13F-HR filed by CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC. filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-07, with 456 holding rows worth $426,267,000.
- Accession
- 0000891943-18-000005
- Filer
- CIK 891943
- Filed
- 2018-05-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A holdings report, 456 entries on the cover page, a total value of $426,267,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $426,267,000 with VALUE read as thousands by filing date, 13F file number 028-18315. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 668,401 | $10,995,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 257,709 | $9,726,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 250,183 | $9,232,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 888,837 | $7,555,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P608 | RIVRFRNT DYN DEV | 102,970 | $6,580,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 38,767 | $6,504,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 184,099 | $6,484,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 24,087 | $6,339,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 103,473 | $6,043,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 57,023 | $6,040,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 72,106 | $5,170,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 40,926 | $4,932,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 99,678 | $4,812,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 47,319 | $4,793,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 41,406 | $4,619,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 161,934 | $4,571,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 133,111 | $4,560,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 95,578 | $4,490,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 162,410 | $4,478,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 67,196 | $4,396,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 17,672 | $4,266,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 26,117 | $4,173,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 12,097 | $4,134,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 88,006 | $4,134,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 77,273 | $4,027,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 28,321 | $4,018,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 21,978 | $3,944,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 47,630 | $3,940,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 129,093 | $3,859,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 49,705 | $3,693,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 74,268 | $3,574,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 122,172 | $3,488,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 14,099 | $3,413,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 32,605 | $3,311,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 14,481 | $3,149,000 | thousands by filing date | |
| MTGE INVT CORP COM | 55378A105 | REIT | 175,042 | $3,133,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 120,572 | $3,024,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 125,854 | $3,008,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 34,456 | $2,888,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 390,604 | $2,773,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 43,657 | $2,700,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,843 | $2,667,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 12,920 | $2,640,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 18,822 | $2,637,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 37,180 | $2,583,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 23,136 | $2,544,000 | thousands by filing date | |
| COLONY NORTHSTAR CR REAL EST | 19626A101 | COM CL A | 127,324 | $2,413,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 92,349 | $2,247,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 50,605 | $2,239,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 53,532 | $2,142,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 123,233 | $2,120,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 16,354 | $2,072,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 71,978 | $2,029,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 23,202 | $2,016,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 7,943 | $2,001,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 32,600 | $1,969,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 15,970 | $1,947,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B479 | IQ ENCH COR PL | 100,604 | $1,940,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 7,237 | $1,921,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 22,973 | $1,836,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 11,131 | $1,824,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 48,191 | $1,810,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 60,067 | $1,801,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 61,948 | $1,779,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 12,090 | $1,776,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 145,185 | $1,757,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 188,754 | $1,733,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 43,998 | $1,702,000 | thousands by filing date | |
| J P MORGAN EXCHANGE-TRADED F | 46641Q100 | DIV RTN GLB EQ | 27,448 | $1,694,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 13,923 | $1,588,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 13,225 | $1,582,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 31,572 | $1,556,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 4,561 | $1,496,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 71,181 | $1,491,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 20,031 | $1,464,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 15,848 | $1,447,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 13,700 | $1,414,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 59,539 | $1,375,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 13,317 | $1,356,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 15,391 | $1,318,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 36,415 | $1,302,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 9,925 | $1,286,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 38,385 | $1,286,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 16,889 | $1,286,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 14,578 | $1,279,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 6,276 | $1,275,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 20,677 | $1,260,000 | thousands by filing date | |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 42,572 | $1,247,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 123,630 | $1,242,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 15,771 | $1,237,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,190 | $1,234,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 49,125 | $1,202,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 8,040 | $1,185,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 44,952 | $1,185,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 77,641 | $1,179,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 13,756 | $1,167,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 16,816 | $1,163,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 6,241 | $1,145,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 7,242 | $1,133,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 13,733 | $1,133,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 12,699 | $1,127,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 16,016 | $1,080,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 10,954 | $1,075,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 6,697 | $1,072,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 5,366 | $1,070,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 35,291 | $1,041,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 6,745 | $1,035,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 15,420 | $1,026,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 34,010 | $1,003,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 6,897 | $997,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 8,665 | $996,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 41,437 | $994,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 5,786 | $989,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 5,487 | $978,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 19,190 | $970,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 7,310 | $967,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 30,505 | $937,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 8,343 | $936,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 8,408 | $935,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 8,513 | $935,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 8,853 | $923,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 17,704 | $909,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 119,250 | $899,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 26,091 | $890,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 5,200 | $875,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 15,047 | $857,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 8,231 | $832,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 17,761 | $822,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 3,958 | $809,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 15,313 | $806,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 14,909 | $804,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 81,647 | $802,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P309 | ST STR MARKE ETF | 16,159 | $799,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 10,180 | $798,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 15,098 | $791,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 10,318 | $790,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 10,565 | $788,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 6,137 | $787,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 21,823 | $778,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 11,517 | $777,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 22,429 | $766,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 93,280 | $741,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 24,880 | $740,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 9,867 | $727,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 11,087 | $724,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 42,271 | $715,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 12,638 | $704,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 10,684 | $704,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 100,680 | $701,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 3,989 | $699,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 2,705 | $697,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 7,498 | $693,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 19,764 | $692,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 534 | $689,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 14,059 | $683,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 11,065 | $682,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 11,929 | $677,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 9,119 | $675,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 651 | $672,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 38,810 | $671,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 6,624 | $666,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 3,952 | $665,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 7,066 | $659,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 4,719 | $659,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 30,189 | $657,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 10,357 | $645,000 | thousands by filing date | |
| IJH | 464287507 | COM | 3,389 | $636,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 40,386 | $636,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 46,866 | $632,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 11,935 | $621,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 14,244 | $619,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 5,145 | $606,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 3,920 | $605,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 3,903 | $599,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 5,997 | $598,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 11,298 | $588,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 5,203 | $588,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 1,991 | $588,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 5,841 | $587,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 9,108 | $580,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q710 | GLBL ST HI YLD | 24,477 | $578,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 3,750 | $567,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 4,495 | $565,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 47,485 | $565,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 7,082 | $561,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 3,491 | $554,000 | thousands by filing date | |
| VTI | 922908769 | COM | 4,037 | $548,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 18,125 | $541,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 11,731 | $535,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 2,685 | $532,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 14,553 | $531,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 9,254 | $530,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 7,458 | $520,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 2,849 | $519,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 15,040 | $515,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 9,432 | $510,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 3,753 | $505,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 5,947 | $503,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 6,579 | $497,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 3,374 | $489,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 13,322 | $488,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 3,541 | $482,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 1,227 | $481,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 5,867 | $478,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 2,055 | $478,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 3,676 | $474,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 2,158 | $462,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 6,738 | $462,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 1,362 | $461,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 2,805 | $460,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 9,579 | $458,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 9,631 | $455,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 9,233 | $453,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 55,091 | $447,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 5,268 | $443,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 2,975 | $439,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 17,900 | $438,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 7,483 | $433,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 23,359 | $432,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 5,653 | $426,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 1,932 | $424,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 2,724 | $418,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 2,974 | $414,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 2,583 | $407,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 6,109 | $406,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 10,640 | $402,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 55,324 | $401,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 9,561 | $399,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 1,700 | $387,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 16,723 | $383,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 3,865 | $375,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 3,757 | $372,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 6,677 | $367,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 6,962 | $363,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 3,553 | $363,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 11,742 | $362,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 13,212 | $362,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 26,085 | $359,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 4,560 | $357,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 1,626 | $355,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 4,212 | $352,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 3,141 | $351,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 2,011 | $350,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 3,907 | $348,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 1,830 | $345,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 1,596 | $345,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 23,619 | $345,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 3,288 | $344,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 3,146 | $336,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 1,447 | $335,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 2,456 | $334,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 7,859 | $327,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 5,095 | $322,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 7,136 | $319,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 7,230 | $314,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 4,984 | $313,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 4,508 | $313,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 6,262 | $312,000 | thousands by filing date | |
| iShares International Equity Factor ETF | 46434V274 | SHS | 10,732 | $310,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 1,861 | $304,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 5,044 | $302,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 7,633 | $302,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 4,405 | $300,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 8,272 | $297,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 5,735 | $295,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 1,930 | $291,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 6,910 | $291,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 14,792 | $289,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 2,685 | $288,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 1,362 | $281,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 17,500 | $280,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 23,160 | $279,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 5,029 | $275,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 30,097 | $274,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 6,683 | $274,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 3,531 | $272,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 2,100 | $272,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C302 | S&P SMALLCAP 600 | 3,942 | $267,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 3,302 | $257,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 2,138 | $257,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 3,845 | $256,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 7,193 | $255,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 5,911 | $254,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 8,098 | $254,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 13,016 | $254,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 2,650 | $252,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 14,787 | $252,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 2,611 | $251,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 6,253 | $251,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 1,633 | $248,000 | thousands by filing date | |
| ISHARES FALLEN ANGELS USD BOND ETF | 46435G474 | ETF | 9,295 | $248,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 2,516 | $246,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 6,076 | $246,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 10,146 | $245,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 3,899 | $243,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 2,071 | $242,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 1,404 | $239,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 3,338 | $239,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 3,055 | $236,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 25,725 | $232,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 3,193 | $229,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 4,442 | $229,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 12,036 | $229,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 19,655 | $227,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 21,811 | $227,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 2,053 | $226,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 539 | $223,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 1,441 | $223,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 1,622 | $222,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 4,627 | $222,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 3,475 | $221,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 2,980 | $221,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 3,198 | $219,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 1,918 | $218,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 812 | $216,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 2,166 | $216,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 18,410 | $216,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 3,093 | $214,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 4,046 | $214,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 34,350 | $214,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 13,735 | $212,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 1,909 | $208,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 2,096 | $208,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 8,481 | $204,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 1,622 | $200,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 4,207 | $200,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 3,584 | $199,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 1,495 | $199,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 2,218 | $198,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 1,352 | $197,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 4,195 | $195,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 2,344 | $192,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 11,185 | $191,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 1,485 | $187,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 1,904 | $186,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 7,169 | $184,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 6,688 | $183,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 5,727 | $183,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 11,247 | $180,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 1,800 | $179,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 7,201 | $178,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 2,290 | $177,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 2,432 | $177,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 1,617 | $176,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 3,377 | $175,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 4,343 | $175,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 965 | $174,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 15,395 | $173,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 3,442 | $170,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 3,754 | $169,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 1,291 | $169,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 2,826 | $169,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 8,870 | $164,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 2,722 | $162,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 3,337 | $161,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 20,335 | $161,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 2,367 | $160,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 14,373 | $159,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 924 | $157,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 4,025 | $157,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 2,391 | $157,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 649 | $156,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 1,123 | $156,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 1,324 | $155,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 1,616 | $153,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 825 | $153,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 8,986 | $153,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 2,396 | $153,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 5,408 | $150,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 1,616 | $150,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 14,325 | $150,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 2,182 | $147,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 421 | $147,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 935 | $146,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 920 | $146,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 2,386 | $146,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 1,975 | $145,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 3,325 | $145,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 4,120 | $145,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 1,320 | $145,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 4,676 | $145,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 26,050 | $142,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 2,565 | $141,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 2,501 | $139,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 2,420 | $138,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 4,172 | $138,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 2,631 | $138,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 1,848 | $136,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 3,599 | $136,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 2,384 | $136,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 2,296 | $134,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 8,877 | $134,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 8,242 | $134,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 1,415 | $134,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 2,143 | $133,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 5,697 | $133,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 1,583 | $132,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 2,146 | $129,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 2,654 | $128,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 755 | $128,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 2,447 | $126,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 2,407 | $125,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 2,245 | $125,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 10,389 | $124,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 932 | $123,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 2,860 | $120,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 2,015 | $119,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 1,926 | $119,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 3,360 | $119,000 | thousands by filing date | |
| Mkt Vctrs J P Mrgn Em | 92189F494 | COM | 6,053 | $119,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 3,733 | $119,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 840 | $117,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 1,632 | $117,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 1,382 | $117,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 1,055 | $116,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 710 | $115,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 2,811 | $114,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 8,510 | $114,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 407 | $113,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 2,059 | $113,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 2,488 | $112,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 650 | $112,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 8,226 | $112,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 5,618 | $111,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 8,777 | $111,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 2,520 | $110,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 999 | $109,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 2,041 | $109,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 1,118 | $107,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 2,460 | $107,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 2,180 | $107,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 2,323 | $106,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 799 | $106,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 2,007 | $106,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 2,650 | $106,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 500 | $106,000 | thousands by filing date | |
| GUGGENHEIM S&P HIGH INCOME INFRASTRUCTURE ETF | 18383Q721 | ETF | 4,129 | $105,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 1,755 | $104,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 3,585 | $104,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 5,900 | $104,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 1,500 | $104,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 2,730 | $103,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 2,455 | $103,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 6,945 | $103,000 | thousands by filing date | |
| DASAN ZHONE SOLUTIONS INC | 23305L206 | COM NEW | 9,042 | $103,000 | thousands by filing date | |
| MGC | 921910873 | COM | 1,126 | $102,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 1,592 | $100,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 10,110 | $91,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 11,769 | $91,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 25,000 | $58,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 50,000 | $51,000 | thousands by filing date | principal |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 10,000 | $47,000 | thousands by filing date | |
| NXT-ID INC | 67091J206 | COM NEW | 20,125 | $40,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 12,700 | $27,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 17,739 | $20,000 | thousands by filing date | |
| NAVISTAR INTL CORP NEW | 63934EAS7 | NOTE 4.750 4/1 | 15,000 | $15,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000891943-18-000005 | this filing | 2018-05-07 | acceptance time not in the bulk data set |