13F-HR filed by CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC. filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-05-13, with 552 holding rows worth $585,024,000.
- Accession
- 0000891943-19-000002
- Filer
- CIK 891943
- Filed
- 2019-05-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A holdings report, 552 entries on the cover page, a total value of $585,024,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $585,024,000 with VALUE read as thousands by filing date, 13F file number 028-18315. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 2,192 | $117,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 1,463 | $117,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 656 | $117,000 | thousands by filing date | |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 2,309 | $116,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 464 | $116,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 2,150 | $116,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 2,469 | $115,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 11,069 | $115,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 3,919 | $114,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 408 | $114,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 1,400 | $114,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 2,140 | $113,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 2,625 | $113,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92837G100 | COM | 11,105 | $112,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 5,349 | $111,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 19,644 | $111,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 2,038 | $110,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 12,167 | $110,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 400 | $109,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 4,520 | $108,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 671 | $107,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 750 | $107,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 7,072 | $107,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 760 | $107,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 4,547 | $107,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 913 | $106,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 1,212 | $105,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 8,471 | $105,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 438 | $104,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 1,052 | $103,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 3,260 | $103,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 2,550 | $102,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 1,204 | $102,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 6,445 | $102,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 2,063 | $102,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P309 | ST STR MARKE ETF | 2,054 | $102,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 385 | $101,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 3,348 | $101,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 3,530 | $101,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 5,000 | $101,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 3,050 | $100,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 18,000 | $86,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 16,129 | $82,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 10,000 | $80,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 14,782 | $68,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 50,000 | $50,000 | thousands by filing date | principal |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 50,000 | $49,000 | thousands by filing date | principal |
| SENSEONICS HLDGS INC | 81727U105 | COM | 16,667 | $41,000 | thousands by filing date | |
| NAVISTAR INTL CORP NEW | 63934EAS7 | NOTE 4.750 4/1 | 15,000 | $15,000 | thousands by filing date | principal |
| TASEKO MINES LTD COM | 876511106 | Stock | 17,739 | $10,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 10,006 | $10,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 12,000 | $7,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000891943-19-000002 | this filing | 2019-05-13 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000891943-19-000003 | base | 2019-07-01 | acceptance time not in the bulk data set |