13F-HR filed by HL FINANCIAL SERVICES LLC
HL FINANCIAL SERVICES LLC filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-01-26, with 642 holding rows worth $3,912,644,000.
- Accession
- 0000891092-16-011676
- Filer
- CIK 1430233
- Filed
- 2016-01-26
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, 642 entries on the cover page, a total value of $3,912,644,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,912,644,000 with VALUE read as thousands by filing date, 13F file number 028-13165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerJ.J.B. Hilliard, W.L. Lyons, LLC028-13163
- included managerHilliard Lyons Trust Company, LLC028-13162
- included managerHOUCHENS INDUSTRIES INC /KY/028-13166
- included managerHouchens Industries, Inc. Employee Stock Ownership Trust028-13164
- included managerFIRST TRUST ADVISORS LP028-06487
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DIEBOLD NXDF INC | 253651103 | COM | 12,674 | $381,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 18,970 | $375,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 26,121 | $372,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 7,317 | $369,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 8,031 | $367,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 9,413 | $367,000 | thousands by filing date | |
| H AND R BLOCK INC | 93671105 | OPTION | 11,025 | $367,000 | thousands by filing date | The CUSIP as filed is malformed. |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 5,900 | $365,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 10,778 | $365,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 10,383 | $363,000 | thousands by filing date | |
| ESSENDANT INC | 296689102 | COM | 11,180 | $363,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 8474108 | FOREIGN COMMON S | 13,695 | $360,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ANNALY MORTGAGE MANAGEMENT | 35710409 | COM | 38,306 | $359,000 | thousands by filing date | The CUSIP as filed is malformed. |
| CARDINAL HEALTH INC | 14149Y108 | COM | 4,014 | $358,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 660 | $358,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 2,671 | $358,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 8,248 | $356,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 34,280 | $351,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 34,894 | $348,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 7,133 | $344,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 16,414 | $339,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 7,373 | $339,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 6,666 | $338,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 10,058 | $335,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 3,748 | $334,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 41,764 | $334,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 30,900 | $333,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 4,000 | $333,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 11,530 | $331,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 10,811 | $328,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 3,377 | $327,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 23,457 | $318,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 1,696 | $315,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 9,246 | $308,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 6,290 | $306,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 3,331 | $302,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 39,934 | $300,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 5,950 | $289,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 4,025 | $289,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 3,357 | $287,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 4,480 | $287,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 8,800 | $287,000 | thousands by filing date | |
| BAKER HUGHES INC. | 57224107 | COM | 6,225 | $287,000 | thousands by filing date | The CUSIP as filed is malformed. |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 4,016 | $286,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 11,337 | $286,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 4,093 | $284,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 3,519 | $284,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 13,473 | $283,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X393 | CON STAPLE SEC | 4,980 | $283,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 6,614 | $282,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 4,334 | $282,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 4,800 | $278,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 6,237 | $274,000 | thousands by filing date | |
| ARCHER-DANIELS-MIDLAND | 39483102 | COM | 7,411 | $272,000 | thousands by filing date | The CUSIP as filed is malformed. |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 1,800 | $268,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 22,049 | $267,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 6,333 | $266,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 3,850 | $262,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 9,800 | $260,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 2,229 | $257,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 3,589 | $254,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 2,815 | $251,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 5,067 | $249,000 | thousands by filing date | |
| CARDTRONICS INC | 14161H108 | COMMON STOCK | 7,390 | $249,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 1,741 | $247,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 9,675 | $247,000 | thousands by filing date | |
| AMERICAN STATES WATER CO. | 29899101 | COM | 5,867 | $246,000 | thousands by filing date | The CUSIP as filed is malformed. |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 12,825 | $246,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 16,375 | $245,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 3,600 | $245,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 4,901 | $244,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 4,383 | $243,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 5,430 | $242,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 34,600 | $241,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 12,787 | $240,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 7,050 | $240,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 2,399 | $239,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 20,106 | $237,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 1,613 | $236,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 5,532 | $235,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 4,627 | $233,000 | thousands by filing date | |
| CORECIVIC INC | 22025Y407 | COM | 8,757 | $232,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 4,437 | $231,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 1,922 | $231,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 18,930 | $231,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 2,015 | $230,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 4,738 | $230,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 5,371 | $229,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 22,000 | $229,000 | thousands by filing date | |
| CLARCOR INC | 179895107 | COM | 4,607 | $229,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 10,470 | $227,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 7,094 | $226,000 | thousands by filing date | |
| AMERICAN INTL WARRANTS WT EXP | 26874156 | WARRANT | 9,421 | $224,000 | thousands by filing date | The CUSIP as filed is malformed. |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 1,840 | $220,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 4,415 | $218,000 | thousands by filing date | |
| Atlantic Tele-Network Inc | 49079205 | CS | 2,781 | $218,000 | thousands by filing date | The CUSIP as filed is malformed. |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 1,631 | $217,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 8,700 | $217,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 8,121 | $216,000 | thousands by filing date | |
| BAIDU INC SPONSORED ADR REPSTG ORD SHS | 56752108 | COM | 1,140 | $216,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ROYAL BK CDA COM | 780087102 | Stock | 3,982 | $213,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 8,149 | $213,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 1,090 | $212,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 6,312 | $211,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 3,834 | $209,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 27,786 | $209,000 | thousands by filing date | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 8,121 | $209,000 | thousands by filing date | |
| BANK OF NEW YORK MELLON CORP | 64058100 | COM | 5,077 | $209,000 | thousands by filing date | The CUSIP as filed is malformed. |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 2,117 | $206,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 1,085 | $205,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 3,408 | $204,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 8,914 | $204,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 7,276 | $204,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 3,782 | $203,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 2,458 | $200,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 12,325 | $196,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 14,536 | $195,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 11,900 | $194,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 19,535 | $188,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 27,919 | $188,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 13,000 | $187,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 15,572 | $187,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 25,349 | $184,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 12,490 | $177,000 | thousands by filing date | |
| ALCOA, INC. | 13817101 | COM | 17,924 | $177,000 | thousands by filing date | The CUSIP as filed is malformed. |
| KEYCORP COM | 493267108 | Stock | 12,668 | $167,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 33,681 | $157,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 25,362 | $147,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 10,648 | $142,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 12,040 | $139,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 15,676 | $106,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 11,170 | $105,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 10,587 | $104,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 20,000 | $101,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 60505146 | *W EXP 01/16/2019 | 17,200 | $100,000 | thousands by filing date | The CUSIP as filed is malformed. |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 18,660 | $84,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 23,320 | $69,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 91,907 | $62,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 26,874 | $54,000 | thousands by filing date | |
| HORSEHEAD HLDG CORP | 440694305 | COM | 25,410 | $52,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 25,000 | $8,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 10,000 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000891092-16-011676 | this filing | 2016-01-26 | acceptance time not in the bulk data set |