13F-HR filed by CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC. filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-04-21, with 521 holding rows worth $500,404,000.
- Accession
- 0000891943-20-000002
- Filer
- CIK 891943
- Filed
- 2020-04-21
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, 521 entries on the cover page, a total value of $500,404,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $500,404,000 with VALUE read as thousands by filing date, 13F file number 028-18315. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NUVEEN | 67072C105 | EXCHANGE TRADED | 12,267 | $89,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 10,915 | $80,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 10,883 | $78,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 11,069 | $75,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 64,000 | $75,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 14,535 | $74,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 12,016 | $59,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 17,910 | $54,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 24,744 | $54,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 28,000 | $52,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 28,519 | $50,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 10,644 | $49,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 50,000 | $43,000 | thousands by filing date | principal |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 50,000 | $43,000 | thousands by filing date | principal |
| USA TODAY CO INC | 36472T109 | COM | 25,825 | $38,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 11,765 | $31,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 15,201 | $30,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 10,663 | $27,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 10,000 | $19,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 40,006 | $16,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 17,739 | $5,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000891943-20-000002 | this filing | 2020-04-21 | acceptance time not in the bulk data set |