13F-HR filed by CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC. filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-12, with 447 holding rows worth $638,799,000.
- Accession
- 0000891943-19-000006
- Filer
- CIK 891943
- Filed
- 2019-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 448 entries on the cover page, a total value of $638,799,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $638,799,000 with VALUE read as thousands by filing date, 13F file number 028-18315. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 158,206 | $16,094,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 956,910 | $13,837,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 850,779 | $13,340,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 235,756 | $12,059,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 869,895 | $11,935,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 99,722 | $11,892,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 823,125 | $11,005,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 234,314 | $10,928,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 32,233 | $8,787,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 29,171 | $8,657,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q886 | COM | 576,358 | $8,519,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 37,717 | $8,448,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E669 | GLOBAL EX US HGH | 336,677 | $7,713,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 104,292 | $7,692,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 1,390,711 | $7,204,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 198,863 | $6,934,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 82,135 | $6,614,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 67,836 | $6,268,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 53,421 | $6,215,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 22,546 | $6,069,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 448,557 | $5,652,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 158,102 | $5,638,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 86,130 | $5,576,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 246,510 | $5,364,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 107,010 | $5,073,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 125,924 | $5,070,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 440,813 | $4,858,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 13,608 | $4,797,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 82,752 | $4,791,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 32,331 | $4,611,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 48,547 | $4,600,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 140,152 | $4,350,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 55,793 | $4,331,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 375,771 | $4,269,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 2,364 | $4,104,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 99,826 | $4,024,000 | thousands by filing date | |
| SHARPSPRING INC | 820054104 | COM | 413,970 | $4,016,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 172,932 | $3,979,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 27,249 | $3,899,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 64,897 | $3,777,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 87,275 | $3,670,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 73,491 | $3,603,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 18,783 | $3,596,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 71,033 | $3,582,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 89,543 | $3,570,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 48,204 | $3,532,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 25,845 | $3,480,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 160,762 | $3,357,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 81,220 | $3,332,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 50,604 | $3,244,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 16,149 | $3,049,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 20,734 | $2,978,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 67,719 | $2,926,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 24,405 | $2,872,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 16,062 | $2,860,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 20,422 | $2,839,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 74,866 | $2,810,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 16,198 | $2,786,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 20,878 | $2,770,000 | thousands by filing date | |
| J P MORGAN EXCHANGE-TRADED F | 46641Q100 | DIV RTN GLB EQ | 46,241 | $2,740,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 124,309 | $2,721,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 19,259 | $2,674,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 140,709 | $2,622,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 23,290 | $2,600,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 21,524 | $2,553,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 61,150 | $2,512,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 19,622 | $2,488,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 22,547 | $2,479,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 27,513 | $2,462,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 27,728 | $2,460,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 6,442 | $2,451,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 14,604 | $2,428,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 23,625 | $2,426,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 62,679 | $2,381,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 59,558 | $2,349,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 103,553 | $2,339,000 | thousands by filing date | |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 77,013 | $2,286,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 16,881 | $2,200,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 54,086 | $2,137,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 56,257 | $2,129,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 158,030 | $2,062,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 51,907 | $2,042,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 10,539 | $2,027,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,629 | $1,989,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 66,379 | $1,950,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 30,873 | $1,947,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505301 | YLD SHS HGH INC | 108,435 | $1,930,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 165,885 | $1,928,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 65,597 | $1,912,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 44,431 | $1,905,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 7,701 | $1,904,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 23,214 | $1,891,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 30,073 | $1,847,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 50,150 | $1,785,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 38,469 | $1,759,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 9,688 | $1,745,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 8,186 | $1,703,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 5,643 | $1,684,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 34,128 | $1,667,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 7,692 | $1,658,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 20,905 | $1,627,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 147,911 | $1,611,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 54,146 | $1,605,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 13,312 | $1,592,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 17,623 | $1,551,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W380 | INTRST RATE HDGE | 32,318 | $1,545,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B479 | IQ ENCH COR PL | 76,323 | $1,503,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 185,886 | $1,470,000 | thousands by filing date | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 13,508 | $1,469,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 17,933 | $1,449,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 158,185 | $1,446,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 27,452 | $1,427,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 48,418 | $1,404,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 43,930 | $1,404,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 15,903 | $1,386,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 27,422 | $1,382,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 5,078 | $1,379,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 38,006 | $1,366,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 14,551 | $1,357,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 54,437 | $1,333,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 21,993 | $1,328,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 44,843 | $1,308,000 | thousands by filing date | |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 24,255 | $1,277,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 12,491 | $1,273,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 22,424 | $1,268,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E107 | EQUAL WEGT 0-30 | 35,559 | $1,265,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 9,730 | $1,259,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 8,166 | $1,257,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 15,486 | $1,255,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 38,173 | $1,223,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 7,231 | $1,213,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 7,214 | $1,209,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 17,019 | $1,202,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 14,188 | $1,198,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 4,455 | $1,192,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 100,814 | $1,187,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G656 | S&P ULTRA DIVIDE | 31,383 | $1,183,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 12,497 | $1,171,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 6,469 | $1,165,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 14,874 | $1,160,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 82,802 | $1,139,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 33,377 | $1,120,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 16,355 | $1,107,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 21,791 | $1,105,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 5,183 | $1,096,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 898 | $1,095,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 12,332 | $1,090,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V266 | S&P500 PUR GWT | 9,195 | $1,089,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 7,628 | $1,078,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 17,362 | $1,072,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 8,909 | $1,067,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 109,121 | $1,067,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 711 | $1,066,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 51,258 | $1,056,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 690 | $1,051,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 30,217 | $1,024,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2020 CORP | 46138J502 | BULSHS 2020 CB | 48,085 | $1,024,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 72,777 | $1,016,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 25,896 | $1,014,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 5,565 | $1,013,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 55,684 | $1,010,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 17,075 | $1,005,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 5,862 | $992,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 6,132 | $981,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 43,727 | $978,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 36,915 | $969,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 9,268 | $969,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 116,380 | $967,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 73,538 | $964,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 55,413 | $963,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 13,574 | $963,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 17,516 | $960,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 6,567 | $959,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 10,105 | $955,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 108,111 | $941,000 | thousands by filing date | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 15,827 | $940,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 6,250 | $939,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 24,874 | $931,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 18,835 | $927,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 4,255 | $925,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 6,100 | $915,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 3,173 | $914,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 21,422 | $914,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 22,126 | $905,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 38,241 | $904,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 17,942 | $903,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 13,536 | $879,000 | thousands by filing date | |
| IJH | 464287507 | COM | 4,406 | $851,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 28,181 | $845,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 9,744 | $841,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 17,433 | $831,000 | thousands by filing date | |
| ISHARES FALLEN ANGELS USD BOND ETF | 46435G474 | ETF | 31,021 | $830,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 18,990 | $827,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 22,606 | $821,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 15,811 | $815,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 5,194 | $813,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 13,117 | $801,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 13,106 | $799,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 85,663 | $798,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 34,609 | $795,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 11,280 | $790,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 3,760 | $779,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 8,647 | $779,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 25,336 | $779,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 15,614 | $771,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 12,699 | $771,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 6,400 | $771,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 11,146 | $768,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 6,160 | $750,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 7,309 | $739,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 145,865 | $738,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E727 | RAFI EMRGNG MRKT | 36,539 | $734,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 40,203 | $731,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 3,123 | $725,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 4,431 | $718,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 4,296 | $718,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 53,311 | $716,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 53,660 | $712,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 3,342 | $708,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 5,596 | $707,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 97,938 | $697,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 25,814 | $689,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 6,423 | $685,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 16,494 | $676,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 13,425 | $676,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 5,842 | $672,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 7,732 | $670,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 10,264 | $669,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 2,696 | $661,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 5,401 | $652,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 11,921 | $649,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 1,179 | $648,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 32,847 | $642,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 2,984 | $641,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 14,773 | $639,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 4,277 | $635,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 46,736 | $634,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 7,013 | $622,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 52,014 | $619,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 11,172 | $618,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 7,098 | $617,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 49,408 | $617,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 53,323 | $609,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 2,546 | $593,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 11,112 | $593,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A101 | CMN | 6,162 | $590,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 11,360 | $585,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 70,383 | $579,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 8,451 | $563,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 4,275 | $545,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 6,007 | $540,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 5,319 | $533,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 26,627 | $530,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 33,551 | $529,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 1,671 | $525,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 19,991 | $522,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 4,574 | $518,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 5,203 | $517,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 9,610 | $509,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 3,931 | $507,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 76,512 | $504,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 7,476 | $503,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 1,379 | $502,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 3,575 | $501,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 13,175 | $501,000 | thousands by filing date | |
| VTI | 922908769 | COM | 3,306 | $499,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 35,166 | $496,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 3,597 | $493,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 9,056 | $489,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 4,113 | $488,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 3,150 | $488,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 7,680 | $487,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 17,348 | $485,000 | thousands by filing date | |
| WW INTL INC | 98262P101 | COM | 12,824 | $485,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 3,018 | $482,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 12,606 | $482,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 6,262 | $475,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 40,097 | $474,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 1,211 | $472,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 51,195 | $468,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 4,996 | $467,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 8,839 | $464,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 7,510 | $460,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 7,722 | $460,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 14,022 | $456,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 29,531 | $456,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 3,887 | $452,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 12,059 | $451,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 16,078 | $450,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 35,005 | $448,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 2,926 | $443,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 4,492 | $442,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 13,240 | $442,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 1,796 | $436,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 19,635 | $436,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 26,320 | $433,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 17,185 | $429,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 14,588 | $428,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 4,084 | $423,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 28,554 | $418,000 | thousands by filing date | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 26,300 | $415,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 3,273 | $413,000 | thousands by filing date | |
| CARLYLE CREDIT INCOME FUND | 92535C104 | SHS BEN INT | 38,612 | $412,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 8,275 | $407,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 27,815 | $406,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 25,446 | $405,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 17,335 | $405,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 5,762 | $398,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 9,607 | $393,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 3,464 | $391,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 3,114 | $387,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 3,399 | $386,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 23,660 | $381,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 6,805 | $377,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 3,441 | $375,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 7,467 | $373,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 10,204 | $366,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 21,351 | $366,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 2,072 | $361,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 17,176 | $360,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 7,129 | $358,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 1,731 | $353,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 5,406 | $347,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 4,073 | $342,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y483 | NASDAQ 100 COVER | 15,086 | $341,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 18,750 | $336,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 14,777 | $334,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 18,320 | $332,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 3,612 | $330,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 4,986 | $325,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 4,569 | $324,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 1,810 | $323,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 8,269 | $322,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 8,265 | $322,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 5,300 | $321,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 35,806 | $320,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 7,656 | $320,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 2,208 | $319,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 2,193 | $319,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 2,781 | $315,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 16,360 | $313,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 949 | $311,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 2,993 | $310,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 36,342 | $303,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 9,672 | $303,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 3,947 | $300,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 30,407 | $300,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 12,092 | $299,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 1,535 | $297,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 3,205 | $294,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 1,797 | $290,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 2,118 | $289,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 1,923 | $285,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 16,533 | $279,000 | thousands by filing date | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 10,675 | $275,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 5,013 | $274,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 20,343 | $272,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 2,150 | $269,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 2,475 | $265,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 2,192 | $264,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 8,779 | $264,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 14,554 | $264,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 3,734 | $259,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 5,094 | $257,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 2,367 | $256,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 1,155 | $255,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 1,866 | $255,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 5,494 | $254,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 13,302 | $253,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 3,465 | $252,000 | thousands by filing date | |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 8,083 | $248,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 15,075 | $247,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 3,590 | $247,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 17,620 | $245,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 2,268 | $242,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 6,169 | $242,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 2,559 | $240,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 8,078 | $240,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 4,809 | $238,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 9,035 | $238,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 1,669 | $237,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 4,259 | $237,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 2,367 | $236,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 4,549 | $235,000 | thousands by filing date | |
| iShares International Equity Factor ETF | 46434V274 | SHS | 9,192 | $234,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 2,482 | $234,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 3,932 | $233,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 2,480 | $232,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 8,151 | $232,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 4,565 | $231,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 9,025 | $231,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 4,413 | $231,000 | thousands by filing date | |
| INVESCO S&P 500 TOP 50 ETF | 46137V233 | ETF | 1,055 | $224,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 3,323 | $223,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 1,516 | $221,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 2,876 | $221,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 10,668 | $221,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 3,152 | $220,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 2,147 | $220,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 4,136 | $220,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 2,996 | $220,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 5,888 | $219,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 2,277 | $218,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 22,463 | $217,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 2,812 | $216,000 | thousands by filing date | |
| COUSINSPPTYSINC | 222795502 | STOK | 5,691 | $214,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 15,150 | $214,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 6,889 | $213,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 10,953 | $212,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 3,830 | $211,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 2,052 | $210,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y707 | RENEWABLE ENERGY | 15,214 | $210,000 | thousands by filing date | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 3,251 | $209,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 926 | $208,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 3,944 | $208,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 2,703 | $206,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 1,242 | $204,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R705 | ST STR 1500MOM | 1,572 | $204,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 5,760 | $203,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 4,451 | $201,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 13,392 | $201,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 48,950 | $195,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 39,050 | $184,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E127 | REIT ETF | 11,580 | $174,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 10,342 | $169,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 10,929 | $164,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 17,729 | $162,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 18,270 | $161,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 12,635 | $158,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 12,488 | $147,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 10,000 | $145,000 | thousands by filing date | |
| SUTTER ROCK CAP CORP | 86944Q100 | COM | 21,750 | $136,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 14,375 | $133,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92837G100 | COM | 11,105 | $125,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 11,069 | $122,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 12,267 | $121,000 | thousands by filing date | |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 46,700 | $69,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 14,782 | $59,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 10,000 | $56,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 15,263 | $56,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 50,000 | $53,000 | thousands by filing date | principal |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 50,000 | $51,000 | thousands by filing date | principal |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 18,000 | $39,000 | thousands by filing date | |
| MOLECULIN BIOTECH INC | 60855D101 | COM | 10,000 | $11,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 17,739 | $7,000 | thousands by filing date | |
| NANO DIMENSION LTD | 63008G104 | SPONS ADR | 17,500 | $7,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 17,506 | $5,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000891943-19-000006 | this filing | 2019-11-12 | acceptance time not in the bulk data set |