13F-HR filed by HL FINANCIAL SERVICES LLC
HL FINANCIAL SERVICES LLC filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-10-19, with 630 holding rows worth $3,546,957,000.
- Accession
- 0000891092-15-009110
- Filer
- CIK 1430233
- Filed
- 2015-10-19
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 630 entries on the cover page, a total value of $3,546,957,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,546,957,000 with VALUE read as thousands by filing date, 13F file number 028-13165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerJ.J.B. Hilliard, W.L. Lyons, LLC028-13163
- included managerHilliard Lyons Trust Company, LLC028-13162
- included managerHOUCHENS INDUSTRIES INC /KY/028-13166
- included managerHouchens Industries, Inc. Employee Stock Ownership Trust028-13164
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LTC PPTYS INC COM | 502175102 | REIT | 8,194 | $350,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 2,141 | $348,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 19,104 | $343,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 30,900 | $342,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 6,495 | $342,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 14,024 | $340,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 10,086 | $335,000 | thousands by filing date | |
| BAKER HUGHES INC. | 57224107 | COM | 6,440 | $335,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 9,200 | $333,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 34,021 | $330,000 | thousands by filing date | |
| BAXALTA INC | 07177M103 | COM | 10,471 | $330,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 43,020 | $325,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 8,675 | $322,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 27,760 | $320,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 10,702 | $319,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 4,893 | $317,000 | thousands by filing date | |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 5,865 | $317,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 8474108 | FOREIGN COMMON S | 12,525 | $317,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 11,225 | $316,000 | thousands by filing date | |
| ARCHER-DANIELS-MIDLAND | 39483102 | COM | 7,624 | $316,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Danaher Corporation | 235851102 | COM | 3,672 | $313,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 6,820 | $312,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 660 | $307,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 1,696 | $304,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 4,000 | $301,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 3,082 | $300,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 4,057 | $295,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 10,058 | $294,000 | thousands by filing date | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 10,172 | $292,000 | thousands by filing date | |
| BAXTER INTERNATIONAL | 71813109 | COM | 8,874 | $292,000 | thousands by filing date | The CUSIP as filed is malformed. |
| American Tower Corporation | 03027X100 | COM | 3,310 | $291,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 6,290 | $288,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 4,666 | $287,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 5,671 | $284,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 18,822 | $273,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 35,894 | $267,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 19,008 | $265,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 4,025 | $262,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 6,333 | $261,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 7,804 | $261,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 5,061 | $260,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 9,546 | $260,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 5,250 | $257,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 5,044 | $255,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 4,050 | $253,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 7,976 | $252,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 3,143 | $250,000 | thousands by filing date | |
| CARDTRONICS INC | 14161H108 | COMMON STOCK | 7,635 | $250,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 25,475 | $247,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 1,800 | $243,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 16,788 | $242,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 4,821 | $241,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 9,666 | $241,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 5,430 | $241,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 21,011 | $240,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 35,800 | $240,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 1,954 | $239,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 4,800 | $238,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 3,312 | $238,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 5,900 | $238,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 1,290 | $237,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 2,863 | $235,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 8,236 | $235,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 2,757 | $232,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 1,108 | $230,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 7,449 | $230,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 9,138 | $226,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 4,969 | $226,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 4,437 | $225,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 5,025 | $225,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 13,380 | $225,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 10,970 | $225,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 3,551 | $223,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 5,800 | $222,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 15,730 | $222,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 4,627 | $220,000 | thousands by filing date | |
| CLARCOR INC | 179895107 | COM | 4,607 | $220,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 1,922 | $219,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 1,613 | $218,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 8,517 | $218,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 18,230 | $217,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 5,475 | $216,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 3,600 | $216,000 | thousands by filing date | |
| AMERICAN INTL WARRANTS WT EXP | 26874156 | WARRANT | 9,421 | $214,000 | thousands by filing date | The CUSIP as filed is malformed. |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 2,030 | $213,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 4,134 | $211,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 5,106 | $210,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 6,476 | $209,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 4,480 | $208,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 2,068 | $208,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 8,054 | $208,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 3,100 | $208,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 7,472 | $207,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 1,878 | $205,000 | thousands by filing date | |
| BANK OF NEW YORK MELLON CORP | 64058100 | COM | 5,227 | $205,000 | thousands by filing date | The CUSIP as filed is malformed. |
| VECTOR GROUP LTD | 92240M108 | COM | 9,032 | $204,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 8,700 | $203,000 | thousands by filing date | |
| AGL RES INC | 1204106 | COMMON | 3,325 | $203,000 | thousands by filing date | The CUSIP as filed is malformed. |
| KLA CORP | 482480100 | COM | 4,041 | $202,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 4,245 | $202,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 2,815 | $202,000 | thousands by filing date | |
| PRECISION CASTPARTS CORP | 740189105 | COM | 877 | $201,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 347 | $200,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 1,391 | $200,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 98,478 | $200,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 10,748 | $198,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 25,349 | $196,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 22,500 | $190,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 12,068 | $182,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 23,895 | $182,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 12,531 | $177,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 13,000 | $175,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 13,959 | $175,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 17,376 | $168,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 34,510 | $164,000 | thousands by filing date | |
| ALCOA, INC. | 13817101 | COM | 16,701 | $161,000 | thousands by filing date | The CUSIP as filed is malformed. |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 17,598 | $159,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 10,245 | $156,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 10,290 | $154,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 11,574 | $151,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 12,422 | $150,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 25,089 | $148,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 16,710 | $122,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 20,000 | $112,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 43,649 | $107,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 60505146 | *W EXP 01/16/2019 | 17,200 | $99,000 | thousands by filing date | The CUSIP as filed is malformed. |
| HORSEHEAD HLDG CORP | 440694305 | COM | 24,810 | $75,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 17,500 | $33,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 15,815 | $22,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 25,000 | $8,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000891092-15-009110 | this filing | 2015-10-19 | acceptance time not in the bulk data set |