13F-HR filed by IndexIQ Advisors LLC
IndexIQ Advisors LLC filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-04, with 285 holding rows worth $2,034,179,000.
- Accession
- 0000891092-16-018717
- Filer
- CIK 1415996
- Filed
- 2016-11-04
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 285 entries on the cover page, a total value of $2,034,179,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,034,179,000 with VALUE read as thousands by filing date, 13F file number 028-13712. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerFINANCIAL DEVELOPMENT LLC028-13711
- included managerINDEXIQ LLC028-13710
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 2,183,065 | $268,909,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 3,277,035 | $264,883,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 3,671,278 | $170,200,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 1,743,242 | $94,065,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 776,168 | $87,258,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 827,888 | $74,162,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 809,773 | $68,134,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 561,292 | $61,983,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 948,771 | $56,100,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 2,189,263 | $50,813,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 1,727,518 | $46,942,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 400,892 | $42,342,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 754,646 | $36,057,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 866,400 | $34,223,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 903,971 | $33,817,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 294,463 | $32,418,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 368,864 | $32,092,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 2,383,107 | $29,884,000 | thousands by filing date | |
| SPDR Series Trust | 78464A680 | SPDR Bloomberg 1-3 Month T-Bill ETF | 619,691 | $28,338,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 149,710 | $22,292,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 431,877 | $21,046,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 246,015 | $20,921,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 157,672 | $18,367,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 125,185 | $16,496,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 433,670 | $14,957,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 155,554 | $14,771,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 68,900 | $13,168,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 84,856 | $11,637,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740Q252 | IPATH S&P500 VIX | 302,977 | $10,322,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 129,010 | $10,290,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 93,305 | $9,719,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 266,646 | $8,450,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 173,981 | $8,226,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 96,565 | $7,211,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 61,689 | $6,927,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 67,355 | $6,884,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 59,206 | $6,739,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 337,974 | $6,523,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 142,494 | $5,405,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 48,989 | $5,196,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 657,139 | $5,053,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 73,314 | $4,683,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 36,410 | $4,429,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 112,285 | $4,421,000 | thousands by filing date | |
| POWERSHARES DB | 73935Y102 | COM UT BEN INT | 175,198 | $4,367,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 38,295 | $4,285,000 | thousands by filing date | |
| Mkt Vctrs J P Mrgn Em | 92189F494 | COM | 221,854 | $4,233,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 69,529 | $4,122,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 75,098 | $4,088,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 50,071 | $3,747,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 48,493 | $3,497,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 79,963 | $3,458,000 | thousands by filing date | |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 140,709 | $3,409,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 43,758 | $3,390,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 121,926 | $3,382,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 144,210 | $3,331,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 68,351 | $3,287,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 75,754 | $3,269,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 115,670 | $3,264,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 50,181 | $3,224,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 153,252 | $3,211,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H203 | COM NEW | 73,204 | $3,158,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 74,025 | $3,122,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 77,690 | $3,104,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 80,804 | $2,928,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 134,632 | $2,900,000 | thousands by filing date | |
| ENVISION HEALTHCARE HLDGS IN | 29413U103 | COM | 129,577 | $2,886,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 48,035 | $2,846,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 31,990 | $2,792,000 | thousands by filing date | |
| PRIVATEBANCORP INC | 742962103 | COM | 59,429 | $2,729,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 173,862 | $2,716,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 12,359 | $2,673,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 50,047 | $2,625,000 | thousands by filing date | |
| VIRGIN AMER INC | 92765X208 | COM VTG | 47,615 | $2,548,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 53,687 | $2,529,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 46,902 | $2,458,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 66,697 | $2,378,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 107,503 | $2,361,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 83,523 | $2,315,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 185,207 | $2,293,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 73,593 | $2,290,000 | thousands by filing date | |
| NETSUITE INC | 64118Q107 | COM | 20,327 | $2,250,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 81,538 | $2,219,000 | thousands by filing date | |
| POST PPTYS INC | 737464107 | COM | 33,017 | $2,183,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 207,920 | $2,171,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 40,062 | $2,117,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 56,659 | $2,081,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 91,836 | $2,071,000 | thousands by filing date | |
| CVENT INC | 23247G109 | COM | 65,151 | $2,066,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 167,960 | $2,039,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 21,619 | $2,023,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 14,883 | $2,017,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 110,180 | $2,009,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 187,431 | $1,931,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 71,240 | $1,895,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 48,351 | $1,838,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 614,722 | $1,826,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 199,383 | $1,814,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 31,788 | $1,804,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 166,748 | $1,774,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 56,071 | $1,767,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 36,463 | $1,759,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 71,618 | $1,755,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 112,004 | $1,706,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 92,230 | $1,679,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 108,265 | $1,643,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 20,264 | $1,622,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 64,032 | $1,612,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 70,179 | $1,587,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 68,045 | $1,567,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 50,809 | $1,549,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 65,975 | $1,510,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 78,357 | $1,468,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 49,578 | $1,458,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 44,184 | $1,448,000 | thousands by filing date | |
| PARKWAY PPTYS INC | 70159Q104 | COM | 84,468 | $1,437,000 | thousands by filing date | |
| GLOBAL NET LEASE INC | 379378102 | COM | 169,972 | $1,387,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 65,603 | $1,386,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 59,171 | $1,355,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 10,638 | $1,346,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 80,582 | $1,319,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 33,420 | $1,313,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 103,253 | $1,301,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 67,205 | $1,290,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 60,128 | $1,283,000 | thousands by filing date | |
| NORTHSTAR REIT. | 66704R803 | Common Stock | 95,378 | $1,256,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 20,709 | $1,209,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 8,905 | $1,185,000 | thousands by filing date | |
| G & K SVCS INC | 361268105 | CL A | 12,368 | $1,181,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 16,629 | $1,174,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 47,675 | $1,171,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 37,133 | $1,158,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 22,823 | $1,157,000 | thousands by filing date | |
| FLEETMATICS GROUP PLC | G35569105 | COM | 19,247 | $1,154,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 86,527 | $1,139,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 12,518 | $1,086,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 75,685 | $1,072,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 21,779 | $1,056,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 17,590 | $1,042,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 11,922 | $1,041,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 302 | $1,039,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 10,699 | $1,031,000 | thousands by filing date | |
| TALEN ENERGY CORP | 87422J105 | COM | 74,122 | $1,027,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 19,230 | $1,017,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 65,209 | $1,016,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 50,027 | $979,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 80,806 | $933,000 | thousands by filing date | |
| POWERSHARES DB GOLD FUND | 73936B606 | DB G | 21,088 | $899,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 95,048 | $896,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 62,643 | $894,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 15,408 | $854,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 57,275 | $847,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 22,466 | $845,000 | thousands by filing date | |
| AEP INDUSTRIES INC | 001031103 | COM | 7,683 | $840,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 129,066 | $830,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 36,458 | $822,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 16,571 | $817,000 | thousands by filing date | |
| INCONTACT INC | 45336E109 | COM | 58,007 | $811,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 14,423 | $795,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 6,538 | $787,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 45,505 | $782,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 35,550 | $744,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 40,768 | $735,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 5,516 | $733,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 47,457 | $733,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 68,092 | $731,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 120,718 | $718,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 108,963 | $656,000 | thousands by filing date | |
| INFRAREIT INC | 45685L100 | COM | 34,893 | $633,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 16,805 | $629,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 16,507 | $628,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 8,122 | $627,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 77,637 | $617,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 82,111 | $591,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 32,192 | $564,000 | thousands by filing date | |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 21,561 | $563,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 6,667 | $561,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 5,335 | $549,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 50,135 | $546,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 56,944 | $521,000 | thousands by filing date | |
| Empire District Electric Co/Th | 291641108 | COM | 15,143 | $517,000 | thousands by filing date | |
| YADKIN FINANCIAL CORP | 984305102 | COM | 18,543 | $487,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 81,991 | $483,000 | thousands by filing date | |
| EVERBANK FINANCIAL CORPORATION | 29977G102 | COMMON STOCK | 24,048 | $466,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 94,672 | $466,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 12,899 | $459,000 | thousands by filing date | |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 4,097 | $448,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 3,589 | $446,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 27,682 | $436,000 | thousands by filing date | |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 13,520 | $435,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 7,047 | $432,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 3,853 | $426,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 5,336 | $426,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 40,689 | $424,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 6,465 | $387,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120W708 | COM NEW | 30,232 | $387,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 3,299 | $366,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 40,128 | $361,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 3,380 | $354,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 46,327 | $344,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 2,843 | $333,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 7,130 | $325,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 25,807 | $325,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 4,121 | $319,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 2,497 | $314,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 3,188 | $311,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 91,344 | $309,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 26,085 | $298,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 36,786 | $298,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 9,143 | $287,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 3,533 | $278,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 10,489 | $276,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 9,119 | $272,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 6,927 | $267,000 | thousands by filing date | |
| NEWCASTLE INVT CORP NEW COM PAR $0.01 | 65105M603 | REIT | 58,849 | $267,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 21,370 | $223,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 1,699 | $212,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 9,615 | $181,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 17,733 | $180,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 16,318 | $177,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 2,155 | $157,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 1,624 | $157,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 1,921 | $155,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 4,065 | $151,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 3,457 | $150,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 5,190 | $147,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 6,263 | $145,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 3,571 | $138,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 11,362 | $138,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 24,104 | $137,000 | thousands by filing date | |
| TESORO LOGISTICS LP | 88160T107 | COM UNIT LP | 2,835 | $137,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 4,153 | $127,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 6,660 | $126,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 1,511 | $122,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 1,217 | $118,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 4,037 | $111,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 6,201 | $111,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 10,643 | $108,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 2,388 | $107,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 12,472 | $106,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 6,327 | $102,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 4,322 | $93,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 4,045 | $92,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 1,445 | $92,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 3,464 | $92,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 16,352 | $87,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 455 | $84,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 7,282 | $84,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 1,871 | $80,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 5,139 | $78,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 2,179 | $77,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 1,369 | $73,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 1,071 | $68,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 2,091 | $66,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 2,075 | $64,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 10,019 | $64,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 1,490 | $60,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 7,890 | $55,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 16,383 | $53,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 5,900 | $52,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 2,663 | $47,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 6,496 | $42,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 2,444 | $41,000 | thousands by filing date | |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 2,276 | $39,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 15,908 | $37,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 4,345 | $37,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 4,225 | $35,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 113 | $25,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 2,317 | $20,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 1,529 | $19,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 14,874 | $18,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 546 | $16,000 | thousands by filing date | |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 1,821 | $15,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 2,628 | $11,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 1,324 | $11,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 650 | $9,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 1,830 | $8,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 1,182 | $6,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 90 | $4,000 | thousands by filing date | |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 476 | $4,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 60 | $2,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 40 | $2,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 35 | $1,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000891092-16-018717 | this filing | 2016-11-04 | acceptance time not in the bulk data set |