13F-HR filed by HL FINANCIAL SERVICES LLC
HL FINANCIAL SERVICES LLC filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-02-07, with 713 holding rows worth $5,717,007,000.
- Accession
- 0000891092-19-001578
- Filer
- CIK 1430233
- Filed
- 2019-02-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A holdings report, 713 entries on the cover page, a total value of $5,717,007,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $5,717,007,000 with VALUE read as thousands by filing date, 13F file number 028-13165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerJ.J.B. Hilliard, W.L. Lyons, LLC028-13163
- included managerHilliard Lyons Trust Company, LLC028-13162
- included managerHOUCHENS INDUSTRIES INC /KY/028-13166
- included managerHouchens Industries, Inc. Employee Stock Ownership Trust028-13164
- included managerFIRST TRUST ADVISORS LP028-06487
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 10,159 | $481,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 3,054 | $480,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 20,461 | $479,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 6,261 | $479,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 1,436 | $478,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 10,437 | $477,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 7,279 | $469,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 1,253 | $468,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 4,453 | $465,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 15,400 | $465,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 12,119 | $463,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 7,533 | $462,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 7,560 | $462,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 5,715 | $456,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 9,500 | $454,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 23,487 | $449,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 14,914 | $449,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 6,000 | $446,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 16,035 | $445,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 5,449 | $443,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 3,695 | $442,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 17,412 | $442,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 6,531 | $441,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 18,400 | $437,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 2,614 | $433,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 6,491 | $431,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 1,695 | $431,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 27,987 | $430,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 9,786 | $429,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 21,814 | $428,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 2,044 | $428,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 10,724 | $425,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 28,374 | $425,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 3,654 | $424,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 11,828 | $420,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 3,825 | $411,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 30,295 | $410,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 2,818 | $409,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 5,867 | $407,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 8,359 | $402,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 14,000 | $400,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 2,497 | $399,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 6,553 | $399,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 12,400 | $399,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 9,383 | $396,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 7,719 | $394,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 20,197 | $391,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 29,402 | $390,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 5,233 | $389,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 5,617 | $389,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 7,850 | $388,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 1,447 | $386,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 7,374 | $385,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 7,307 | $384,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 39,852 | $383,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 6,722 | $382,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 4,274 | $382,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 14,247 | $382,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 24,262 | $382,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 24,676 | $380,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 6,798 | $379,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 6,194 | $375,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 7,935 | $373,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 10,948 | $373,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 18,184 | $371,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 13,125 | $368,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 4,531 | $366,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 35,869 | $366,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 5,554 | $365,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 1,894 | $360,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 6,160 | $353,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 7,271 | $349,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 8,317 | $348,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 31,811 | $347,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 10,877 | $346,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 5,187 | $343,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 34,650 | $340,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 4,174 | $339,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 5,371 | $337,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 7,942 | $336,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 9,999 | $336,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 18,782 | $334,000 | thousands by filing date | |
| APERGY CORP | 03755L104 | COM | 12,309 | $333,000 | thousands by filing date | |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 4,598 | $333,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 7,516 | $329,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 3,659 | $327,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 3,020 | $323,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 3,698 | $323,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 10,981 | $322,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 17,366 | $322,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 23,109 | $321,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 31,825 | $319,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 9,010 | $317,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 4,250 | $315,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 13,836 | $314,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 8,095 | $313,000 | thousands by filing date | |
| WISDOMTREE FLOATING RATETREASURY FUND | 97717X628 | COM | 12,494 | $313,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 18,100 | $306,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 13,012 | $305,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 25,739 | $304,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 5,695 | $297,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 8,637 | $295,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 14,517 | $293,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 8,767 | $291,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 4,567 | $290,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 3,005 | $288,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 17,965 | $288,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 5,635 | $286,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 5,473 | $285,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 7,502 | $285,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 18,000 | $285,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 3,503 | $285,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 3,104 | $285,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 1,670 | $281,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 1,936 | $279,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 6,245 | $279,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 6,187 | $279,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 11,309 | $278,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 13,380 | $275,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 1,546 | $275,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 4,822 | $275,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 11,200 | $275,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 4,189 | $272,000 | thousands by filing date | |
| WORLDPAY INC | 981558109 | CL A | 3,538 | $270,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 7,187 | $266,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 5,995 | $263,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 1,488 | $258,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 5,530 | $258,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 19,999 | $257,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 1,978 | $256,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 8,018 | $255,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 1,408 | $255,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L108 | SELECT FINL | 12,377 | $254,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 2,297 | $253,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 3,072 | $252,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 3,929 | $252,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 1,602 | $251,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 7,491 | $251,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 11,250 | $251,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 2,914 | $250,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 1,456 | $250,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 4,689 | $250,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 1,948 | $250,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 2,221 | $249,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 24,300 | $247,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 3,703 | $245,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 6,508 | $243,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 2,904 | $242,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 6,737 | $241,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 3,203 | $240,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 2,288 | $239,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 3,986 | $239,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 4,386 | $238,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 3,401 | $233,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 811 | $231,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 5,428 | $231,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 858 | $230,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E727 | RAFI EMRGNG MRKT | 11,545 | $228,000 | thousands by filing date | |
| EVERGY INC COM | 30034W106 | Stock | 4,001 | $227,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 6,470 | $227,000 | thousands by filing date | |
| High Yield ETF | 30151E814 | HIGH YIELD ETF | 6,650 | $224,000 | thousands by filing date | |
| ISHARES TR | 46435G417 | CR 5 10 YR ETF | 4,666 | $224,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 4,552 | $223,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 7,853 | $222,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 10,140 | $222,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 3,680 | $221,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 6,506 | $221,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 1,643 | $221,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 16,444 | $220,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 29,671 | $220,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E420 | CMN | 7,890 | $220,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 6,513 | $219,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 6,683 | $219,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 5,262 | $217,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 7,987 | $216,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 2,288 | $213,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 14,046 | $213,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 1,882 | $212,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 5,090 | $212,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 3,900 | $211,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 4,282 | $210,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V746 | LARGE CAP GROWTH | 5,073 | $210,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 2,466 | $210,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 4,150 | $207,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 1,122 | $206,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 3,128 | $204,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 2,192 | $204,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 2,850 | $203,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 1,853 | $202,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 14,845 | $202,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 10,915 | $201,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 4,865 | $200,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 1,272 | $200,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 15,776 | $194,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 12,385 | $192,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 34,663 | $190,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 12,410 | $174,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 13,702 | $172,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 13,802 | $172,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 15,489 | $155,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 12,117 | $146,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 18,702 | $137,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 13,585 | $133,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 10,652 | $122,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 10,775 | $122,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 10,800 | $114,000 | thousands by filing date | |
| LOOP INDS INC | 543518104 | COM | 10,000 | $78,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 13,965 | $78,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 10,977 | $70,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 10,106 | $56,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 13,100 | $51,000 | thousands by filing date | |
| PAYMENT DATA SYS INC | 70438S202 | COM NEW | 25,000 | $42,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 30,600 | $17,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000891092-19-001578 | this filing | 2019-02-07 | acceptance time not in the bulk data set |