13F-HR/A filed by Advisors Asset Management, Inc.
Advisors Asset Management, Inc. filed this 13F-HR/A for the quarter ended 2019-12-31, filed 2020-05-20, with 1,556 holding rows worth $5,703,440,000.
- Accession
- 0000891092-20-006779
- Filer
- CIK 1297376
- Filed
- 2020-05-20
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A combination report, amendment of type restatement, 1,556 entries on the cover page, a total value of $5,703,440,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $5,703,440,000 with VALUE read as thousands by filing date, 13F file number 028-12578. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- reports for this filerBAHL & GAYNOR INC028-02825
- reports for this filerVident Investment Advisory, LLC028-16741
- reports for this filerHARTFORD INVESTMENT MANAGEMENT CO028-06652
- reports for this filerPhocas Financial Corp.028-12179
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TILRAY INC | 88688T100 | COM CL 2 | 514 | $9,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 797 | $8,000 | thousands by filing date | |
| KLX ENERGY SERVICS HOLDNGS I | 48253L106 | COM | 1,304 | $8,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 133 | $7,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 2,116 | $7,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 285 | $7,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 52 | $6,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 135 | $6,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 231 | $6,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 297 | $5,000 | thousands by filing date | |
| ETRACS Wells Fargo Busine | 902641588 | ETRAC WELLS BDCI | 229 | $5,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 87 | $4,000 | thousands by filing date | |
| PENNANT GROUP INC | 70805E109 | COM | 115 | $4,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 137 | $4,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 39 | $4,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 47 | $4,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y483 | NASDAQ 100 COVER | 124 | $3,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V399 | S&P500 BUY WRT | 136 | $3,000 | thousands by filing date | |
| High Yield ETF | 30151E814 | HIGH YIELD ETF | 76 | $3,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 18 | $2,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 26 | $2,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 43 | $2,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 56 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 81 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 15 | $2,000 | thousands by filing date | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 56 | $2,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 97 | $2,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 56 | $2,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 76 | $2,000 | thousands by filing date | |
| VANECK VECTORS ETF TRUST | 92189F288 | ENERGY INCOME | 103 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 206 | $2,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 19 | $1,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 26 | $1,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 30 | $1,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 7 | $1,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 10 | $1,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 10 | $1,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 12 | $1,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 6 | $1,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 7 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 31 | $1,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 75 | $1,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 34 | $1,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 18 | $1,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 25 | $1,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 10 | $1,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 17 | $1,000 | thousands by filing date | |
| US Ecology, Inc. | 91734M103 | COM | 22 | $1,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 77 | $1,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 30 | $1,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 9 | $1,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Mallinckrodt Plc | G5785G107 | SHS | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 65 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000891092-20-001783 | superseded | 2020-02-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000891092-20-006779 | this filing | 2020-05-20 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001999371-26-018663 | base | 2026-08-25 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001999371-26-018664 | added | 2026-08-25 | acceptance time not in the bulk data set |