13F-HR filed by HL FINANCIAL SERVICES LLC
HL FINANCIAL SERVICES LLC filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-01-21, with 668 holding rows worth $3,656,300,000.
- Accession
- 0000891092-15-000411
- Filer
- CIK 1430233
- Filed
- 2015-01-21
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A holdings report, 668 entries on the cover page, a total value of $3,656,300,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,656,300,000 with VALUE read as thousands by filing date, 13F file number 028-13165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerJ.J.B. Hilliard, W.L. Lyons, LLC028-13163
- included managerHilliard Lyons Trust Company, LLC028-13162
- included managerHOUCHENS INDUSTRIES INC /KY/028-13166
- included managerHouchens Industries, Inc. Employee Stock Ownership Trust028-13164
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 14,096 | $380,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 8,566 | $377,000 | thousands by filing date | |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 10,538 | $374,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 3,760 | $372,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 11,025 | $371,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 13,260 | $370,000 | thousands by filing date | |
| INTEGRYS ENERGY GROUP INC | 45822P105 | COM | 4,741 | $369,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 20,932 | $368,000 | thousands by filing date | |
| IGATE CORP | 45169U105 | COM | 9,292 | $367,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 15,216 | $366,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 8,124 | $365,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 2,041 | $363,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 2,823 | $363,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 7,120 | $362,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 17,643 | $356,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 12,586 | $353,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 7,697 | $348,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 8,677 | $348,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 16,537 | $346,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 4,164 | $344,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 1,259 | $343,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 15,390 | $343,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 3,770 | $338,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 6,170 | $337,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 13,505 | $336,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 5,496 | $335,000 | thousands by filing date | |
| PETSMART INC | 716768106 | COM | 4,119 | $335,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 7,323 | $334,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 5,400 | $333,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 14,093 | $332,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 4,730 | $329,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 7,641 | $329,000 | thousands by filing date | |
| CLARCOR INC | 179895107 | COM | 4,937 | $329,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 22,873 | $328,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 1,281 | $327,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 7,031 | $327,000 | thousands by filing date | |
| ALLIANT TECHSYSTEMS INC | 018804104 | COM | 2,815 | $327,000 | thousands by filing date | |
| HORSEHEAD HLDG CORP | 440694305 | COM | 20,650 | $327,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 8,100 | $326,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 34,423 | $326,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 6,756 | $321,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 7,800 | $321,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 3,452 | $320,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 3,055 | $318,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 3,805 | $315,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 4,553 | $314,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 11,022 | $313,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 3,647 | $313,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 6,290 | $309,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 4,000 | $309,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 16,411 | $304,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 7,348 | $301,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 6,883 | $297,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 12,618 | $297,000 | thousands by filing date | |
| POWERSHARES ACTIVE | 73935B805 | MNG ETF T S\&P.* DWNHDGE | 10,672 | $297,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 11,002 | $296,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 11,045 | $295,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 7,121 | $294,000 | thousands by filing date | |
| CARDTRONICS INC | 14161H108 | COMMON STOCK | 7,631 | $294,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 9,597 | $293,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 5,621 | $292,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 28,987 | $292,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 4,337 | $291,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 11,006 | $289,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 5,602 | $288,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 11,139 | $286,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 11,090 | $286,000 | thousands by filing date | |
| CORECIVIC INC | 22025Y407 | COM | 7,828 | $284,000 | thousands by filing date | |
| HCC INS HLDGS INC | 404132102 | COM | 5,209 | $279,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 16,586 | $279,000 | thousands by filing date | |
| TYCO INTL PLC | G91442106 | SHS | 6,329 | $278,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 2,367 | $277,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 2,255 | $276,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 4,800 | $275,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 18,187 | $275,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 2,554 | $273,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 3,963 | $272,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 897 | $272,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 2,800 | $271,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 4,894 | $271,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 5,375 | $270,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 1,475 | $269,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 6,368 | $268,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 17,870 | $266,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 5,570 | $266,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 13,560 | $265,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 6,762 | $262,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 8,550 | $262,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 3,813 | $261,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 4,330 | $260,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 5,897 | $258,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 5,921 | $258,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 27,919 | $258,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 4,365 | $257,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 17,082 | $257,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 4,130 | $255,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 620 | $254,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 8,382 | $254,000 | thousands by filing date | |
| ROYCE FOCUS TR | 78080N108 | COM | 34,868 | $253,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 30,500 | $252,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 1,301 | $251,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 5,013 | $250,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 4,410 | $250,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 10,092 | $248,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 3,775 | $248,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 6,871 | $247,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 2,595 | $247,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 9,972 | $247,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 6,879 | $246,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 3,425 | $245,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 4,437 | $245,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 2,000 | $245,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 4,043 | $245,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 4,908 | $243,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 6,003 | $242,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 4,025 | $241,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 1,333 | $240,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 15,227 | $240,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y859 | MADRONA DOMESTIC | 5,579 | $240,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 4,125 | $238,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 3,705 | $235,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 6,956 | $234,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 7,107 | $234,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 15,730 | $231,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 5,038 | $228,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 2,033 | $226,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 3,953 | $225,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 2,325 | $225,000 | thousands by filing date | |
| WISCONSIN ENERGY CORP | 976657106 | COMMON STOCK | 4,274 | $225,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 7,063 | $224,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 2,381 | $224,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 4,577 | $224,000 | thousands by filing date | |
| THERAVANCE INC | 88338T104 | COMMON STOCK | 15,695 | $222,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 4,859 | $218,000 | thousands by filing date | |
| Hubbell Inc Class B | 443510201 | COM | 2,040 | $218,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 1,700 | $217,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 2,854 | $217,000 | thousands by filing date | |
| ROCKWOOD HLDGS INC | 774415103 | COM | 2,717 | $214,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 6,869 | $212,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 3,001 | $211,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 5,055 | $209,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 334 | $207,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 8,646 | $207,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 9,884 | $204,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 18,149 | $204,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 30,558 | $204,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 H | 73937B829 | COM | 5,921 | $202,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B597 | VAR RATE PFD POR | 8,207 | $202,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 13,300 | $201,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 13,000 | $200,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 24,295 | $188,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 14,000 | $176,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 16,192 | $171,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 20,000 | $171,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 10,326 | $161,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 24,405 | $152,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 40,683 | $144,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 18,200 | $128,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 13,032 | $124,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 15,822 | $118,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 12,606 | $112,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 13,000 | $98,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 15,000 | $96,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 30,000 | $96,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 10,000 | $95,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 11,203 | $93,000 | thousands by filing date | |
| PARAMOUNT GOLD & SILVER CORP | 69924P102 | COM | 25,850 | $26,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 25,000 | $10,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000891092-15-000411 | this filing | 2015-01-21 | acceptance time not in the bulk data set |