13F-HR filed by HL FINANCIAL SERVICES LLC
HL FINANCIAL SERVICES LLC filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-10-25, with 643 holding rows worth $4,288,053,000.
- Accession
- 0000891092-16-018382
- Filer
- CIK 1430233
- Filed
- 2016-10-25
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 643 entries on the cover page, a total value of $4,288,053,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,288,053,000 with VALUE read as thousands by filing date, 13F file number 028-13165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerJ.J.B. Hilliard, W.L. Lyons, LLC028-13163
- included managerHilliard Lyons Trust Company, LLC028-13162
- included managerHOUCHENS INDUSTRIES INC /KY/028-13166
- included managerHouchens Industries, Inc. Employee Stock Ownership Trust028-13164
- included managerFIRST TRUST ADVISORS LP028-06487
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AMERICAN STATES WATER CO. | 29899101 | COM | 8,709 | $349,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 7,244 | $346,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 6,806 | $346,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 3,546 | $343,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 10,195 | $340,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 4,255 | $336,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 8,731 | $336,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 11,417 | $335,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 6,888 | $335,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 4,177 | $335,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 2,301 | $333,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 3,340 | $332,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 3,780 | $330,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 23,758 | $330,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 8,877 | $328,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 4,570 | $327,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 3,464 | $326,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 19,400 | $326,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 2,953 | $325,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 8,605 | $325,000 | thousands by filing date | |
| Anthem Inc. | 36752103 | COM | 2,577 | $323,000 | thousands by filing date | The CUSIP as filed is malformed. |
| DTS INC | 23335C101 | COM | 7,549 | $321,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 31,100 | $320,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 7,744 | $320,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A834 | ALPHAMARK SM | 14,500 | $319,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 3,015 | $317,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 6,190 | $315,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 2,590 | $313,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 4,612 | $313,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 5,962 | $310,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 5,364 | $309,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 4,016 | $309,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 7,497 | $309,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 1,356 | $303,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 4,043 | $302,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 2,447 | $301,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 4,025 | $298,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 6,675 | $297,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 738 | $297,000 | thousands by filing date | |
| ANALOG DEVICES INC | 32654105 | COMMON | 4,576 | $295,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 8,721 | $294,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 6,731 | $293,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 1,347 | $288,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 8,525 | $288,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 8,200 | $286,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 2,613 | $284,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 6,139 | $282,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 3,539 | $281,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 5,808 | $278,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 8,987 | $277,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 19,731 | $277,000 | thousands by filing date | |
| BAKER HUGHES INC. | 57224107 | COM | 5,480 | $277,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 2,084 | $274,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 11,375 | $274,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 14,375 | $274,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 11,091 | $274,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 6,480 | $271,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 3,662 | $270,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 2,728 | $269,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 3,075 | $268,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 4,607 | $268,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 5,826 | $267,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 13,814 | $266,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 5,803 | $265,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 5,627 | $264,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 1,800 | $264,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 5,339 | $263,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 9,800 | $263,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 2,465 | $261,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 3,275 | $260,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 961 | $259,000 | thousands by filing date | |
| ARCHER-DANIELS-MIDLAND | 39483102 | COM | 6,149 | $259,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SEI INVTS CO COM | 784117103 | Stock | 5,663 | $258,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 3,098 | $253,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 4,899 | $252,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 3,116 | $252,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 5,042 | $250,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 9,450 | $250,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 4,888 | $250,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 4,200 | $249,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 6,906 | $248,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 11,940 | $247,000 | thousands by filing date | |
| AMERICAN INTL WARRANTS WT EXP | 26874156 | WARRANT | 11,635 | $247,000 | thousands by filing date | The CUSIP as filed is malformed. |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 8,191 | $242,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 4,631 | $241,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 2,505 | $240,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 6,505 | $239,000 | thousands by filing date | |
| H AND R BLOCK INC | 93671105 | OPTION | 10,337 | $239,000 | thousands by filing date | The CUSIP as filed is malformed. |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 1,907 | $238,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 1,165 | $238,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 2,382 | $238,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 6,438 | $237,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 2,218 | $236,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 4,140 | $235,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 2,412 | $233,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 2,763 | $232,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 793 | $230,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 8,314 | $230,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 4,246 | $229,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 1,485 | $227,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 2,955 | $225,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 3,594 | $225,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 3,428 | $224,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 13,785 | $222,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 8,914 | $222,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 4,045 | $219,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 5,900 | $216,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 3,305 | $216,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 5,430 | $216,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 131 | $215,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 16,268 | $215,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 28,177 | $215,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 9,657 | $215,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 18,130 | $214,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 3,101 | $213,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 3,401 | $211,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 2,412 | $210,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 4,195 | $208,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 3,347 | $208,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 3,441 | $206,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 6,420 | $206,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 45327103 | COM | 4,401 | $206,000 | thousands by filing date | The CUSIP as filed is malformed. |
| L BRANDS INC | 501797104 | COM | 2,849 | $202,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 2,660 | $201,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 4,026 | $201,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 3,877 | $200,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 9,000 | $200,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 25,349 | $198,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 10,800 | $196,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 13,157 | $187,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 10,177 | $179,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 19,000 | $170,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 12,830 | $162,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 12,574 | $153,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 11,000 | $147,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 13,249 | $144,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 13,942 | $138,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 11,900 | $127,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 30,481 | $127,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 16,631 | $115,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 14,000 | $114,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 25,000 | $18,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 17,773 | $16,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000891092-16-018382 | this filing | 2016-10-25 | acceptance time not in the bulk data set |