13F-HR filed by HL FINANCIAL SERVICES LLC
HL FINANCIAL SERVICES LLC filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-03, with 675 holding rows worth $5,173,199,000.
- Accession
- 0000891092-17-008024
- Filer
- CIK 1430233
- Filed
- 2017-11-03
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 675 entries on the cover page, a total value of $5,173,199,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $5,173,199,000 with VALUE read as thousands by filing date, 13F file number 028-13165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerJ.J.B. Hilliard, W.L. Lyons, LLC028-13163
- included managerHilliard Lyons Trust Company, LLC028-13162
- included managerHOUCHENS INDUSTRIES INC /KY/028-13166
- included managerHouchens Industries, Inc. Employee Stock Ownership Trust028-13164
- included managerFIRST TRUST ADVISORS LP028-06487
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 6,022 | $465,000 | thousands by filing date | |
| ALBEMARLE CORP | 001265310 | COM | 3,372 | $460,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 9,445 | $454,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 1,326 | $452,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 2,991 | $446,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 17,182 | $443,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 4,759 | $442,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 25,781 | $439,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 7,554 | $438,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 2,942 | $436,000 | thousands by filing date | |
| VANECK INTERNATIONAL HIGH YIEL | 92189F445 | INTERNATIONAL HI | 16,908 | $436,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 8,451 | $435,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 7,358 | $434,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 35,144 | $433,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 8,468 | $430,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 5,892 | $430,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 25,014 | $429,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 7,153 | $425,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 4,993 | $419,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 14,357 | $417,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 6,127 | $412,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 16,467 | $408,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 14,924 | $405,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 11,565 | $405,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 26,489 | $404,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 2,860 | $400,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 8,282 | $396,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 14,499 | $391,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 5,327 | $391,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 9,010 | $391,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 7,544 | $388,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 10,092 | $387,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 5,825 | $384,000 | thousands by filing date | put |
| BARRICK GOLD CORP | 067901108 | COM | 23,715 | $382,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 2,568 | $381,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 6,288 | $380,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 3,552 | $377,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 2,631 | $375,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 4,296 | $373,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 1,504 | $372,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 14,970 | $372,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 6,721 | $371,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 23,000 | $371,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 28,377 | $370,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 7,013 | $364,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 6,066 | $362,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 12,032 | $361,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 7,435 | $360,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 6,292 | $360,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 5,012 | $356,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 3,677 | $356,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 5,385 | $356,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 5,955 | $354,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 8,785 | $352,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 9,575 | $351,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 3,374 | $346,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 5,978 | $345,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 7,585 | $342,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 10,912 | $339,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 8,580 | $334,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 7,310 | $334,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 3,078 | $329,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 6,103 | $329,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 17,950 | $324,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 38,024 | $323,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 2,623 | $322,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 5,976 | $320,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 33,430 | $320,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 1,779 | $318,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 8,300 | $317,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 4,063 | $309,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 4,000 | $307,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 9,438 | $306,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 4,294 | $302,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 2,509 | $301,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 8,290 | $299,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 2,177 | $298,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 34,800 | $298,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 6,359 | $294,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 3,949 | $292,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 10,200 | $288,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 3,421 | $288,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 5,399 | $287,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 10,275 | $286,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 14,955 | $285,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 3,323 | $285,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 4,893 | $284,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 4,963 | $283,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 3,584 | $280,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 5,500 | $279,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 1,853 | $278,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 18,168 | $277,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 5,154 | $276,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 10,337 | $274,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 10,000 | $271,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 7,095 | $268,000 | thousands by filing date | |
| ISHARES TR | 46434VAA8 | IBONDS DEC18 ETF | 10,650 | $268,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 7,024 | $267,000 | thousands by filing date | |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 4,187 | $264,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 3,401 | $263,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 13,483 | $258,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 3,825 | $258,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 3,648 | $257,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 4,078 | $256,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 2,103 | $254,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 4,386 | $251,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 1,726 | $249,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 6,488 | $249,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 6,051 | $248,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 2,328 | $247,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 2,323 | $246,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 4,668 | $245,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 2,831 | $244,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 1,667 | $239,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 3,099 | $239,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 11,951 | $239,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 13,025 | $238,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 1,785 | $238,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 12,959 | $235,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 6,925 | $235,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 3,593 | $235,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 1,383 | $232,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 1,623 | $231,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 1,738 | $231,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 16,413 | $229,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 2,250 | $229,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 2,056 | $229,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 3,534 | $227,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90274D168 | VELOCITYSHS TAIL | 12,499 | $227,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 1,475 | $226,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 8,877 | $226,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P202 | EME MRK BD ETF | 5,174 | $224,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 11,154 | $221,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 4,669 | $221,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 39,870 | $218,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 16,580 | $215,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 590 | $214,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 2,695 | $214,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 4,558 | $214,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 10,343 | $214,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 2,069 | $212,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 3,717 | $212,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 5,581 | $210,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 2,524 | $210,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 10,007 | $210,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 2,816 | $210,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 3,001 | $210,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 4,252 | $209,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 3,219 | $208,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 1,449 | $207,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 2,899 | $207,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 2,671 | $206,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 6,771 | $205,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 1,167 | $204,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 3,261 | $204,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 4,405 | $204,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 4,209 | $201,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 9,100 | $201,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 3,886 | $201,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 3,612 | $200,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 13,450 | $192,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 15,750 | $191,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 13,280 | $190,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 20,120 | $188,000 | thousands by filing date | |
| ABERDEEN GTR CHINA FD INC | 003031101 | COM | 15,131 | $177,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 11,798 | $174,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 14,789 | $172,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 12,410 | $171,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 11,600 | $147,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 14,176 | $135,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 22,292 | $133,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 10,271 | $130,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 11,977 | $90,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 30,525 | $55,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 10,600 | $27,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000891092-17-008024 | this filing | 2017-11-03 | acceptance time not in the bulk data set |