13F-HR filed by HL FINANCIAL SERVICES LLC
HL FINANCIAL SERVICES LLC filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-02, with 687 holding rows worth $5,641,415,000.
- Accession
- 0000891092-18-004119
- Filer
- CIK 1430233
- Filed
- 2018-05-02
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A holdings report, 687 entries on the cover page, a total value of $5,641,415,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $5,641,415,000 with VALUE read as thousands by filing date, 13F file number 028-13165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerJ.J.B. Hilliard, W.L. Lyons, LLC028-13163
- included managerHilliard Lyons Trust Company, LLC028-13162
- included managerHOUCHENS INDUSTRIES INC /KY/028-13166
- included managerHouchens Industries, Inc. Employee Stock Ownership Trust028-13164
- included managerFIRST TRUST ADVISORS LP028-06487
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CITY HOLDING CO | 177835105 | COMMON STOCK | 7,031 | $482,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 11,056 | $481,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 14,392 | $480,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 3,941 | $478,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 18,524 | $477,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 44,000 | $473,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 5,712 | $472,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 2,835 | $462,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 40,886 | $462,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 6,995 | $462,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 6,214 | $458,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 10,114 | $458,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 9,209 | $454,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 7,850 | $446,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 1,975 | $441,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 3,056 | $441,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 1,273 | $438,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 34,280 | $436,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 8,179 | $433,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 8,505 | $427,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 3,825 | $426,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 3,034 | $422,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 14,079 | $421,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 24,676 | $417,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 7,784 | $416,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 26,675 | $415,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 8,600 | $415,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 12,960 | $412,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 1,543 | $411,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 27,200 | $410,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 5,602 | $410,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 17,384 | $409,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 8,209 | $407,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 15,450 | $402,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 4,765 | $401,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 10,148 | $400,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 2,352 | $397,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 3,635 | $396,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 26,329 | $396,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 39,150 | $393,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 19,000 | $389,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 31,175 | $388,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 9,010 | $383,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 5,737 | $374,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 4,000 | $371,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 5,920 | $368,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 35,163 | $367,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 3,200 | $366,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 5,955 | $364,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 5,846 | $362,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 3,813 | $361,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 4,314 | $357,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 2,108 | $355,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 5,765 | $355,000 | thousands by filing date | put |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 8,959 | $355,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 25,615 | $354,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 21,517 | $353,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 9,810 | $351,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 16,206 | $349,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 10,294 | $348,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 2,355 | $347,000 | thousands by filing date | |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 4,269 | $347,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 3,243 | $341,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 8,239 | $338,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 9,721 | $334,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 3,323 | $334,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 4,725 | $334,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 1,174 | $330,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 8,580 | $329,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 4,494 | $328,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 25,050 | $326,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 6,183 | $323,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 3,855 | $320,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 1,664 | $317,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 4,389 | $316,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 8,682 | $316,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 6,248 | $315,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 3,751 | $314,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 14,297 | $313,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 3,593 | $310,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 2,260 | $309,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 9,199 | $307,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 4,187 | $306,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 3,874 | $306,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 4,102 | $300,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 13,037 | $300,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 9,925 | $296,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 37,050 | $294,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 12,015 | $294,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 5,829 | $290,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 18,100 | $290,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 1,885 | $289,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 4,993 | $288,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 5,897 | $287,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 2,439 | $286,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 3,354 | $283,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 5,477 | $283,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 24,389 | $282,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 5,516 | $280,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 5,965 | $280,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 3,051 | $278,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 2,480 | $276,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 13,012 | $276,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 2,328 | $274,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 6,200 | $273,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 2,973 | $271,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 3,224 | $270,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 4,204 | $268,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 10,434 | $266,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 5,784 | $265,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 2,591 | $264,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 6,535 | $264,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P202 | EME MRK BD ETF | 6,185 | $264,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 3,401 | $263,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 10,337 | $263,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 10,426 | $263,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 2,464 | $262,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 5,507 | $262,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 1,643 | $260,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 1,512 | $258,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 24,993 | $258,000 | thousands by filing date | |
| ENERGY TRANSFER PARTNERS LP | 29278N103 | UNIT LTD PRT INT | 15,893 | $258,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 6,951 | $256,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 6,724 | $254,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 4,434 | $254,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 3,749 | $253,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 3,023 | $253,000 | thousands by filing date | |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 4,385 | $251,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 6,441 | $248,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 6,341 | $247,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 7,002 | $245,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 2,864 | $244,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 1,983 | $244,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 9,950 | $242,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 10,000 | $241,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 4,544 | $239,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 1,785 | $237,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 1,480 | $235,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 5,393 | $235,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 2,018 | $235,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 750 | $233,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 1,445 | $233,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 4,165 | $232,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 2,053 | $231,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 6,003 | $231,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 11,152 | $231,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 13,585 | $231,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 1,293 | $228,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 43,500 | $224,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 1,563 | $222,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 21,303 | $221,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 3,540 | $216,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 2,413 | $215,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 4,894 | $214,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 6,506 | $214,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 1,248 | $213,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 4,386 | $213,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 4,483 | $213,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 4,412 | $213,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 4,529 | $210,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 709 | $209,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 11,429 | $209,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 1,429 | $208,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 11,170 | $208,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 1,992 | $208,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 6,325 | $207,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 17,149 | $206,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 3,252 | $205,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 3,291 | $205,000 | thousands by filing date | |
| ABERDEEN GTR CHINA FD INC | 003031101 | COM | 15,131 | $204,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 1,928 | $202,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 7,353 | $201,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 3,152 | $201,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 4,668 | $200,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 33,210 | $199,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 15,750 | $186,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 12,975 | $173,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 12,410 | $170,000 | thousands by filing date | |
| LOOP INDS INC | 543518104 | COM | 10,000 | $145,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 14,098 | $121,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 14,074 | $113,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 23,000 | $94,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 11,800 | $77,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 10,977 | $73,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 16,356 | $65,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 10,000 | $60,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 30,600 | $28,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000891092-18-004119 | this filing | 2018-05-02 | acceptance time not in the bulk data set |