F-HR filed by CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC. filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-13, with 618 holding rows worth $676,580,000.
- Accession
- 0000891943-20-000005
- Filer
- CIK 891943
- Filed
- 2020-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A holdings report, 618 entries on the cover page, a total value of $676,580,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $676,580,000 with VALUE read as thousands by filing date, 13F file number 028-18315. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 9,108 | $148,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 10,000 | $147,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 2,400 | $146,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 9,465 | $145,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 1,464 | $145,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 1,500 | $143,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 3,265 | $142,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 11,985 | $142,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 9,153 | $142,000 | thousands by filing date | |
| NIKOLA CORP | 654110105 | COM | 2,100 | $142,000 | thousands by filing date | |
| iShares International Equity Factor ETF | 46434V274 | SHS | 6,135 | $141,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 1,253 | $141,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 9,675 | $140,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 17,228 | $139,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 444 | $138,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 874 | $138,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 1,050 | $138,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 2,177 | $138,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 449 | $138,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 338 | $137,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 11,265 | $137,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 13,959 | $137,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 1,896 | $136,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 9,520 | $136,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 17,475 | $136,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 533 | $135,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E127 | REIT ETF | 17,297 | $135,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 10,789 | $133,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 1,462 | $133,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 1,071 | $132,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 3,427 | $132,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 985 | $132,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 8,159 | $131,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 1,137 | $130,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 1,879 | $129,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 585 | $128,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 9,445 | $128,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 21,600 | $127,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 1,287 | $125,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 337 | $124,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 2,185 | $123,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 740 | $122,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 1,237 | $122,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 1,207 | $121,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 500 | $121,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 563 | $121,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 45,300 | $120,000 | thousands by filing date | put |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 7,834 | $120,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 2,627 | $120,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 2,640 | $119,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 5,673 | $119,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 3,117 | $118,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 1,026 | $118,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 4,950 | $117,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 3,880 | $117,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E872 | CMN | 4,950 | $117,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 4,603 | $116,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 10,980 | $116,000 | thousands by filing date | |
| DRAFTKINGS INC | 26142R104 | COM CL A | 3,475 | $116,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 2,225 | $116,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 1,442 | $115,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 5,374 | $115,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 998 | $114,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 2,004 | $114,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 1,816 | $112,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 3,054 | $111,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 2,239 | $110,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 467 | $110,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 1,050 | $110,000 | thousands by filing date | |
| DBX ETF TR | 233051820 | XTRACK MSCI ALL | 4,127 | $110,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P863 | CALIF MUN INCM | 2,100 | $110,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 3,859 | $109,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 10,000 | $109,000 | thousands by filing date | call |
| ARBOR REALTY TRUST INC | 038923108 | COM | 11,844 | $109,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 2,837 | $109,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 10,341 | $109,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 12,877 | $109,000 | thousands by filing date | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 1,246 | $108,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 8,163 | $108,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 2,699 | $108,000 | thousands by filing date | |
| PACER DATA & ETF INFRASTRUCTURE REAL ESTATE | 69374H741 | ETF | 3,025 | $108,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 720 | $107,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 2,699 | $106,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 3,000 | $106,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 951 | $105,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 7,047 | $105,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y327 | GLBX MSCI COLUM | 4,612 | $105,000 | thousands by filing date | |
| APOLLO GLOBAL MGMT INC | 37680E104 | COM CL A | 2,105 | $105,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 593 | $104,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 7,705 | $104,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 3,786 | $104,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 3,000 | $103,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 1,689 | $102,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 10,000 | $102,000 | thousands by filing date | call |
| ALLSTATE CORP COM | 020002101 | Stock | 1,047 | $102,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 2,800 | $102,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 1,190 | $102,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 381 | $102,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 2,500 | $102,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 2,273 | $101,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 528 | $101,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 2,355 | $101,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 14,688 | $96,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 10,883 | $83,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 28,415 | $60,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 24,744 | $60,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 10,000 | $55,000 | thousands by filing date | call |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 10,425 | $53,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 25,000 | $50,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 15,614 | $48,000 | thousands by filing date | |
| USA TODAY CO INC | 36472T109 | COM | 31,820 | $44,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 11,315 | $44,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 10,000 | $38,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 20,000 | $33,000 | thousands by filing date | call |
| AEGON N V | 007924103 | NY REGISTRY SHS | 10,663 | $31,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 10,000 | $28,000 | thousands by filing date | call |
| PULMATRIX INC COM | 74584P202 | Stock | 12,000 | $21,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 17,739 | $9,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000891943-20-000005 | this filing | 2020-08-13 | acceptance time not in the bulk data set |