13F-HR filed by Cowen Prime Services LLC
Cowen Prime Services LLC filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-04-29, with 173 holding rows worth $21,284,247.
- Accession
- 0000890163-19-000016
- Filer
- CIK 1543830
- Filed
- 2019-04-29
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A holdings report, 173 entries on the cover page, a total value of $21,284,247 stated on the cover page (in dollars after the unit check, H1), rows summing to $21,284,247 with VALUE read as dollars, detected, 13F file number 028-14944. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HARMONIC INC | 413160AB8 | NOTE 4.000%12/0 | 2,473 | $2,175,000 | dollars, detected | |
| INFINERA CORP | 45667GAC7 | BOND | 1,579 | $2,000,000 | dollars, detected | |
| MOBILEIRON INC | 60739U204 | COM NEW | 9,624 | $1,759,400 | dollars, detected | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 6,538 | $1,743,559 | dollars, detected | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 15,422 | $1,562,496 | dollars, detected | |
| ITERIS INC NEW | 46564T107 | COM | 5,822 | $1,396,242 | dollars, detected | |
| VONAGE HLDGS CORP | 92886T201 | COM | 13,580 | $1,352,550 | dollars, detected | |
| FUSION CONNECT INC | 36116X102 | COM | 1,194 | $911,200 | dollars, detected | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| TRUECAR INC | 89785L107 | COM | 5,612 | $845,200 | dollars, detected | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 9,736 | $788,371 | dollars, detected | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 1,889 | $740,900 | dollars, detected | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 7,604 | $611,750 | dollars, detected | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 11,964 | $584,766 | dollars, detected | |
| HARMONIC INC | 413160102 | COM | 1,865 | $344,035 | dollars, detected | |
| SYNACOR INC | 871561106 | COM | 494 | $314,725 | dollars, detected | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| KOPIN CORP | 500600101 | COMMON STOCK | 412 | $307,250 | dollars, detected | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 1,545 | $300,083 | dollars, detected | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 1,838 | $291,205 | dollars, detected | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 2,276 | $248,979 | dollars, detected | |
| EHEALTH INC | 28238P109 | COM | 15,446 | $247,768 | dollars, detected | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 5,236 | $227,555 | dollars, detected | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 249 | $211,013 | dollars, detected | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| TECHTARGET INC | 87874R100 | COM | 3,176 | $195,200 | dollars, detected | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 4,856 | $154,738 | dollars, detected | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 1,514 | $144,200 | dollars, detected | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 1,326 | $123,210 | dollars, detected | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 101 | $110,000 | dollars, detected | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 2,531 | $101,469 | dollars, detected | |
| Pfizer Inc. | 717081103 | COM | 3,963 | $93,320 | dollars, detected | |
| DURECT CORP | 266605104 | COM | 55 | $87,128 | dollars, detected | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| KKR & CO INC | 48251W104 | COM | 1,996 | $84,970 | dollars, detected | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 1,288 | $82,154 | dollars, detected | |
| DOWDUPONT INC | 26078J100 | COM | 4,379 | $82,136 | dollars, detected | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 562 | $72,322 | dollars, detected | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 1,923 | $66,080 | dollars, detected | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 1,411 | $59,294 | dollars, detected | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 3,720 | $58,050 | dollars, detected | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 863 | $51,658 | dollars, detected | |
| REDFIN CORP | 75737F108 | COM | 969 | $47,800 | dollars, detected | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 2,110 | $34,800 | dollars, detected | |
| NIC INC | 62914B100 | COM | 576 | $33,700 | dollars, detected | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 85 | $30,268 | dollars, detected | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 794 | $30,150 | dollars, detected | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 2,380 | $29,830 | dollars, detected | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 1,519 | $29,410 | dollars, detected | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 3,382 | $26,425 | dollars, detected | |
| Starbucks Corporation | 855244109 | COM | 1,922 | $25,850 | dollars, detected | |
| CEVA INC | 157210105 | COMMON STOCK | 634 | $23,521 | dollars, detected | |
| Johnson & Johnson | 478160104 | COM | 2,976 | $21,292 | dollars, detected | |
| PTC INC COM | 69370C100 | Stock | 1,862 | $20,200 | dollars, detected | |
| EXELON CORP COM | 30161N101 | Stock | 1,005 | $20,050 | dollars, detected | |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H104 | COM | 50 | $20,000 | dollars, detected | |
| NRC HEALTH | 637372202 | COMMON STOCK | 625 | $16,200 | dollars, detected | |
| NUTANIX INC CL A | 67059N108 | Stock | 582 | $15,430 | dollars, detected | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 308 | $15,380 | dollars, detected | |
| JPMorgan Chase & Co | 46625H100 | COM | 1,435 | $14,179 | dollars, detected | |
| GENERAL ELEC CO | 369604103 | COM | 135 | $13,470 | dollars, detected | |
| Microsoft Corp | 594918104 | COM | 1,560 | $13,225 | dollars, detected | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 206 | $12,904 | dollars, detected | |
| MICROVISION INC DEL | 594960304 | COM NEW | 12 | $12,800 | dollars, detected | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Chevron Corporation | 166764100 | COM | 1,435 | $11,650 | dollars, detected | |
| BOINGO WIRELESS INC | 09739C102 | COM | 268 | $11,500 | dollars, detected | |
| NEOGEN CORP | 640491106 | COM | 631 | $11,000 | dollars, detected | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 364 | $10,400 | dollars, detected | |
| NVE CORP COM NEW | 629445206 | Stock | 864 | $8,831 | dollars, detected | |
| HCP INC | 40414L109 | COM | 250 | $8,000 | dollars, detected | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 97 | $6,900 | dollars, detected | |
| ALLOT LTD | M0854Q105 | SHS | 46 | $5,800 | dollars, detected | |
| EXXON MOBIL CORP | 30231G102 | COM | 458 | $5,670 | dollars, detected | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 124 | $5,513 | dollars, detected | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 41 | $5,166 | dollars, detected | |
| METLIFE INC COM | 59156R108 | Stock | 219 | $5,150 | dollars, detected | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 137 | $5,100 | dollars, detected | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 16 | $5,000 | dollars, detected | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 206 | $5,000 | dollars, detected | |
| ANDEAVOR LOGISTICS LP NPV | 03350F106 | COM UNIT LP INT | 176 | $5,000 | dollars, detected | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 9 | $5,000 | dollars, detected | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| RUBICON PROJ INC | 78112V102 | COM | 30 | $5,000 | dollars, detected | |
| FORMFACTOR INC COM | 346375108 | Stock | 77 | $4,795 | dollars, detected | |
| International Business Machines Corporation | 459200101 | COM | 665 | $4,712 | dollars, detected | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 125 | $4,630 | dollars, detected | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 34 | $4,500 | dollars, detected | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 82 | $4,150 | dollars, detected | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 143 | $4,000 | dollars, detected | |
| GREENSKY INC | 39572G100 | CL A | 52 | $4,000 | dollars, detected | |
| WESTERN MIDSTREAM PARTNERS L | 958669103 | COM UNIT LP INT | 120 | $3,813 | dollars, detected | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 59 | $3,500 | dollars, detected | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 63 | $3,500 | dollars, detected | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 83 | $3,400 | dollars, detected | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 170 | $3,250 | dollars, detected | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 18 | $3,166 | dollars, detected | |
| Texas Instruments Incorporated | 882508104 | COM | 319 | $3,012 | dollars, detected | |
| ConocoPhillips | 20825C104 | COM | 200 | $3,000 | dollars, detected | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 67 | $3,000 | dollars, detected | |
| INTERMOLECULAR INC | 45882D109 | COM | 3 | $3,000 | dollars, detected | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 22 | $2,700 | dollars, detected | |
| PAYCHEX INC | 704326107 | COM | 192 | $2,400 | dollars, detected | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 16 | $2,400 | dollars, detected | |
| YUM BRANDS INC COM | 988498101 | Stock | 230 | $2,300 | dollars, detected | |
| Verizon Communications Inc | 92343V104 | COM | 134 | $2,263 | dollars, detected | |
| Bristol-Myers Squibb Company | 110122108 | COM | 100 | $2,100 | dollars, detected | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 140 | $2,000 | dollars, detected | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 200 | $1,850 | dollars, detected | |
| Mondelez International,Inc. Class A | 609207105 | COM | 90 | $1,800 | dollars, detected | |
| Intel Corp | 458140100 | COM | 86 | $1,600 | dollars, detected | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 53 | $1,600 | dollars, detected | |
| Altria Group Inc | 02209S103 | COM | 86 | $1,500 | dollars, detected | |
| Deere & Company | 244199105 | COM | 240 | $1,500 | dollars, detected | |
| LENNAR CORP CL A | 526057104 | Stock | 74 | $1,500 | dollars, detected | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 39 | $1,500 | dollars, detected | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 83 | $1,445 | dollars, detected | |
| SYSCOCORP | 871829107 | COM | 80 | $1,200 | dollars, detected | |
| CORNING INC | 219350105 | COM | 38 | $1,150 | dollars, detected | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 19 | $1,083 | dollars, detected | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 121 | $1,080 | dollars, detected | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 107 | $1,034 | dollars, detected | |
| Coca-Cola Company | 191216100 | COM | 47 | $1,000 | dollars, detected | |
| Philip Morris International Inc. | 718172109 | COM | 88 | $1,000 | dollars, detected | |
| Procter & Gamble Co | 742718109 | COM | 104 | $1,000 | dollars, detected | |
| EMERSON ELEC CO COM | 291011104 | Stock | 68 | $1,000 | dollars, detected | |
| NNN REIT INC COM | 637417106 | REIT | 55 | $1,000 | dollars, detected | |
| EBAY INC. COM | 278642103 | Stock | 37 | $1,000 | dollars, detected | |
| WILLIAMS COS INC COM | 969457100 | Stock | 29 | $1,000 | dollars, detected | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 5 | $1,000 | dollars, detected | |
| PepsiCo,Inc. | 713448108 | COM | 110 | $900 | dollars, detected | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 112 | $900 | dollars, detected | |
| Schlumberger Limited | 806857108 | COM | 36 | $835 | dollars, detected | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 61 | $800 | dollars, detected | |
| SEMPRA COM | 816851109 | Stock | 101 | $800 | dollars, detected | |
| HELMERICH & PAYNE INC | 423452101 | COM | 44 | $800 | dollars, detected | |
| NOBLE CORP PLC | G65431101 | SHS USD | 2 | $800 | dollars, detected | |
| ALLEGION PLC | G0176J109 | ORD SHS | 60 | $666 | dollars, detected | |
| McDonalds Corporation | 580135101 | COM | 126 | $661 | dollars, detected | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 36 | $550 | dollars, detected | |
| UnitedHealth Group Inc | 91324P102 | COM | 124 | $500 | dollars, detected | |
| STITCH FIX INC | 860897107 | COM CL A | 14 | $500 | dollars, detected | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 121 | $450 | dollars, detected | |
| TARGA RES CORP COM | 87612G101 | Stock | 18 | $434 | dollars, detected | |
| Lockheed Martin Corporation | 539830109 | COM | 120 | $400 | dollars, detected | |
| Merck & Co.,Inc. | 58933Y105 | COM | 33 | $400 | dollars, detected | |
| Oracle Corporation | 68389X105 | COM | 21 | $394 | dollars, detected | |
| Lowes Companies,Inc. | 548661107 | COM | 37 | $340 | dollars, detected | |
| AbbVie,Inc. | 00287Y109 | COM | 24 | $300 | dollars, detected | |
| EOG RES INC COM | 26875P101 | Stock | 29 | $300 | dollars, detected | |
| MACERICH CO | 554382101 | COM | 11 | $260 | dollars, detected | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 30 | $250 | dollars, detected | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 36 | $200 | dollars, detected | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 3 | $200 | dollars, detected | |
| HP INC COM | 40434L105 | Stock | 4 | $200 | dollars, detected | |
| ALLERGAN PLC | G0177J108 | SHS | 27 | $181 | dollars, detected | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 0 | $175 | dollars, detected | Amount filed as zero, left out of ratios. |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 20 | $160 | dollars, detected | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 164 | $140 | dollars, detected | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| Cisco Systems,Inc. | 17275R102 | COM | 5 | $100 | dollars, detected | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 10 | $100 | dollars, detected | |
| HALLIBURTON CO COM | 406216101 | Stock | 3 | $100 | dollars, detected | |
| WABTEC COM | 929740108 | Stock | 5 | $69 | dollars, detected | |
| Pareteum Corporation | 69946T207 | COM | 0 | $58 | dollars, detected | Amount filed as zero, left out of ratios. |
| MAGNOLIA OIL & GAS CORP | 559663109 | CL A | 1 | $50 | dollars, detected | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 47 | $40 | dollars, detected | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| Citigroup Inc. | 172967424 | COM | 2 | $35 | dollars, detected | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 1 | $35 | dollars, detected | |
| LENNAR CORP CL B | 526057302 | Stock | 1 | $30 | dollars, detected | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 1 | $26 | dollars, detected | |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 1 | $26 | dollars, detected | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 4 | $25 | dollars, detected | |
| AT&T Inc | 00206R102 | COM | 1 | $23 | dollars, detected | |
| Morgan Stanley | 617446448 | COM | 1 | $18 | dollars, detected | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 1 | $16 | dollars, detected | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 0 | $9 | dollars, detected | Amount filed as zero, left out of ratios. |
| PERSPECTA INC | 715347100 | COM | 0 | $8 | dollars, detected | Amount filed as zero, left out of ratios. |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 0 | $6 | dollars, detected | Amount filed as zero, left out of ratios. |
| BROADVISION INC | 111412706 | COM | 0 | $4 | dollars, detected | Amount filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000890163-19-000016 | this filing | 2019-04-29 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000890163-19-000018 | base | 2019-05-01 | acceptance time not in the bulk data set |