13F-HR filed by HL FINANCIAL SERVICES LLC
HL FINANCIAL SERVICES LLC filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-01-31, with 658 holding rows worth $4,646,632,000.
- Accession
- 0000891092-17-000724
- Filer
- CIK 1430233
- Filed
- 2017-01-31
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 658 entries on the cover page, a total value of $4,646,632,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,646,632,000 with VALUE read as thousands by filing date, 13F file number 028-13165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerJ.J.B. Hilliard, W.L. Lyons, LLC028-13163
- included managerHilliard Lyons Trust Company, LLC028-13162
- included managerHOUCHENS INDUSTRIES INC /KY/028-13166
- included managerHouchens Industries, Inc. Employee Stock Ownership Trust028-13164
- included managerFIRST TRUST ADVISORS LP028-06487
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 8,863 | $404,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 8,132 | $400,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 6,200 | $399,000 | thousands by filing date | put |
| WHITESTONE REIT | 966084204 | COM | 27,757 | $399,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 11,700 | $397,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 9,531 | $395,000 | thousands by filing date | |
| VTI | 922908769 | COM | 3,415 | $394,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 12,633 | $393,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 7,188 | $387,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90274D168 | VELOCITYSHS TAIL | 16,900 | $381,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 34,280 | $380,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 13,640 | $379,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 5,627 | $373,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 7,150 | $370,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 2,922 | $366,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 6,839 | $365,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 5,595 | $364,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 4,841 | $358,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 11,621 | $357,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 2,096 | $357,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 8,429 | $354,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 7,301 | $353,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 3,371 | $351,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 2,773 | $349,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 3,209 | $347,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 2,762 | $345,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 3,319 | $342,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 7,222 | $342,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 5,850 | $338,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 20,900 | $338,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 3,318 | $335,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 5,969 | $334,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 6,340 | $333,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 3,389 | $332,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 7,969 | $332,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 5,364 | $330,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 1,418 | $330,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 31,500 | $324,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 3,899 | $321,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 4,016 | $321,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 14,883 | $321,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 6,806 | $320,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 6,331 | $313,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 3,963 | $312,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 8,750 | $312,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 3,175 | $311,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 6,500 | $311,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 7,476 | $310,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 16,954 | $308,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 3,854 | $306,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 1,227 | $305,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 16,380 | $304,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 3,862 | $302,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 2,570 | $301,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 4,125 | $301,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 1,287 | $299,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 10,896 | $298,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 26,152 | $297,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 8,441 | $294,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 10,375 | $293,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 2,982 | $290,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 4,384 | $290,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 1,001 | $288,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 7,988 | $288,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 2,661 | $286,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 16,178 | $286,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 3,338 | $285,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 3,667 | $283,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 8,187 | $283,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 3,645 | $279,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 8,800 | $278,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 3,769 | $274,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 7,010 | $274,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 4,888 | $274,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 9,224 | $273,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 9,983 | $273,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 738 | $271,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 6,180 | $271,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 5,551 | $270,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 5,567 | $270,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 3,877 | $270,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 11,527 | $270,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 1,907 | $267,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 6,923 | $267,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 5,517 | $267,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 5,004 | $263,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 332 | $262,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 3,024 | $262,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 4,200 | $262,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 2,749 | $259,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 7,222 | $259,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 13,157 | $256,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 9,800 | $256,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 4,752 | $254,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 3,049 | $253,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 9,551 | $253,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 2,153 | $252,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 7,322 | $249,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 2,654 | $247,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 3,030 | $245,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 4,318 | $245,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 13,324 | $243,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 17,843 | $243,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 4,943 | $242,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 4,706 | $241,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 2,150 | $240,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 10,377 | $239,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 4,531 | $238,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 3,049 | $237,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 4,464 | $236,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 2,225 | $235,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 9,737 | $235,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 3,987 | $232,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 4,224 | $231,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 3,401 | $230,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 3,999 | $229,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 6,370 | $229,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 5,000 | $227,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 3,881 | $225,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 3,035 | $224,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 1,853 | $223,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 2,422 | $220,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 4,699 | $220,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 3,674 | $219,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 1,021 | $218,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 3,070 | $218,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 5,513 | $216,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 2,737 | $215,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 129 | $215,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 9,700 | $215,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 1,501 | $214,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 7,695 | $212,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 22,375 | $212,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 1,998 | $211,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 4,647 | $211,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 16,471 | $210,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 1,196 | $209,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 5,000 | $208,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 25,349 | $207,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 6,420 | $205,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 3,108 | $204,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 9,240 | $203,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 2,221 | $203,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 11,050 | $203,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 26,747 | $201,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 5,986 | $200,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 5,430 | $200,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 13,785 | $199,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 14,685 | $197,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 10,000 | $189,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 12,410 | $181,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 15,882 | $172,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 14,150 | $146,000 | thousands by filing date | |
| ABERDEEN GTR CHINA FD INC | 003031101 | COM | 15,131 | $131,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 16,710 | $116,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 31,617 | $107,000 | thousands by filing date | |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 33,000 | $94,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 25,000 | $52,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000891092-17-000724 | this filing | 2017-01-31 | acceptance time not in the bulk data set |