13F-HR filed by Cowen Prime Services LLC
Cowen Prime Services LLC filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-09, with 183 holding rows worth $185,355,000.
- Accession
- 0000890163-17-000004
- Filer
- CIK 1543830
- Filed
- 2017-02-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 183 entries on the cover page, a total value of $185,355,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $185,355,000 with VALUE read as thousands by filing date, 13F file number 028-14944. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 1,026,355 | $23,144,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 369,404 | $11,082,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 962,926 | $8,252,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 662,824 | $8,080,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 354,900 | $7,897,000 | thousands by filing date | |
| ARI NETWORK SERVICES | 001930205 | COMM | 1,352,950 | $7,319,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 607,250 | $6,467,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 170,200 | $5,528,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 802,900 | $5,500,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 256,745 | $5,194,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 141,239 | $5,120,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 88,210 | $5,047,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 366,000 | $4,183,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 681,635 | $3,953,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 50,350 | $3,153,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 288,400 | $3,100,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 34,050 | $2,955,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 16,750 | $2,730,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 30,390 | $2,654,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 34,800 | $2,632,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 52,550 | $2,431,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 162,500 | $2,397,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 66,700 | $2,367,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 114,116 | $2,363,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 41,600 | $2,227,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 35,000 | $2,217,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 152,800 | $2,119,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 23,724 | $2,047,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 66,080 | $1,787,000 | thousands by filing date | |
| INVUITY INC | 46187J205 | COM NEW | 309,250 | $1,778,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 49,253 | $1,652,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 31,515 | $1,612,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 228,986 | $1,511,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 62,800 | $1,501,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 12,430 | $1,425,000 | thousands by filing date | |
| EXAR CORP | 300645108 | COMMON STOCK | 122,630 | $1,322,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 11,212 | $1,292,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 17,000 | $1,235,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 6,750 | $1,205,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 37,370 | $1,181,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 18,925 | $1,176,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 84,616 | $1,125,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 36,200 | $1,089,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 36,550 | $955,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916503 | COM NEW | 140,931 | $888,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 42,300 | $869,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 51,770 | $797,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 166,454 | $766,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 148,359 | $742,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 51,650 | $645,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 8,331 | $595,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 8,550 | $564,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 3,162 | $525,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 5,600 | $505,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 8,400 | $491,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 21,120 | $474,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 152,919 | $434,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 47,975 | $399,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 55,400 | $396,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 7,250 | $391,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 12,713 | $382,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 5,950 | $375,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 22,400 | $358,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 342,651 | $329,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 53,895 | $318,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 24,770 | $317,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 7,500 | $311,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 16,200 | $308,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 5,630 | $280,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 5,051 | $270,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 2,295 | $266,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 4,000 | $262,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 12,904 | $258,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 9,500 | $257,000 | thousands by filing date | |
| TESORO LOGISTICS LP | 88160T107 | COM UNIT LP | 5,000 | $254,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 2,840 | $239,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 8,000 | $238,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 4,960 | $230,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 3,000 | $225,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 3,012 | $220,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 2,000 | $206,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 5,685 | $184,000 | thousands by filing date | |
| BOVIE MEDICAL CORP | 10211F100 | COM | 50,400 | $181,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 2,800 | $173,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 4,300 | $164,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 2,000 | $153,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 2,500 | $147,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 3,300 | $146,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 2,400 | $146,000 | thousands by filing date | |
| GIGPEAK INC | 37518Q109 | COM | 53,800 | $136,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 16,025 | $131,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 3,356 | $130,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 1,400 | $128,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 11,457 | $128,000 | thousands by filing date | |
| AIXTRON SE | 009606104 | SPONSORED ADR | 40,863 | $125,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 3,350 | $120,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 87,128 | $117,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 1,700 | $115,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 140 | $108,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 450 | $105,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 900 | $103,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 400 | $100,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 5,000 | $100,000 | thousands by filing date | |
| ONVIA INC | 68338T403 | COM | 22,162 | $99,000 | thousands by filing date | |
| NORTHSTAR ASSET | 66705Y104 | Common Stock | 6,500 | $97,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 900 | $94,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 800 | $81,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 4,150 | $81,000 | thousands by filing date | |
| VTTI ENERGY PARTNERS LP COM UNIT RP LT | Y9384M101 | Stock | 5,000 | $81,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 500 | $80,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 640 | $78,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 1,400 | $78,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 2,000 | $77,000 | thousands by filing date | |
| FALCONSTOR SOFTWARE INC | 306137100 | COM | 170,163 | $77,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 1,000 | $73,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 22,953 | $71,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 835 | $70,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 1,645 | $67,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 1,500 | $66,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 5,000 | $66,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 1,500 | $64,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 999 | $64,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 800 | $62,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 1,600 | $61,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 1,560 | $61,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 1,600 | $58,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 500 | $58,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 600 | $56,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 1,000 | $56,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 753 | $54,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 1,300 | $50,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 2,175 | $49,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 31,477 | $49,000 | thousands by filing date | |
| NORTHSTAR REIT. | 66704R803 | Common Stock | 3,250 | $49,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 7,200 | $48,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 1,636 | $40,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 500 | $40,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 1,000 | $39,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 550 | $39,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 176 | $37,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 40 | $32,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 1,500 | $31,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 500 | $31,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 1,000 | $31,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 300 | $30,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 1,000 | $30,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 450 | $29,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 1,500 | $29,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 1,150 | $28,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 623 | $27,000 | thousands by filing date | |
| INTERMOLECULAR INC | 45882D109 | COM | 28,000 | $27,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 1,200 | $26,000 | thousands by filing date | |
| QUALITY CARE PPTYS INC | 747545101 | COM | 1,600 | $25,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 400 | $24,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 434 | $24,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 2,700 | $22,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 160 | $18,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 200 | $18,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 250 | $18,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 760 | $17,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 3,200 | $17,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 200 | $15,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 394 | $15,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 1,083 | $14,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 50 | $11,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 800 | $10,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 75 | $9,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 100 | $9,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 333 | $6,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 200 | $5,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 800 | $5,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 200 | $4,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 234 | $4,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 111 | $3,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 200 | $3,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 55 | $3,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 166 | $1,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 50 | $1,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 35 | $1,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 30 | $1,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 26 | $1,000 | thousands by filing date | |
| ParkerVision Inc | 701354300 | USD | 600 | $1,000 | thousands by filing date | |
| DETERMINE INC | 250660107 | COM | 700 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000890163-17-000004 | this filing | 2017-02-09 | acceptance time not in the bulk data set |