13F-HR filed by HL FINANCIAL SERVICES LLC
HL FINANCIAL SERVICES LLC filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-10-24, with 579 holding rows worth $2,855,620,000.
- Accession
- 0000891092-13-008781
- Filer
- CIK 1430233
- Filed
- 2013-10-24
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 579 entries on the cover page, a total value of $2,855,620,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,855,620,000 with VALUE read as thousands by filing date, 13F file number 028-13165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerJ.J.B. Hilliard, W.L. Lyons, LLC028-13163
- included managerHilliard Lyons Trust Company, LLC028-13162
- included managerHOUCHENS INDUSTRIES INC /KY/028-13166
- included managerHouchens Industries, Inc. Employee Stock Ownership Trust028-13164
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 10,097 | $255,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 3,850 | $254,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 6,290 | $253,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 12,041 | $251,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 3,260 | $250,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 24,350 | $249,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 2,450 | $248,000 | thousands by filing date | |
| CORECIVIC INC | 22025Y407 | COM | 7,119 | $246,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 8,507 | $244,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 7,500 | $241,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 3,345 | $240,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 4,937 | $238,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 4,000 | $238,000 | thousands by filing date | |
| AMERICAN INTL WARRANTS WT EXP | 26874156 | WARRANT | 12,539 | $238,000 | thousands by filing date | The CUSIP as filed is malformed. |
| HCC INS HLDGS INC | 404132102 | COM | 5,390 | $236,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 18,130 | $236,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 3,850 | $235,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 12,414 | $233,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 3,530 | $232,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 27,805 | $232,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 19,787 | $231,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 3,429 | $227,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 3,291 | $227,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 6,000 | $226,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 7,227 | $225,000 | thousands by filing date | |
| PRECISION CASTPARTS CORP | 740189105 | COM | 988 | $225,000 | thousands by filing date | |
| AGCO CORP | 1084102 | COM | 3,691 | $223,000 | thousands by filing date | The CUSIP as filed is malformed. |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 2,675 | $222,000 | thousands by filing date | |
| COMPUWARE CORP | 205638109 | COM | 19,872 | $222,000 | thousands by filing date | |
| SIEMENS A G - ADR | 826197501 | COM | 1,838 | $221,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 5,050 | $220,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 5,900 | $220,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 16,401 | $220,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 7,162 | $218,000 | thousands by filing date | |
| ALCOA, INC. | 13817101 | COM | 26,814 | $218,000 | thousands by filing date | The CUSIP as filed is malformed. |
| PRAXAIR INC | 74005P104 | COM | 1,809 | $217,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 7,768 | $216,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 2,417 | $212,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 13,703 | $212,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 4,539 | $212,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 675 | $211,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 2,777 | $211,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 11,714 | $209,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 4,484 | $206,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 2,034 | $205,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 6,783 | $204,000 | thousands by filing date | |
| ENERGIZER HLDGS INC | 29266R108 | COM | 2,242 | $204,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 4,904 | $202,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 2,000 | $202,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 3,988 | $202,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 4,595 | $202,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 2,380 | $201,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 6,395 | $200,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 5,841 | $200,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 12,106 | $195,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 16,355 | $194,000 | thousands by filing date | |
| COMSTOCK RESOURCES INC | 205768203 | COM | 12,027 | $191,000 | thousands by filing date | |
| ROYCE FOCUS TR | 78080N108 | COM | 26,285 | $190,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 10,452 | $186,000 | thousands by filing date | |
| BLYTH INC | 09643P207 | COM NEW | 13,200 | $183,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 10,049 | $173,000 | thousands by filing date | |
| NUVEEN PERFORMANCE PLUS MUN | 67062P108 | COM | 12,832 | $173,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 12,761 | $159,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 12,739 | $155,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 60505146 | *W EXP 01/16/2019 | 25,400 | $155,000 | thousands by filing date | The CUSIP as filed is malformed. |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 12,585 | $145,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 14,406 | $143,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 12,048 | $136,000 | thousands by filing date | |
| WINTHROP REALTY TRUST | 976391300 | SH B | 11,950 | $133,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 18,000 | $132,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 13,414 | $125,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 13,590 | $120,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 26,925 | $113,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 10,500 | $92,000 | thousands by filing date | |
| CITIZENS FIRST CORP | 17462Q107 | COM | 10,165 | $91,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 10,968 | $88,000 | thousands by filing date | |
| PARAMOUNT GOLD & SILVER CORP | 69924P102 | COM | 34,350 | $44,000 | thousands by filing date | |
| AK STEEL HOLDING CORPORATION | 1547108 | COM | 10,735 | $40,000 | thousands by filing date | The CUSIP as filed is malformed. |
| OLD REP INTL CORP | 680223AH7 | NOTE 3.750% 3/1 | 10,000 | $12,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000891092-13-008781 | this filing | 2013-10-24 | acceptance time not in the bulk data set |