13F-HR filed by CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC. filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-12, with 630 holding rows worth $714,169,000.
- Accession
- 0000891943-20-000001
- Filer
- CIK 891943
- Filed
- 2020-02-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 630 entries on the cover page, a total value of $714,169,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $714,169,000 with VALUE read as thousands by filing date, 13F file number 028-18315. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 471 | $162,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 495 | $161,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 404 | $161,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 2,165 | $159,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 4,726 | $159,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 2,315 | $158,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 1,817 | $156,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 1,244 | $155,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 3,438 | $155,000 | thousands by filing date | |
| USA TODAY CO INC | 36472T109 | COM | 24,320 | $155,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E107 | EQUAL WEGT 0-30 | 4,488 | $155,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 656 | $153,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 1,000 | $153,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 1,209 | $152,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 478 | $151,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 572 | $151,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 12,762 | $150,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 1,093 | $149,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 1,290 | $147,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 1,208 | $146,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 3,400 | $146,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 6,410 | $146,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 12,870 | $146,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 2,455 | $146,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 1,467 | $146,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 1,785 | $145,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 867 | $145,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 2,466 | $145,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 6,966 | $144,000 | thousands by filing date | |
| EVENTBRITE INC | 29975E109 | COM CL A | 7,150 | $144,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 15,227 | $142,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 2,398 | $141,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A607 | SOYBEAN FD | 8,836 | $140,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 8,431 | $140,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 9,445 | $140,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 2,576 | $138,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 2,561 | $138,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 10,375 | $138,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 10,713 | $137,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 1,170 | $137,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 2,137 | $136,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 3,056 | $136,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 1,557 | $135,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 1,464 | $135,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 3,154 | $134,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 2,310 | $134,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 602 | $133,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 2,584 | $133,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 4,157 | $132,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 1,570 | $131,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 2,428 | $130,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 2,697 | $130,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 2,232 | $129,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 846 | $129,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 2,630 | $128,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 4,350 | $128,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 1,375 | $127,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 1,119 | $127,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 3,118 | $127,000 | thousands by filing date | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 642 | $127,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742A669 | IPATH SHILR CAPE | 850 | $127,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 1,260 | $126,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 4,477 | $126,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 2,332 | $124,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 875 | $124,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 2,038 | $123,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 12,267 | $123,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 1,223 | $122,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 1,430 | $121,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 760 | $121,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 7,207 | $120,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 5,057 | $120,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 3,296 | $118,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 755 | $118,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 2,156 | $118,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 11,069 | $118,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 4,901 | $114,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 1,137 | $114,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 4,219 | $114,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 1,005 | $113,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 2,203 | $112,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 412 | $112,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 1,320 | $112,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 987 | $112,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 5,586 | $112,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P863 | CALIF MUN INCM | 2,100 | $112,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 529 | $111,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 10,000 | $111,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 5,047 | $111,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 9,605 | $111,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 6,764 | $111,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 8,000 | $110,000 | thousands by filing date | call |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 867 | $110,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 26,244 | $110,000 | thousands by filing date | |
| PINTEREST INC CL A | 72352L106 | Stock | 5,858 | $109,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 2,184 | $109,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 1,075 | $109,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 1,621 | $109,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 1,827 | $108,000 | thousands by filing date | |
| GEN DIGITAL INC COM | 668771108 | Stock | 4,218 | $108,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 875 | $108,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 3,274 | $108,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 708 | $107,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 3,530 | $107,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 10,789 | $106,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V746 | LARGE CAP GROWTH | 2,064 | $106,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 5,450 | $106,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 1,056 | $105,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 1,970 | $105,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 750 | $104,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 1,721 | $103,000 | thousands by filing date | |
| ISHARES TR | 46434V787 | YLD OPTIM BD | 4,013 | $103,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 1,670 | $102,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 1,088 | $102,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E156 | S&P SMLCP FINL | 1,795 | $101,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 84 | $100,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 1,355 | $100,000 | thousands by filing date | |
| SUTTER ROCK CAP CORP | 86944Q100 | COM | 14,700 | $96,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 40,550 | $85,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 23,000 | $78,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 10,644 | $76,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 50,000 | $53,000 | thousands by filing date | principal |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 50,000 | $51,000 | thousands by filing date | principal |
| AEGON N V | 007924103 | NY REGISTRY SHS | 10,663 | $48,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 15,263 | $44,000 | thousands by filing date | |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 32,100 | $41,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 10,000 | $21,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 19,259 | $16,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 17,739 | $9,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 25,006 | $9,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000891943-20-000001 | this filing | 2020-02-12 | acceptance time not in the bulk data set |