13F-HR filed by HL FINANCIAL SERVICES LLC
HL FINANCIAL SERVICES LLC filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-05-08, with 653 holding rows worth $4,871,662,000.
- Accession
- 0000891092-17-003789
- Filer
- CIK 1430233
- Filed
- 2017-05-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, 653 entries on the cover page, a total value of $4,871,662,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,871,662,000 with VALUE read as thousands by filing date, 13F file number 028-13165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerJ.J.B. Hilliard, W.L. Lyons, LLC028-13163
- included managerHilliard Lyons Trust Company, LLC028-13162
- included managerHOUCHENS INDUSTRIES INC /KY/028-13166
- included managerHouchens Industries, Inc. Employee Stock Ownership Trust028-13164
- included managerFIRST TRUST ADVISORS LP028-06487
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| YUM CHINA HLDGS INC | 98850P109 | COM | 14,876 | $405,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 15,319 | $404,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 13,972 | $403,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 11,972 | $399,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 6,764 | $398,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 28,692 | $397,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 31,420 | $395,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 11,000 | $394,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 25,474 | $387,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 5,857 | $383,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 7,158 | $378,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 3,440 | $376,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 15,195 | $371,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 5,900 | $367,000 | thousands by filing date | put |
| BXP INC COM | 101121101 | REIT | 2,773 | $367,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 2,666 | $363,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 5,944 | $362,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 5,527 | $362,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 8,088 | $359,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 3,899 | $359,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 3,654 | $357,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 6,280 | $353,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 1,468 | $349,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 7,714 | $349,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 7,361 | $348,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 31,100 | $347,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 2,870 | $346,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 23,300 | $344,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 11,804 | $343,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 1,990 | $342,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90274D168 | VELOCITYSHS TAIL | 14,927 | $342,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 2,874 | $339,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 5,381 | $338,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 7,310 | $337,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 2,475 | $336,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 2,588 | $336,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 5,964 | $335,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 4,016 | $333,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 6,266 | $332,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 4,125 | $330,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 9,010 | $329,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 2,718 | $327,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 6,519 | $325,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 4,542 | $325,000 | thousands by filing date | |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 10,700 | $325,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 3,175 | $323,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 2,163 | $322,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 6,516 | $322,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 21,959 | $319,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 8,800 | $317,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 4,274 | $316,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 5,578 | $316,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 3,955 | $315,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 8,429 | $315,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 2,625 | $311,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 8,925 | $306,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 10,549 | $305,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 4,975 | $304,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 12,788 | $303,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 6,780 | $301,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 8,390 | $299,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 1,071 | $298,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 8,580 | $295,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 16,954 | $294,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 5,848 | $294,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 2,085 | $289,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 6,266 | $289,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 10,375 | $289,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 1,779 | $288,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 5,918 | $288,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 9,027 | $286,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 8,993 | $285,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 5,475 | $284,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 7,468 | $282,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 19,193 | $280,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 5,035 | $279,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 4,255 | $278,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 3,268 | $274,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 2,728 | $272,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 33,430 | $272,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 7,447 | $272,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 4,667 | $270,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 7,205 | $270,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 11,622 | $270,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 4,275 | $269,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 17,350 | $269,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 5,293 | $268,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 2,967 | $267,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 17,711 | $267,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 1,525 | $266,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 6,570 | $266,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 1,316 | $263,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 6,500 | $261,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 14,038 | $260,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 14,559 | $260,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 5,775 | $259,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 2,422 | $255,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 1,139 | $251,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 4,257 | $251,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 1,853 | $250,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 6,334 | $250,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 4,184 | $249,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 9,400 | $249,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 3,401 | $248,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 10,000 | $248,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 7,740 | $245,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 2,670 | $244,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 4,876 | $241,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 7,322 | $241,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 2,695 | $240,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 2,123 | $240,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 10,337 | $240,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 6,488 | $239,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 2,904 | $238,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 11,071 | $237,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 4,022 | $236,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 1,571 | $231,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 6,316 | $230,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 2,250 | $229,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 2,396 | $228,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 14,500 | $226,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 1,864 | $225,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 1,837 | $223,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 15,845 | $222,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 6,482 | $221,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 4,558 | $218,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 1,724 | $218,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 16,471 | $218,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 2,905 | $217,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 11,350 | $217,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 25,349 | $213,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 3,329 | $210,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 2,202 | $209,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 2,611 | $208,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 2,351 | $208,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 5,530 | $208,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 2,841 | $207,000 | thousands by filing date | |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 4,146 | $204,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 4,647 | $203,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 2,360 | $200,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 13,950 | $193,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 24,647 | $190,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 13,270 | $184,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 14,635 | $160,000 | thousands by filing date | |
| ABERDEEN GTR CHINA FD INC | 003031101 | COM | 15,131 | $158,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 13,789 | $153,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 16,710 | $124,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 11,176 | $106,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 10,215 | $97,000 | thousands by filing date | |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 33,000 | $83,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 29,868 | $64,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 10,610 | $63,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 25,000 | $36,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000891092-17-003789 | this filing | 2017-05-08 | acceptance time not in the bulk data set |