13F-HR filed by HL FINANCIAL SERVICES LLC
HL FINANCIAL SERVICES LLC filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-10-27, with 675 holding rows worth $3,439,101,000.
- Accession
- 0000891092-14-008010
- Filer
- CIK 1430233
- Filed
- 2014-10-27
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 675 entries on the cover page, a total value of $3,439,101,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,439,101,000 with VALUE read as thousands by filing date, 13F file number 028-13165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerJ.J.B. Hilliard, W.L. Lyons, LLC028-13163
- included managerHilliard Lyons Trust Company, LLC028-13162
- included managerHOUCHENS INDUSTRIES INC /KY/028-13166
- included managerHouchens Industries, Inc. Employee Stock Ownership Trust028-13164
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DENNYS CORP | 24869P104 | COM | 49,953 | $351,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 970 | $350,000 | thousands by filing date | |
| Crestwood Mid Lp New | 226378107 | UNIT LTD PARTNER | 15,396 | $349,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 7,073 | $348,000 | thousands by filing date | |
| IGATE CORP | 45169U105 | COM | 9,461 | $347,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 2,856 | $346,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 4,044 | $342,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 11,025 | $342,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 28,987 | $341,000 | thousands by filing date | |
| COMPUWARE CORP | 205638109 | COM | 32,132 | $341,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 26,248 | $340,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 5,484 | $337,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 5,496 | $335,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 8,421 | $334,000 | thousands by filing date | |
| INTEGRATED SILICON SOLUTION | 45812P107 | COM | 24,306 | $334,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 10,583 | $331,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 14,365 | $331,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 35,026 | $331,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 5,155 | $329,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 11,245 | $329,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 11,699 | $329,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 4,607 | $329,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 12,532 | $328,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 2,794 | $327,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 7,345 | $327,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 20,417 | $327,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 1,163 | $325,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 9,899 | $325,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 6,650 | $325,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 12,400 | $325,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 4,615 | $323,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 3,675 | $320,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 7,068 | $319,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 13,860 | $319,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 5,234 | $318,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 6,594 | $316,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 11,312 | $315,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 21,730 | $315,000 | thousands by filing date | |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 8,948 | $312,000 | thousands by filing date | |
| CLARCOR INC | 179895107 | COM | 4,937 | $311,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 27,895 | $308,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 3,385 | $307,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 5,561 | $307,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 5,548 | $307,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 25,987 | $307,000 | thousands by filing date | |
| INTEGRYS ENERGY GROUP INC | 45822P105 | COM | 4,741 | $307,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 4,393 | $302,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 5,902 | $302,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 5,156 | $302,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 3,452 | $302,000 | thousands by filing date | |
| NORTHEAST UTILS | 664397106 | COM | 6,821 | $302,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 8,071 | $297,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 4,000 | $297,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 12,758 | $297,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 6,290 | $296,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 7,031 | $296,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 8,312 | $295,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 1,168 | $294,000 | thousands by filing date | |
| TYCO INTERNATIONAL LTD | H89128104 | SHS | 6,598 | $294,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 4,445 | $290,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 3,190 | $290,000 | thousands by filing date | |
| PETSMART INC | 716768106 | COM | 4,119 | $289,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 1,973 | $289,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 6,421 | $288,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 29,100 | $288,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 28,418 | $287,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 4,275 | $287,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 16,287 | $285,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 6,249 | $284,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 7,638 | $284,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 4,308 | $282,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 5,118 | $282,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 2,500 | $281,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 12,567 | $280,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 6,600 | $278,000 | thousands by filing date | |
| CARDTRONICS INC | 14161H108 | COMMON STOCK | 7,882 | $277,000 | thousands by filing date | |
| HORSEHEAD HLDG CORP | 440694305 | COM | 16,650 | $275,000 | thousands by filing date | |
| ROYCE FOCUS TR | 78080N108 | COM | 34,629 | $273,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 22,139 | $272,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 13,981 | $271,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 5,602 | $268,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 8,335 | $268,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 6,869 | $267,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 9,066 | $266,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 9,725 | $266,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 3,706 | $263,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 5,570 | $263,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 5,892 | $263,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 2,800 | $259,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 2,367 | $257,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 4,800 | $257,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 7,060 | $255,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 9,474 | $255,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 6,883 | $254,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 8,836 | $252,000 | thousands by filing date | |
| HCC INS HLDGS INC | 404132102 | COM | 5,209 | $252,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 4,130 | $249,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 9,597 | $248,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 21,037 | $248,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 3,865 | $247,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 10,539 | $247,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 19,930 | $247,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 3,703 | $246,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 12,790 | $246,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 17,582 | $245,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 5,934 | $244,000 | thousands by filing date | |
| THERAVANCE INC | 88338T104 | COMMON STOCK | 14,261 | $244,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 5,223 | $242,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 933 | $242,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 3,850 | $241,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 3,593 | $240,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 3,151 | $239,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 8,550 | $239,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 4,155 | $238,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 2,350 | $236,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 5,543 | $236,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 6,801 | $235,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 2,000 | $234,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 2,561 | $234,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 7,032 | $233,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 1,125 | $233,000 | thousands by filing date | |
| Hubbell Inc Class B | 443510201 | COM | 1,932 | $233,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 4,826 | $232,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 9,742 | $232,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 2,662 | $231,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 14,378 | $231,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 14,020 | $231,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y859 | MADRONA DOMESTIC | 5,579 | $230,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 4,280 | $229,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 4,437 | $228,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 6,088 | $228,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 9,090 | $224,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 15,730 | $224,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 2,841 | $222,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 4,169 | $221,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 2,431 | $219,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 6,871 | $219,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 6,882 | $219,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 2,600 | $219,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 4,859 | $219,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 5,589 | $218,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 2,339 | $215,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 2,042 | $215,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 4,169 | $215,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 31,683 | $215,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 13,936 | $214,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 4,016 | $213,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 4,758 | $212,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 4,408 | $210,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 3,566 | $210,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 9,000 | $209,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 1,793 | $208,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 6,506 | $207,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 2,064 | $205,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 4,511 | $205,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 8,107 | $205,000 | thousands by filing date | |
| FOSTER WHEELER AG | H27178104 | COM | 6,427 | $203,000 | thousands by filing date | |
| ROCKWOOD HLDGS INC | 774415103 | COM | 2,652 | $203,000 | thousands by filing date | |
| DOW 30 PREMIUM & DIV INC FD | 260582101 | COM | 13,000 | $203,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 4,935 | $202,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 1,790 | $201,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 18,692 | $201,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 17,542 | $189,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 16,987 | $185,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 10,876 | $176,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 20,000 | $155,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 21,738 | $142,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 15,110 | $139,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 12,606 | $110,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 10,000 | $100,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 11,203 | $98,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 12,400 | $93,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 11,000 | $53,000 | thousands by filing date | |
| PARAMOUNT GOLD & SILVER CORP | 69924P102 | COM | 25,850 | $23,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 25,000 | $14,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000891092-14-008010 | this filing | 2014-10-27 | acceptance time not in the bulk data set |