13F-HR filed by CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC. filed this 13F-HR for the quarter ended 2019-06-30, filed 2019-08-15, with 597 holding rows worth $634,987,000.
- Accession
- 0000891943-19-000004
- Filer
- CIK 891943
- Filed
- 2019-08-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A holdings report, 597 entries on the cover page, a total value of $634,987,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $634,987,000 with VALUE read as thousands by filing date, 13F file number 028-18315. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NUVEEN | 67072C105 | EXCHANGE TRADED | 15,029 | $143,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 2,890 | $142,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 1,332 | $142,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 4,576 | $141,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 911 | $140,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 3,605 | $138,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 4,202 | $137,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 1,368 | $137,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y483 | NASDAQ 100 COVER | 5,921 | $135,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 6,836 | $134,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 2,500 | $133,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 3,400 | $133,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 3,410 | $132,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 1,530 | $131,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 1,506 | $129,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 2,525 | $129,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 8,359 | $129,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 1,178 | $128,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 2,495 | $128,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 1,325 | $128,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 560 | $127,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 1,338 | $127,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P608 | RIVRFRNT DYN DEV | 2,236 | $127,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 649 | $126,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 746 | $124,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 8,300 | $124,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 2,232 | $123,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 3,231 | $123,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 49,900 | $123,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 2,880 | $122,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 2,772 | $122,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 2,636 | $122,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 13,006 | $122,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 2,214 | $121,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108102 | CMN | 2,420 | $119,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 921 | $118,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 1,000 | $118,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92837G100 | COM | 11,105 | $118,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 1,988 | $117,000 | thousands by filing date | |
| DASAN ZHONE SOLUTIONS INC | 23305L206 | COM NEW | 9,042 | $117,000 | thousands by filing date | |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 2,309 | $116,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 1,305 | $116,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 11,069 | $116,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 2,038 | $115,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 453 | $114,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 5,043 | $114,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 851 | $113,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 374 | $112,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 7,072 | $112,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 5,462 | $112,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 760 | $111,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 3,733 | $110,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 19,744 | $110,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 2,479 | $110,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 19,200 | $110,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 3,474 | $109,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW NPV | 84860W300 | COM NEW | 2,562 | $109,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 2,038 | $108,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 650 | $108,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 385 | $107,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 932 | $107,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 1,270 | $106,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 1,212 | $106,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 3,260 | $106,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 4,641 | $105,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P309 | ST STR MARKE ETF | 2,054 | $105,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 671 | $104,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 1,570 | $104,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 6,445 | $104,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 6,424 | $104,000 | thousands by filing date | |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 47,700 | $104,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 5,000 | $104,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 940 | $103,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 8,305 | $103,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 438 | $102,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 506 | $102,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 2,124 | $102,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 386 | $101,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 1,032 | $101,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H300 | JP MRGAN EM LOC | 2,901 | $101,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 340 | $100,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 16,300 | $98,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 18,531 | $97,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 10,000 | $87,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 16,563 | $69,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 14,782 | $68,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 50,000 | $51,000 | thousands by filing date | principal |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 50,000 | $50,000 | thousands by filing date | principal |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 18,000 | $48,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 16,667 | $34,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAA4 | NOTE 1.75012/1 | 20,000 | $23,000 | thousands by filing date | principal |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 10,000 | $11,000 | thousands by filing date | principal |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 10,000 | $10,000 | thousands by filing date | principal |
| TASEKO MINES LTD COM | 876511106 | Stock | 17,739 | $9,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 15,006 | $8,000 | thousands by filing date | |
| NANO DIMENSION LTD | 63008G104 | SPONS ADR | 15,000 | $7,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD RT | 231647124 | RIGHT 07/18/2019 | 21,296 | $4,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000891943-19-000004 | this filing | 2019-08-15 | acceptance time not in the bulk data set |