13F-HR filed by HL FINANCIAL SERVICES LLC
HL FINANCIAL SERVICES LLC filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-01-24, with 624 holding rows worth $3,296,051,000.
- Accession
- 0000891092-14-000467
- Filer
- CIK 1430233
- Filed
- 2014-01-24
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 624 entries on the cover page, a total value of $3,296,051,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,296,051,000 with VALUE read as thousands by filing date, 13F file number 028-13165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerJ.J.B. Hilliard, W.L. Lyons, LLC028-13163
- included managerHilliard Lyons Trust Company, LLC028-13162
- included managerHOUCHENS INDUSTRIES INC /KY/028-13166
- included managerHouchens Industries, Inc. Employee Stock Ownership Trust028-13164
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 9,880 | $307,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 5,552 | $306,000 | thousands by filing date | |
| ROCKWOOD HLDGS INC | 774415103 | COM | 4,242 | $305,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 6,531 | $303,000 | thousands by filing date | |
| CORECIVIC INC | 22025Y407 | COM | 9,346 | $300,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 4,798 | $300,000 | thousands by filing date | |
| TYCO INTERNATIONAL LTD | H89128104 | SHS | 7,290 | $299,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 18,180 | $297,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 5,050 | $297,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 3,625 | $296,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 5,360 | $296,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 3,915 | $295,000 | thousands by filing date | |
| SWIFT ENERGY CO | 870738101 | COM | 21,800 | $294,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 6,437 | $293,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 20,566 | $292,000 | thousands by filing date | |
| ENERGIZER HLDGS INC | 29266R108 | COM | 2,697 | $292,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 1,137 | $291,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 9,513 | $291,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 10,097 | $287,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 8,040 | $285,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 8,878 | $284,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 5,843 | $282,000 | thousands by filing date | |
| SIEMENS A G - ADR | 826197501 | COM | 2,038 | $282,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 3,444 | $281,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 6,649 | $279,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 7,137 | $279,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 6,290 | $277,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 18,812 | $277,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 23,669 | $276,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 2,300 | $276,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 4,626 | $274,000 | thousands by filing date | |
| COMPUWARE CORP | 205638109 | COM | 24,484 | $274,000 | thousands by filing date | |
| COMSTOCK RESOURCES INC | 205768203 | COM | 14,888 | $272,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 3,100 | $271,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 8,241 | $269,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 12,291 | $269,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 4,350 | $268,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 3,757 | $268,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 4,047 | $268,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 5,249 | $268,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 4,664 | $267,000 | thousands by filing date | |
| PRECISION CASTPARTS CORP | 740189105 | COM | 988 | $266,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 3,318 | $265,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 3,850 | $265,000 | thousands by filing date | |
| VALASSIS COMMUNICATIONS INC | 918866104 | COM | 7,712 | $264,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 5,357 | $263,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 2,615 | $262,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 21,900 | $261,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 2,878 | $260,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 4,937 | $259,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 2,696 | $258,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 27,308 | $257,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 4,823 | $256,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 7,271 | $255,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 15,812 | $253,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 4,000 | $252,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 24,093 | $252,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 2,925 | $250,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 3,470 | $249,000 | thousands by filing date | |
| HCC INS HLDGS INC | 404132102 | COM | 5,336 | $246,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 5,612 | $244,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 3,473 | $243,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 4,208 | $243,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 1,062 | $241,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 18,130 | $240,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 3,500 | $238,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 6,233 | $238,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 2,350 | $237,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 7,900 | $236,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 4,938 | $235,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 4,545 | $235,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 11,518 | $233,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 3,968 | $231,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 5,429 | $231,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 10,624 | $231,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 1,946 | $227,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 2,000 | $221,000 | thousands by filing date | |
| NORTHEAST UTILS | 664397106 | COM | 5,187 | $220,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 8,300 | $218,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 7,162 | $216,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 7,727 | $216,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 4,016 | $215,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 425 | $215,000 | thousands by filing date | |
| URS CORP NEW | 903236107 | COM | 4,017 | $213,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 2,893 | $212,000 | thousands by filing date | |
| AGL RES INC | 001204106 | COM | 4,490 | $212,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 5,905 | $211,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 2,967 | $211,000 | thousands by filing date | |
| ROCKET COMPANIES CLA A CLASS A | 772739207 | COM | 2,009 | $211,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 15,734 | $210,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 4,741 | $209,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 2,221 | $207,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 3,693 | $205,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 6,944 | $205,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 10,421 | $205,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 1,649 | $204,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 11,367 | $204,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 3,129 | $203,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 2,258 | $203,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 4,100 | $203,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 11,356 | $202,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 2,226 | $202,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 2,518 | $202,000 | thousands by filing date | |
| ROYCE FOCUS TR | 78080N108 | COM | 26,554 | $202,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 4,477 | $201,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 18,437 | $193,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 12,476 | $189,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 18,870 | $181,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 10,280 | $180,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 14,426 | $178,000 | thousands by filing date | |
| NUVEEN PERFORMANCE PLUS MUN | 67062P108 | COM | 12,832 | $174,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 12,761 | $155,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 20,000 | $154,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 14,487 | $154,000 | thousands by filing date | |
| BLYTH INC | 09643P207 | COM NEW | 13,600 | $148,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 30,865 | $144,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 12,048 | $140,000 | thousands by filing date | |
| WINTHROP REALTY TRUST | 976391300 | SH B | 11,950 | $132,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 10,946 | $127,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 14,857 | $118,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 12,606 | $103,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 10,773 | $88,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 10,400 | $67,000 | thousands by filing date | |
| PARAMOUNT GOLD & SILVER CORP | 69924P102 | COM | 25,850 | $24,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000891092-14-000467 | this filing | 2014-01-24 | acceptance time not in the bulk data set |