13F-HR filed by IndexIQ Advisors LLC
IndexIQ Advisors LLC filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-04, with 202 holding rows worth $977,075,000 by the sum of the rows.
- Accession
- 0000891092-14-000767
- Filer
- CIK 1415996
- Filed
- 2014-02-04
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 202 entries on the cover page, a total value of $997,075,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $977,075,000 with VALUE read as thousands by filing date, 13F file number 028-13712. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $997,075,000, 2% more than the sum of the rows, $977,075,000. This page uses the sum of the rows.
Other managers
- included managerFINANCIAL DEVELOPMENT LLC028-13711
- included managerFinancial Development Holdco LLC028-13710
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 1,413,679 | $121,506,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 1,446,357 | $115,694,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 919,717 | $97,885,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 1,126,613 | $75,551,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 932,959 | $74,571,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 2,581,559 | $64,229,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 537,085 | $59,026,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 526,462 | $44,423,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 292,110 | $33,683,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 178,018 | $32,875,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 247,920 | $27,333,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 653,158 | $27,224,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 434,624 | $20,310,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 134,238 | $14,519,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 117,606 | $13,432,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 602,698 | $12,090,000 | thousands by filing date | |
| SPDR Series Trust | 78464A680 | SPDR Bloomberg 1-3 Month T-Bill ETF | 220,317 | $10,084,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 279,989 | $7,560,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 133,941 | $5,518,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 203,473 | $5,219,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 78,937 | $4,450,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 91,508 | $4,133,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 121,483 | $4,065,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 67,466 | $3,105,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 45,580 | $2,899,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 72,438 | $2,756,000 | thousands by filing date | |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 19,523 | $2,655,000 | thousands by filing date | |
| MKT VECTORS EMRG MKT LCL C | 57060U522 | ETF | 99,627 | $2,346,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 46,871 | $2,175,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 216,720 | $2,130,000 | thousands by filing date | |
| Cole Real Estate Investments | 19329V105 | COM | 150,674 | $2,115,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 32,768 | $1,917,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 85,077 | $1,662,000 | thousands by filing date | |
| VIROPHARMA INC | 928241108 | COMMON STOCK | 32,801 | $1,635,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 67,826 | $1,562,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 113,161 | $1,516,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 19,906 | $1,480,000 | thousands by filing date | |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 15,168 | $1,407,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153105 | COM | 196,654 | $1,402,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 21,364 | $1,379,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 96,833 | $1,364,000 | thousands by filing date | |
| LIFE TECHNOLOGIES CORP | 53217V109 | COM | 17,581 | $1,333,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 34,002 | $1,283,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 79,955 | $1,274,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 84,780 | $1,245,000 | thousands by filing date | |
| NEWCASTLE INVT CORP | 65105M108 | COM | 216,506 | $1,243,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 39,713 | $1,222,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 98,486 | $1,203,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 117,400 | $1,199,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 66,932 | $1,168,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 111,034 | $1,144,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 396 | $1,107,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 10,791 | $1,071,000 | thousands by filing date | |
| NEW RESIDENTIAL INVT CORP | 64828T102 | COM | 158,963 | $1,062,000 | thousands by filing date | |
| Pentair Inc | H6169Q108 | PNR | 13,312 | $1,034,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 50,587 | $980,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 23,536 | $968,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 47,146 | $957,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 40,976 | $941,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 230,024 | $922,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 53,817 | $918,000 | thousands by filing date | |
| PROSHARES ULTRASHORT RE | 74348A871 | COM | 41,993 | $907,000 | thousands by filing date | |
| POWERSHARES DB | 73935Y102 | COM UT BEN INT | 34,062 | $866,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 30,061 | $863,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 34,431 | $855,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 34,254 | $851,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 10,160 | $841,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 20,012 | $836,000 | thousands by filing date | |
| GLIMCHER RLTY TR | 379302102 | SH BEN INT | 89,115 | $834,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 37,410 | $832,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 41,005 | $778,000 | thousands by filing date | |
| HEALTH MGMT ASSOC INC NEW | 421933102 | CL A | 58,519 | $767,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 6,828 | $730,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 9,087 | $716,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 49,368 | $704,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 56,909 | $680,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR REIT | 427825104 | SH BEN INT A | 121,237 | $675,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 43,951 | $647,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 40,858 | $643,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H104 | COM | 71,462 | $630,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 6,105 | $618,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 23,273 | $608,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 27,212 | $595,000 | thousands by filing date | |
| INLAND REAL ESTATE CORP | 457461200 | COM | 54,378 | $572,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 69,199 | $565,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 27,529 | $561,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 65,088 | $558,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 4,508 | $541,000 | thousands by filing date | |
| SANTARUS INC | 802817304 | COM | 16,930 | $541,000 | thousands by filing date | |
| ASSOCIATED ESTATES RLTY CORP | 045604105 | COM | 33,393 | $536,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 5,251 | $535,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST | 49803T102 | COMMON STOCK | 81,174 | $533,000 | thousands by filing date | |
| PARKWAY PPTYS INC | 70159Q104 | COM | 26,796 | $517,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 70,897 | $506,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 20,431 | $496,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 11,620 | $491,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 59,144 | $478,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 47,700 | $477,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 52,208 | $470,000 | thousands by filing date | |
| JOS A BANK CLOTHIERS INC | 480838101 | COM | 8,571 | $469,000 | thousands by filing date | |
| RESOURCE CAP CORP REIT | 76120W302 | COM | 77,344 | $459,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 27,694 | $456,000 | thousands by filing date | |
| HARRIS TEETER SUPERMARKETS I | 414585109 | COM | 9,180 | $453,000 | thousands by filing date | |
| MEADWESTVACO CORP | 583334107 | COM | 12,084 | $446,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 12,197 | $422,000 | thousands by filing date | |
| CHIQUITA BRANDS INTL INC | 170032809 | COM | 35,747 | $418,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 35,848 | $417,000 | thousands by filing date | |
| COMMONWEALTH REIT | 203233101 | COMMON STOCK | 17,716 | $413,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 38,052 | $404,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 16,339 | $393,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 5,313 | $392,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 8,506 | $392,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 43,541 | $391,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 47,099 | $390,000 | thousands by filing date | |
| CAMPUS CREST COMMUNITIES I | 13466Y105 | COM | 39,956 | $376,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 22,988 | $374,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 87,369 | $368,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 22,814 | $365,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 9,905 | $364,000 | thousands by filing date | |
| POWERSHARES DB GOLD FUND | 73936B606 | DB G | 8,575 | $346,000 | thousands by filing date | |
| AMERICAN RESIDENTIAL PROPERTIES INC | 02927E303 | COM | 20,063 | $344,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 9,639 | $340,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 18,725 | $337,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 2,638 | $330,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D829 | INVRS VIX MDTERM | 8,375 | $324,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 5,071 | $320,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 68,251 | $304,000 | thousands by filing date | |
| CAPITALSOURCE INC | 14055X102 | COM | 20,940 | $301,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 15,239 | $285,000 | thousands by filing date | |
| PVR PARTNERS L P | 693665101 | COM UNIT REPTG L | 10,369 | $278,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 39,455 | $276,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 17,331 | $271,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 11,461 | $270,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 11,897 | $266,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 40,709 | $255,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 31,587 | $253,000 | thousands by filing date | |
| AVIV REIT INC | 05381L101 | COMMON STOCK | 9,714 | $230,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 17,270 | $226,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 2,383 | $225,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 14,616 | $217,000 | thousands by filing date | |
| GRAMERCY PPTY TR INC | 38489R100 | COM | 36,742 | $211,000 | thousands by filing date | |
| STERLING FINL CORP WASH | 859319303 | COM NEW | 5,552 | $189,000 | thousands by filing date | |
| HI-TECH PHARMACAL CO INC | 42840B101 | COMMON STOCK | 4,302 | $187,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 2,938 | $186,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 3,225 | $180,000 | thousands by filing date | |
| LEAP WIRELESS INTL INC | 521863308 | COM NEW | 10,169 | $177,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 9,431 | $175,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 3,513 | $175,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 2,302 | $164,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 1,783 | $161,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 24,044 | $160,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 3,553 | $154,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 12,131 | $132,000 | thousands by filing date | |
| PROSHARES TR II | 74347W395 | FUND | 1,274 | $132,000 | thousands by filing date | |
| ZOLTEK COS INC | 98975W104 | COM | 7,674 | $129,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 4,845 | $127,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 1,712 | $121,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 1,969 | $120,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 1,174 | $114,000 | thousands by filing date | |
| KODIAK OIL & GAS CORP | 50015Q100 | COM | 9,348 | $105,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 1,093 | $104,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 6,412 | $103,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 4,021 | $82,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 1,856 | $79,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 2,210 | $74,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 401 | $67,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 857 | $66,000 | thousands by filing date | |
| HOME FEDERAL BANCORP INC/ID | 43710G105 | COM | 4,433 | $66,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 1,282 | $65,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 782 | $64,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 610 | $63,000 | thousands by filing date | |
| TESORO LOGISTICS LP | 88160T107 | COM UNIT LP | 1,175 | $61,000 | thousands by filing date | |
| BLYTH INC | 09643P207 | COM NEW | 5,608 | $61,000 | thousands by filing date | |
| PROSHARES TR | 74347X575 | SHT MSCI NEW | 2,925 | $59,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642106 | COMMON STOCK | 1,678 | $58,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 1,468 | $53,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 670 | $53,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 623 | $50,000 | thousands by filing date | |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 1,996 | $49,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 1,111 | $48,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 493 | $42,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 611 | $38,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 452 | $38,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 4,629 | $37,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 611 | $34,000 | thousands by filing date | |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 1,621 | $31,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 439 | $30,000 | thousands by filing date | |
| QR ENERGY LP | 74734R108 | UNIT LTD PRTNS | 1,771 | $30,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 1,300 | $29,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 566 | $25,000 | thousands by filing date | |
| HILLSHIRE BRANDS CO | 432589109 | COM | 704 | $24,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 1,064 | $23,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 2,071 | $19,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 2,167 | $17,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 839 | $14,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 1,930 | $13,000 | thousands by filing date | |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 1,786 | $8,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639108 | COMMON STOCK | 3,604 | $7,000 | thousands by filing date | |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 338 | $6,000 | thousands by filing date | |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 1,401 | $6,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 25 | $5,000 | thousands by filing date | |
| PROSHARES ULTRASHORT SILVER | 74347W114 | COM | 31 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000891092-14-000767 | this filing | 2014-02-04 | acceptance time not in the bulk data set |