13F-HR filed by HL FINANCIAL SERVICES LLC
HL FINANCIAL SERVICES LLC filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-04-26, with 648 holding rows worth $4,116,841,000.
- Accession
- 0000891092-16-014342
- Filer
- CIK 1430233
- Filed
- 2016-04-26
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, 648 entries on the cover page, a total value of $4,116,841,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,116,841,000 with VALUE read as thousands by filing date, 13F file number 028-13165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerJ.J.B. Hilliard, W.L. Lyons, LLC028-13163
- included managerHilliard Lyons Trust Company, LLC028-13162
- included managerHOUCHENS INDUSTRIES INC /KY/028-13166
- included managerHouchens Industries, Inc. Employee Stock Ownership Trust028-13164
- included managerFIRST TRUST ADVISORS LP028-06487
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TIME WARNER CABLE INC | 88732J207 | COM | 1,696 | $347,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 16,329 | $345,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 7,995 | $343,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 3,331 | $340,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 3,310 | $339,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 7,697 | $338,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 3,059 | $338,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 16,375 | $335,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 4,674 | $334,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 32,537 | $334,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 2,802 | $333,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 8,976 | $330,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 10,780 | $327,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 34,712 | $325,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 10,756 | $325,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 10,193 | $324,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 6,520 | $323,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 3,400 | $320,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 2,774 | $318,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 5,112 | $317,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 5,508 | $313,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 19,375 | $311,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 4,570 | $310,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 6,290 | $307,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 3,018 | $302,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 11,093 | $299,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 9,239 | $299,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 12,453 | $297,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 4,016 | $295,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 5,435 | $293,000 | thousands by filing date | |
| AMERICAN STATES WATER CO. | 29899101 | COM | 7,453 | $293,000 | thousands by filing date | The CUSIP as filed is malformed. |
| LEGGETT & PLATT INC | 524660107 | COM | 5,933 | $287,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 12,614 | $287,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 4,120 | $286,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 3,250 | $284,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 8,611 | $284,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 5,430 | $282,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 5,706 | $281,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X393 | CON STAPLE SEC | 4,935 | $281,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 2,870 | $276,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 5,573 | $274,000 | thousands by filing date | |
| BAKER HUGHES INC. | 57224107 | COM | 6,225 | $273,000 | thousands by filing date | The CUSIP as filed is malformed. |
| H AND R BLOCK INC | 93671105 | OPTION | 10,337 | $273,000 | thousands by filing date | The CUSIP as filed is malformed. |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 9,522 | $271,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 3,400 | $270,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 8,911 | $269,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 21,970 | $268,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 15,717 | $268,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 6,781 | $267,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 4,025 | $267,000 | thousands by filing date | |
| AMERICAN INTL WARRANTS WT EXP | 26874156 | WARRANT | 14,093 | $264,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 1,856 | $263,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 4,728 | $263,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 6,500 | $263,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 9,038 | $262,000 | thousands by filing date | |
| CARDTRONICS INC | 14161H108 | COMMON STOCK | 7,285 | $262,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 7,084 | $262,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 3,589 | $260,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 1,496 | $257,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 15,956 | $256,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 9,993 | $256,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 3,700 | $255,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 2,915 | $253,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 2,915 | $252,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 13,447 | $250,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 688 | $248,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 5,231 | $247,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 4,383 | $246,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 19,427 | $244,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 2,402 | $241,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 2,947 | $241,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 1,800 | $240,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 5,339 | $240,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 5,900 | $239,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 2,176 | $238,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 2,863 | $237,000 | thousands by filing date | |
| AVNET INC | 53807103 | COM | 5,309 | $235,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 9,484 | $233,000 | thousands by filing date | |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 5,580 | $233,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 1,922 | $232,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 6,505 | $232,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 4,437 | $231,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 2,071 | $229,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 4,800 | $229,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 2,300 | $229,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 10,370 | $228,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 5,663 | $226,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 3,128 | $226,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 2,200 | $225,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 4,743 | $224,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 4,320 | $224,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 12,207 | $224,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 8,121 | $224,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 7,694 | $224,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 14,189 | $223,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 17,519 | $223,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 12,124 | $223,000 | thousands by filing date | |
| CLARCOR INC | 179895107 | COM | 3,862 | $223,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A834 | ALPHAMARK SM | 9,900 | $223,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 4,581 | $222,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 2,359 | $222,000 | thousands by filing date | |
| CORECIVIC INC | 22025Y407 | COM | 6,940 | $222,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 13,875 | $221,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 18,130 | $221,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 8,700 | $220,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 3,801 | $219,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 1,902 | $216,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 1,085 | $215,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 3,331 | $215,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 7,920 | $214,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 3,460 | $213,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 2,769 | $212,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 2,028 | $211,000 | thousands by filing date | |
| LACLEDE GROUP INC/THE | 505597104 | COM | 3,117 | $211,000 | thousands by filing date | |
| ARCHER-DANIELS-MIDLAND | 39483102 | COM | 5,799 | $211,000 | thousands by filing date | The CUSIP as filed is malformed. |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 7,486 | $208,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 1,803 | $205,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 7,276 | $205,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 27,875 | $204,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 1,480 | $203,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 2,590 | $202,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 4,543 | $202,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 4,042 | $202,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 2,518 | $202,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 16,848 | $197,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 14,904 | $195,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 12,042 | $195,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 28,417 | $188,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 32,102 | $179,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 25,349 | $177,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 25,581 | $156,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 14,677 | $152,000 | thousands by filing date | |
| ALCOA, INC. | 13817101 | COM | 14,618 | $140,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 18,300 | $130,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 11,574 | $128,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 11,900 | $127,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 15,424 | $121,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 20,000 | $120,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 12,370 | $99,000 | thousands by filing date | |
| ACCURAY INC | 4397105 | COM | 11,500 | $66,000 | thousands by filing date | The CUSIP as filed is malformed. |
| DENBURY RES INC | 247916208 | COM NEW | 24,734 | $55,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 10,760 | $44,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 71,332 | $40,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 22,525 | $33,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 12,000 | $30,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 25,000 | $8,000 | thousands by filing date | |
| HORSEHEAD HLDG CORP | 440694305 | COM | 11,610 | $2,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 10,000 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000891092-16-014342 | this filing | 2016-04-26 | acceptance time not in the bulk data set |