13F-HR filed by KENNEDY CAPITAL MANAGEMENT LLC
KENNEDY CAPITAL MANAGEMENT LLC filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-14, with 710 holding rows worth $5,211,397,000.
- Accession
- 0000884589-16-000028
- Filer
- CIK 884589
- Filed
- 2016-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 710 entries on the cover page, a total value of $5,211,397,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $5,211,400,000 with VALUE read as thousands by filing date, 13F file number 028-03133. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 228,636 | $3,036,000 | thousands by filing date | |
| LIBERTY TAX INC | 53128T102 | CL A | 237,007 | $3,029,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 485,121 | $2,940,000 | thousands by filing date | |
| AVEXIS INC | 05366U100 | COM | 70,049 | $2,887,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 99,060 | $2,885,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 16,179 | $2,877,000 | thousands by filing date | |
| SI FINL GROUP INC MD | 78425V104 | COM | 214,546 | $2,832,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 146,165 | $2,802,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 132,953 | $2,792,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 102,153 | $2,777,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 357,975 | $2,771,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 152,233 | $2,743,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 52,054 | $2,731,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 73,916 | $2,726,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 231,906 | $2,716,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 74,500 | $2,687,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 239,974 | $2,678,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 94,401 | $2,660,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 116,071 | $2,649,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 74,697 | $2,648,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 22,227 | $2,648,000 | thousands by filing date | |
| NEWSTAR FINANCIAL INC | 65251F105 | COM | 271,328 | $2,635,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 37,759 | $2,628,000 | thousands by filing date | |
| PETROQUEST ENERGY INC COM NEW | 716748306 | Stock | 758,781 | $2,625,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 543,327 | $2,624,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 77,515 | $2,612,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 95,644 | $2,572,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 68,914 | $2,557,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 366,200 | $2,545,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 113,221 | $2,535,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 210,718 | $2,531,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 269,655 | $2,527,000 | thousands by filing date | |
| INTELIQUENT INC | 45825N107 | COM | 155,307 | $2,507,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 21,526 | $2,496,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 49,511 | $2,485,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 591,937 | $2,480,000 | thousands by filing date | |
| GOLDEN ENTERPRISES | 381010107 | COM | 206,392 | $2,476,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 1,494,995 | $2,467,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 46,162 | $2,452,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 68,455 | $2,444,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 496,752 | $2,394,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 66,106 | $2,377,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 132,917 | $2,374,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W101 | COM | 2,823,345 | $2,372,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 103,807 | $2,358,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 86,162 | $2,349,000 | thousands by filing date | |
| FBR & CO | 30247C400 | COM NEW | 177,265 | $2,347,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 168,660 | $2,333,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 822,335 | $2,303,000 | thousands by filing date | |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 479,447 | $2,292,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 152,445 | $2,290,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 372,092 | $2,255,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 291,065 | $2,235,000 | thousands by filing date | |
| Jason Industries Inc | 471172106 | COMMON STOCK | 1,002,532 | $2,226,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 96,999 | $2,221,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 202,005 | $2,206,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 51,596 | $2,194,000 | thousands by filing date | |
| PATRIOT NATL INC | 70338T102 | COM | 242,572 | $2,186,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q105 | COM | 56,227 | $2,180,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 111,412 | $2,170,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 73,941 | $2,169,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 55,321 | $2,167,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 378,476 | $2,135,000 | thousands by filing date | |
| AMPLIFY SNACK BRANDS | 03211L102 | COM | 128,336 | $2,079,000 | thousands by filing date | |
| BSB BANCORP INC MD | 05573H108 | COM | 87,755 | $2,056,000 | thousands by filing date | |
| GAS NAT INC | 367204104 | COM | 268,036 | $2,056,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 149,090 | $2,031,000 | thousands by filing date | |
| GENER8 MARITIME INC | Y26889108 | COM | 394,847 | $2,022,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 27,710 | $2,013,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 573,776 | $2,008,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 72,710 | $2,000,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 71,182 | $1,947,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 110,530 | $1,946,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 9,447 | $1,931,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 94,775 | $1,929,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 102,503 | $1,923,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 22,985 | $1,916,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 101,264 | $1,915,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 87,017 | $1,912,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 149,388 | $1,912,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 112,875 | $1,908,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 300,363 | $1,907,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 167,653 | $1,898,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 50,000 | $1,882,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 20,555 | $1,858,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 181,136 | $1,851,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 50,000 | $1,832,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 138,475 | $1,824,000 | thousands by filing date | |
| SKULLCANDY INC | 83083J104 | COM | 286,585 | $1,817,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 324,274 | $1,787,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 121,397 | $1,774,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 75,957 | $1,753,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 88,232 | $1,746,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 74,087 | $1,741,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 31,105 | $1,740,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 78,026 | $1,724,000 | thousands by filing date | |
| FIDELITY & GTY LIFE COM | 315785105 | Stock | 74,265 | $1,722,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 44,035 | $1,720,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 49,824 | $1,705,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 20,758 | $1,698,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 80,329 | $1,683,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 42,068 | $1,677,000 | thousands by filing date | |
| ZAIS FINANCIAL CORP | 98886K108 | COM | 115,768 | $1,671,000 | thousands by filing date | |
| FRANKLIN WIRELESS CORP | 355184102 | COM | 717,224 | $1,664,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 56,020 | $1,663,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 24,934 | $1,662,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 73,465 | $1,660,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 10,512 | $1,649,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 60,358 | $1,644,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 82,228 | $1,639,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 31,639 | $1,630,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 56,831 | $1,626,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 20,663 | $1,597,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 105,205 | $1,596,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 24,915 | $1,562,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 199,746 | $1,556,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 72,277 | $1,542,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 114,649 | $1,518,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 57,666 | $1,475,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 74,226 | $1,471,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 54,829 | $1,468,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 74,383 | $1,468,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 8,458 | $1,448,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 138,102 | $1,436,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D205 | COM | 166,915 | $1,435,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 29,190 | $1,420,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 96,826 | $1,404,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 100,000 | $1,402,000 | thousands by filing date | |
| AUTOBYTEL INC | 05275N205 | COM | 78,558 | $1,398,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 98,750 | $1,392,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 100,578 | $1,382,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 34,010 | $1,370,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 211,826 | $1,343,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 490,871 | $1,335,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 191,260 | $1,329,000 | thousands by filing date | |
| UNIQUE FABRICATING INC | 90915J103 | COM | 108,348 | $1,326,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 268,931 | $1,323,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 62,427 | $1,284,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 24,460 | $1,275,000 | thousands by filing date | |
| CU BANCORP | 126534106 | COM | 55,188 | $1,259,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 50,307 | $1,228,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 40,004 | $1,215,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 95,805 | $1,207,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 128,081 | $1,148,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 97,092 | $1,140,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 63,608 | $1,135,000 | thousands by filing date | |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 47,380 | $1,130,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 373,225 | $1,123,000 | thousands by filing date | |
| WASHINGTONFIRST BANKSHARES I | 940730104 | COM | 43,162 | $1,062,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 50,323 | $1,052,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 322,826 | $1,043,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 113,418 | $1,024,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 33,349 | $980,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 69,877 | $968,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 47,483 | $931,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 335,978 | $931,000 | thousands by filing date | |
| WEST MARINE INC | 954235107 | COM | 112,339 | $929,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 51,542 | $916,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 146,545 | $910,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 29,572 | $862,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 63,203 | $799,000 | thousands by filing date | |
| NEWCASTLE INVT CORP NEW COM PAR $0.01 | 65105M603 | REIT | 175,073 | $793,000 | thousands by filing date | |
| HERITAGE OAKS BANCORP | 42724R107 | COM | 93,500 | $767,000 | thousands by filing date | |
| INTEST CORP | 461147100 | COMMON STOCK | 186,219 | $745,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 977,845 | $720,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 27,112 | $718,000 | thousands by filing date | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 373,615 | $687,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 27,399 | $674,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 63,127 | $674,000 | thousands by filing date | |
| BANKRATE INC DEL | 06647F102 | COM | 75,000 | $636,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 107,987 | $635,000 | thousands by filing date | |
| TECNOGLASS INC | G87264100 | ORD SHS | 49,940 | $601,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 92,869 | $597,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 109,916 | $596,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 33,327 | $566,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 21,258 | $519,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W108 | COM | 90,583 | $511,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 45,016 | $505,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 7,124 | $492,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 62,197 | $490,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 35,262 | $484,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 40,005 | $450,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 5,796 | $445,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 29,511 | $440,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 5,466 | $426,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 3,479 | $422,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 40,427 | $401,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 109,319 | $398,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 279,006 | $391,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 29,052 | $342,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 98,254 | $341,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 13,659 | $324,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 24,300 | $313,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 104,841 | $291,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 7,235 | $266,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 243,236 | $265,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 19,111 | $265,000 | thousands by filing date | |
| DIGIRAD CORP | 253827109 | COM | 50,173 | $256,000 | thousands by filing date | |
| TOR MINERALS INTL INC | 890878309 | COM NEW | 44,375 | $234,000 | thousands by filing date | |
| PIONEER PWR SOLUTIONS IN | 723836300 | COMMON STOCK | 35,070 | $202,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 27,086 | $182,000 | thousands by filing date | |
| Emmis Communications Corp | 291525400 | COM | 34,973 | $142,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 81,454 | $140,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 15,395 | $106,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 11,571 | $98,000 | thousands by filing date | |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 21,447 | $93,000 | thousands by filing date | |
| GLOBAL X ARTIFICIAL INTELLIGENCE & TECHNOLOGY ETF | 018606301 | COM | 13,056 | $90,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 31,266 | $56,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 10,340 | $15,000 | thousands by filing date | |
| LPATH INC- PHYSICAL WARRANTS | 548990233 | WT | 494,537 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000884589-16-000028 | this filing | 2016-11-14 | acceptance time not in the bulk data set |