13F-HR filed by HSBC HOLDINGS PLC
HSBC HOLDINGS PLC filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-13, with 2,741 holding rows worth $96,100,523,846.
- Accession
- 0000873630-23-000004
- Filer
- CIK 873630
- Filed
- 2023-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 7,520 entries on the cover page, a total value of $96,100,523,846 stated on the cover page (in dollars after the unit check, H1), rows summing to $96,100,523,846 with VALUE read as dollars as filed, 13F file number 028-03140. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerHSBC Bank USA, N.A.028-15552
- included managerHSBC Global Asset Management (Hong Kong) Ltd028-15530
- included managerHSBC International Trustee Ltd028-15532
- included managerHSBC Global Asset Management (UK) Ltd028-15540
- included managerHSBC GLOBAL ASSET MANAGEMENT (FRANCE)028-15545
- included managerHSBC Global Asset Management (Canada) LTD028-15539
- included managerHSBC Trinkaus & Burkhardt AG, Germany028-15546
- included managerHang Seng Investment Management Ltd028-18048
- included managerHSBC PRIVATE BANK (SUISSE) LTD028-15555
- included managerHongkong & Shanghai Banking Corp Ltd / ASP028-15975
- included managerHSBC BANK PLC028-15563
- included managerHSBC GLOBAL ASSET MANAGEMENT (MEXICO), SA DE CV, SOCIEDAD OPERADORA DE FONDOS DE INVERSION, GRUPO FINANCIERO HSBC028-18663
- included managerHSBC GLOBAL ASSET MANAGEMENT (DEUTSCHLAND) GMBH028-15547
- included managerHSBC SECURITIES USA INC028-17084
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BACKBLAZE INC A | 05637B105 | COMMON STOCK | 29,596 | $160,410 | dollars as filed | |
| First Foundation Inc | 32026V104 | Common Stock | 26,152 | $159,004 | dollars as filed | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 15,470 | $158,877 | dollars as filed | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 11,732 | $158,786 | dollars as filed | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 1,500 | $158,055 | dollars as filed | put |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 918 | $157,887 | dollars as filed | |
| MAGNITE INC COM | 55955D100 | Stock | 21,100 | $157,617 | dollars as filed | put |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 26,385 | $157,255 | dollars as filed | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 1,700 | $156,094 | dollars as filed | principal |
| ACCOLADE INC | 00437E102 | COM | 14,721 | $155,880 | dollars as filed | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 11,103 | $155,775 | dollars as filed | |
| ABCELLERA BIOLOGICS INC COM | 00288U106 | Stock | 33,798 | $155,302 | dollars as filed | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 32,805 | $153,678 | dollars as filed | |
| CERUS CORP | 157085101 | COM | 95,897 | $152,476 | dollars as filed | |
| SOLARWINDS CORP | 83417Q204 | COM NEW | 15,915 | $150,956 | dollars as filed | |
| VIR BIOTECHNOLOGY INC | 92764N102 | COM | 16,071 | $150,907 | dollars as filed | |
| LANDS END INC | 51509F105 | COMMON STOCK | 20,169 | $150,662 | dollars as filed | |
| PLAYAGS INC | 72814N104 | COM | 22,595 | $150,483 | dollars as filed | |
| HARBORONE BANCORP INC NEW | 41165Y100 | COM NEW | 15,840 | $150,322 | dollars as filed | |
| SLM CORP COM | 78442P106 | Stock | 11,026 | $150,174 | dollars as filed | |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 1,464 | $143,212 | dollars as filed | principal |
| MIMEDX GROUP INC | 602496101 | COM | 19,455 | $142,702 | dollars as filed | |
| ITEOS THERAPEUTICS INC | 46565G104 | COM | 13,070 | $142,594 | dollars as filed | |
| HIMALAYA SHIPPING LTD ORD SHS | G4660A103 | Stock | 29,243 | $142,121 | dollars as filed | |
| SOMALOGIC INC | 83444K105 | COM | 59,640 | $141,645 | dollars as filed | |
| VERA BRADLEY INC | 92335C106 | COM | 21,009 | $140,760 | dollars as filed | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 17,216 | $140,517 | dollars as filed | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 23,533 | $139,758 | dollars as filed | |
| TASKUS INC | 87652V109 | CLASS A COM | 13,282 | $137,867 | dollars as filed | |
| RACKSPACE TECHNOLOGY INC | 750102105 | COM | 58,811 | $137,171 | dollars as filed | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 11,153 | $137,066 | dollars as filed | |
| EHEALTH INC | 28238P109 | COM | 19,031 | $136,833 | dollars as filed | |
| AXOGEN INC | 05463X106 | COM | 27,378 | $134,700 | dollars as filed | |
| BLOOM ENERGY CORP | 093712107 | COM | 10,100 | $134,128 | dollars as filed | call |
| PACTIV EVERGREEN INC | 69526K105 | COM | 16,491 | $134,072 | dollars as filed | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 18,875 | $133,824 | dollars as filed | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 11,818 | $133,425 | dollars as filed | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 36,256 | $133,052 | dollars as filed | |
| COMPASS INC | 20464U100 | CL A | 45,403 | $133,031 | dollars as filed | |
| GEO GROUP INC NEW | 36162J106 | COM | 16,224 | $132,845 | dollars as filed | |
| FIRST LONG IS CORP | 320734106 | COM | 11,321 | $132,003 | dollars as filed | |
| RESERVOIR MEDIA INC | 76119X105 | COMMON STOCK | 21,627 | $131,492 | dollars as filed | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 10,124 | $130,375 | dollars as filed | |
| HERTZ GLOBAL HLDGS INC | 42806J148 | *W EXP 06/30/205 | 20,979 | $129,860 | dollars as filed | |
| JOBY AVIATION INC | g65163100 | COMMON STOCK | 20,087 | $129,159 | dollars as filed | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 30,293 | $128,442 | dollars as filed | |
| Berry Corp | 08579X101 | Common Stock | 15,195 | $127,410 | dollars as filed | |
| PERELLA WEINBERG PARTNERS | 71367G102 | COMMON STOCK | 12,449 | $126,980 | dollars as filed | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 9,019 | $126,521 | dollars as filed | |
| SEER INC | 81578P106 | COM CL A | 57,404 | $126,289 | dollars as filed | |
| RELAY THERAPEUTICS INC COM | 75943R102 | Stock | 15,017 | $125,542 | dollars as filed | |
| AMERICAN PUB ED INC | 02913V103 | COM | 25,226 | $123,860 | dollars as filed | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 17,739 | $123,049 | dollars as filed | |
| UNISYS CORP | 909214306 | COMMON STOCK | 35,563 | $123,048 | dollars as filed | |
| RPC INC | 749660106 | COMMON STOCK | 13,743 | $122,725 | dollars as filed | |
| TIZIANA LIFE SCIENCES LTD | G88912103 | COMMON SHARES | 184,226 | $122,566 | dollars as filed | |
| HALEON PLC SPON ADS | 405552100 | ADR | 14,588 | $121,518 | dollars as filed | |
| ALTO INGREDIENTS INC | 021513106 | COMMON STOCK | 27,401 | $120,975 | dollars as filed | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 66,385 | $120,821 | dollars as filed | |
| NIOCORP DEVS LTD | 654484609 | COM NEW | 26,456 | $119,581 | dollars as filed | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 11,217 | $119,349 | dollars as filed | |
| Trinseo PLC | G9059U107 | Common Stock | 14,474 | $118,976 | dollars as filed | |
| PERPETUA RESOURCES CORP | 714266103 | COM | 36,395 | $118,284 | dollars as filed | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 26,777 | $116,480 | dollars as filed | |
| POSEIDA THERAPEUTICS INC | 73730P108 | COM | 48,937 | $116,225 | dollars as filed | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 10,386 | $115,388 | dollars as filed | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 24,000 | $115,200 | dollars as filed | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 10,092 | $114,443 | dollars as filed | |
| QUINSTREET INC | 74874Q100 | COM | 12,374 | $112,975 | dollars as filed | |
| CORECIVIC INC | 21871N101 | COM | 10,010 | $112,388 | dollars as filed | |
| NOVAVAX INC | 670002401 | COM NEW | 14,761 | $107,755 | dollars as filed | |
| MATCH GROUP INC NEW | 57667L107 | COM | 2,700 | $106,947 | dollars as filed | call |
| CLARIVATE PLC | G21810109 | ORD SHS | 15,935 | $106,765 | dollars as filed | |
| CROSSFIRST BANKSHARES INC | 22766M109 | COM | 10,425 | $106,179 | dollars as filed | |
| BRIGHTCOVE INC | 10921T101 | COM | 31,211 | $103,933 | dollars as filed | |
| MAXCYTE INC | 57777K106 | COM | 32,581 | $101,256 | dollars as filed | |
| POLYMET MNG CORP | 731916409 | COM | 48,545 | $101,216 | dollars as filed | |
| LUMINAR TECHNOLOGIES INC | 550424105 | COM CL A | 22,733 | $101,048 | dollars as filed | |
| OSCAR HEALTH INC | 687793109 | CL A | 18,390 | $100,961 | dollars as filed | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 11,218 | $100,345 | dollars as filed | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 1,800 | $99,306 | dollars as filed | put |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 12,036 | $99,056 | dollars as filed | |
| ACCURAY INC DEL | 004397105 | COM | 36,666 | $98,998 | dollars as filed | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 163,157 | $98,971 | dollars as filed | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 29,132 | $97,884 | dollars as filed | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 13,388 | $97,866 | dollars as filed | |
| SUTRO BIOPHARMA INC | 869367102 | COM | 27,771 | $97,615 | dollars as filed | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 23,342 | $97,402 | dollars as filed | |
| Automatic Data Processing,Inc. | 053015103 | COM | 400 | $96,476 | dollars as filed | call |
| LANDSEA HOMES CORP | 51509P103 | COM | 10,662 | $96,438 | dollars as filed | |
| BEYOND MEAT INC | 08862E109 | COM | 10,000 | $95,800 | dollars as filed | call |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 11,045 | $95,097 | dollars as filed | |
| ADMA BIOLOGICS INC | 000899104 | COM | 26,109 | $94,255 | dollars as filed | |
| VIZIO HOLDING CORP | 92858V101 | COMMON STOCK | 17,029 | $93,319 | dollars as filed | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 11,025 | $92,390 | dollars as filed | |
| CULP INC | 230215105 | CMN | 16,381 | $91,242 | dollars as filed | |
| TUTOR PERINI CORP | 901109108 | COM | 11,622 | $91,116 | dollars as filed | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 25,093 | $90,837 | dollars as filed | |
| STITCH FIX INC | 860897107 | COM CL A | 26,176 | $89,784 | dollars as filed | |
| FORTUNA MNG CORP F | 349915108 | COM | 33,051 | $89,595 | dollars as filed | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 10,828 | $88,464 | dollars as filed | |
| MARQETA INC | 57142B104 | CLASS A COM | 14,749 | $87,830 | dollars as filed | |
| ABRDN PLATINUM ETF TRUST | 003260106 | PHYSCL PLATM SHS | 1,050 | $87,801 | dollars as filed | |
| MULTIPLAN CORPORATION | 62548M100 | COM | 51,013 | $86,063 | dollars as filed | |
| DESIGN THERAPEUTICS INC | 25056L103 | COM | 36,490 | $85,569 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 158 | $84,867 | dollars as filed | put |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 20,600 | $84,460 | dollars as filed | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 557 | $84,296 | dollars as filed | put |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 48,026 | $83,565 | dollars as filed | |
| CENTURY CASINOS INC | 156492100 | COM | 16,250 | $83,200 | dollars as filed | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 200 | $82,114 | dollars as filed | call |
| SUNPOWER CORP | 867652406 | COM | 13,161 | $80,887 | dollars as filed | |
| CAREDX INC | 14167L103 | COM | 11,720 | $80,868 | dollars as filed | |
| AVIDITY BIOSCIENCES INC COM | 05370A108 | Stock | 12,858 | $80,748 | dollars as filed | |
| DAUCH CORP | 024061103 | COM | 11,109 | $80,651 | dollars as filed | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 15,300 | $78,489 | dollars as filed | |
| WHOLE EARTH BRANDS INC | 96684W100 | COM CL A | 21,556 | $78,356 | dollars as filed | |
| BARK Inc. | 68622E104 | COM | 64,618 | $77,219 | dollars as filed | |
| AURORA INNOVATION INC CLASS A COM | 051774107 | Stock | 32,553 | $76,988 | dollars as filed | |
| SANA BIOTECHNOLOGY INC | 799566104 | COM | 19,540 | $75,278 | dollars as filed | |
| MEREO BIOPHARMA GROUP PLC | 589492107 | CMN | 58,217 | $75,100 | dollars as filed | |
| NEWMARK GROUP INC | 65158N102 | CL A | 11,664 | $75,000 | dollars as filed | |
| BGC GROUP INC CL A | 088929104 | Stock | 14,180 | $74,870 | dollars as filed | |
| Linde plc | G54950103 | COM | 200 | $74,618 | dollars as filed | call |
| ZYMEWORKS INC | 98985Y108 | COM | 11,749 | $74,136 | dollars as filed | |
| KODIAK SCIENCES INC | 50015M109 | COM | 40,795 | $74,043 | dollars as filed | |
| SABRE CORP COM | 78573M104 | Stock | 16,032 | $71,984 | dollars as filed | |
| PRELUDE THERAPEUTICS INC | 74065P101 | CMN | 23,198 | $70,754 | dollars as filed | |
| SKYWATER TECHNOLOGY INC COM | 83089J108 | Stock | 11,928 | $70,733 | dollars as filed | |
| FOGHORN THERAPEUTICS INC | 344174107 | COMMON STOCK | 13,572 | $70,710 | dollars as filed | |
| MATTERPORT INC | 577096100 | COM CL A | 32,442 | $70,495 | dollars as filed | |
| STRATA CRITICAL MEDICAL INC | 092667104 | CL A COM | 26,659 | $69,847 | dollars as filed | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 25,696 | $69,379 | dollars as filed | |
| BRF SA | 10552T107 | SPONSORED ADR | 32,057 | $65,716 | dollars as filed | |
| THE ONE GROUP HOSPITALITY IN | 88338K103 | COM | 11,840 | $65,594 | dollars as filed | |
| NOODLES & CO | 65540B105 | COM CL A | 26,453 | $64,545 | dollars as filed | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A309 | COMMON STOCK | 40,066 | $64,506 | dollars as filed | |
| ENCORE ENERGY CORP COM NEW | 29259W700 | Stock | 19,126 | $62,542 | dollars as filed | |
| C4 THERAPEUTICS INC | 12529R107 | COM STK | 32,653 | $62,041 | dollars as filed | |
| Up Fintech Holding Ltd | 91531W106 | COM | 12,003 | $62,041 | dollars as filed | |
| VULCAN MATLS CO COM | 929160109 | Stock | 307 | $62,020 | dollars as filed | put |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 200 | $61,600 | dollars as filed | call |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 2,500 | $61,150 | dollars as filed | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 44,928 | $60,428 | dollars as filed | |
| SHARECARE INC | 81948W104 | COM | 63,061 | $59,908 | dollars as filed | |
| DHI GROUP INC | 23331S100 | COM | 19,266 | $58,761 | dollars as filed | |
| LIVEPERSON, INC. | 538146101 | COM | 14,751 | $58,488 | dollars as filed | |
| NAUTILUS BIOTECHNOLOGY INC | 63909J108 | COM | 18,464 | $57,792 | dollars as filed | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 16,064 | $57,348 | dollars as filed | |
| WABTEC COM | 929740108 | Stock | 535 | $56,854 | dollars as filed | put |
| SUPER GROUP SGHC LIMITED | G8588X103 | ORD SHS | 15,733 | $56,324 | dollars as filed | |
| MARATHON OIL CORP | 565849106 | COM | 2,088 | $55,854 | dollars as filed | put |
| PERSONALIS INC | 71535D106 | COMMON STOCK | 45,465 | $54,558 | dollars as filed | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 18,527 | $52,524 | dollars as filed | |
| GRAPHITE BIO INC | 38870X104 | COM | 21,755 | $52,212 | dollars as filed | |
| MOODYS CORP COM | 615369105 | Stock | 165 | $52,168 | dollars as filed | put |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 569 | $52,137 | dollars as filed | put |
| NIO INC SPON ADS | 62914V106 | ADR | 5,742 | $51,777 | dollars as filed | principal |
| SHERWIN WILLIAMS CO | 824348106 | COM | 201 | $51,265 | dollars as filed | put |
| OTIS WORLDWIDE CORP COM | 68902V107 | Stock | 637 | $51,157 | dollars as filed | put |
| ALLOGENE THERAPEUTICS INC | 019770106 | COM | 16,155 | $50,727 | dollars as filed | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 31,525 | $49,810 | dollars as filed | |
| HCA Healthcare Inc | 40412C101 | COM | 200 | $49,106 | dollars as filed | call |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 1,100 | $48,644 | dollars as filed | put |
| TELLURIAN INC NEW | 87968A104 | COM | 41,865 | $48,563 | dollars as filed | |
| KRONOS BIO INC | 50107A104 | COM | 38,368 | $48,344 | dollars as filed | |
| CONNS INC | 208242107 | COM | 12,365 | $48,224 | dollars as filed | |
| RISKIFIED LTD A | M8216R109 | COMMON STOCK | 10,708 | $48,079 | dollars as filed | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 11,433 | $47,904 | dollars as filed | |
| KROGER CO COM | 501044101 | Stock | 1,069 | $47,838 | dollars as filed | put |
| FIBROGEN INC | 31572Q808 | COM | 54,273 | $47,136 | dollars as filed | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 75,848 | $45,569 | dollars as filed | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 550 | $45,386 | dollars as filed | principal |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 529 | $45,356 | dollars as filed | put |
| ANNEXON INC | 03589W102 | COM | 19,262 | $45,169 | dollars as filed | |
| FTAI INFRASTRUCTURE INC | 35953C106 | COMMON STOCK | 14,068 | $45,018 | dollars as filed | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 687 | $43,625 | dollars as filed | put |
| CONSOLIDATED EDISON INC | 209115104 | COM | 507 | $43,364 | dollars as filed | put |
| HERSHEY CO COM | 427866108 | Stock | 215 | $43,017 | dollars as filed | put |
| FUBOTV INC | 35953D104 | COM | 16,053 | $42,621 | dollars as filed | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 1,582 | $42,477 | dollars as filed | put |
| TELEFLEX INCORPORATED | 879369106 | COM | 208 | $40,853 | dollars as filed | put |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 12,787 | $40,282 | dollars as filed | |
| TAPESTRY INC COM | 876030107 | Stock | 1,400 | $40,082 | dollars as filed | call |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 198 | $39,808 | dollars as filed | put |
| UR-ENERGY INC | 91688R108 | COM | 25,000 | $38,875 | dollars as filed | |
| Raytheon Technologies Corporation | 75513E101 | COM | 533 | $38,360 | dollars as filed | put |
| Amazon.com, Inc | 023135106 | COM | 300 | $38,160 | dollars as filed | put |
| ALLAKOS INC | 01671P100 | COM | 16,269 | $36,117 | dollars as filed | |
| ATEA PHARMACEUTICALS INC | 04683R106 | COMMON STOCK | 12,098 | $35,992 | dollars as filed | |
| 2U INC | 90214J101 | COM | 14,187 | $35,255 | dollars as filed | |
| Tuya Inc | 90114C107 | COM | 22,476 | $34,838 | dollars as filed | |
| KALTURA INC | 483467106 | COMMON STOCK | 19,906 | $34,836 | dollars as filed | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 56,544 | $33,943 | dollars as filed | |
| TARGET CORP COM | 87612E106 | Stock | 304 | $33,613 | dollars as filed | put |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 14,904 | $33,236 | dollars as filed | |
| ANGI INC CLASS A | 00183L102 | CL A | 16,157 | $32,414 | dollars as filed | |
| AVEANNA HEALTHCARE HLDGS INC | 05356F105 | COM | 26,978 | $32,374 | dollars as filed | |
| IAMGOLD CORP COM | 450913108 | Stock | 13,024 | $28,002 | dollars as filed | |
| SEA LTD | 81141R100 | SPONSORD ADS | 628 | $27,531 | dollars as filed | principal |
| OPTINOSE INC | 68404V100 | COM | 21,741 | $27,068 | dollars as filed | |
| NKARTA INC | 65487U108 | COMMON STOCK | 18,813 | $26,997 | dollars as filed | |
| SELECTQUOTE INC | 816307300 | COM | 22,958 | $26,861 | dollars as filed | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 21,103 | $22,686 | dollars as filed | |
| NEXTCURE INC | 65343E108 | COM | 17,363 | $22,398 | dollars as filed | |
| OKYO PHARMA LTD | G6724L116 | SHS NEW | 11,933 | $22,076 | dollars as filed | |
| Vanguard S&P 500 ETF | 922908363 | COM | 55 | $21,599 | dollars as filed | principal |
| NEW GOLD INC CDA | 644535106 | COM | 23,579 | $21,459 | dollars as filed | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 10,432 | $21,438 | dollars as filed | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 26,064 | $20,069 | dollars as filed | |
| XERIS BIOPHARMA HOLDINGS INC | 98422E103 | COM | 10,616 | $19,799 | dollars as filed | |
| SHATTUCK LABS INC | 82024L103 | COMMON STOCK | 12,501 | $18,752 | dollars as filed | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 15,531 | $17,705 | dollars as filed | |
| AGENUS INC | 00847G705 | COM NEW | 14,700 | $16,317 | dollars as filed | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 32,528 | $15,708 | dollars as filed | |
| INVITAE CORP | 46185L103 | COM | 23,834 | $14,553 | dollars as filed | |
| ATAIBECKLEY INC | N0731H103 | Equity | 11,003 | $14,414 | dollars as filed | |
| NEWEGG COMMERCE INC | G6483G100 | COM | 16,945 | $13,409 | dollars as filed | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 100 | $12,002 | dollars as filed | put |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 11,413 | $10,215 | dollars as filed | |
| DOUYU INTL HLDGS LTD | 25985W105 | SPONSORED ADS | 10,388 | $10,114 | dollars as filed | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 900 | $10,062 | dollars as filed | put |
| KORE GROUP HLDGS INC | 50066V107 | COM NEW | 15,656 | $9,550 | dollars as filed | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 21,223 | $9,071 | dollars as filed | |
| MOUNTAIN & CO I ACQUISITN CO | G6301J112 | *W EXP 09/30/202 | 49,950 | $7,423 | dollars as filed | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 100 | $7,392 | dollars as filed | put |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 100 | $7,372 | dollars as filed | principal |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 109,871 | $7,292 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| FORTE BIOSCIENCES INC | 34962G109 | COM | 10,745 | $6,970 | dollars as filed | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 474 | $6,527 | dollars as filed | put |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 35,934 | $6,465 | dollars as filed | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 400 | $6,444 | dollars as filed | call |
| VINTAGE WINE ESTATES INC | 92747V106 | COM | 10,170 | $6,305 | dollars as filed | |
| FORTREA HLDGS INC COMMON STOCK | 34965K107 | Stock | 198 | $5,661 | dollars as filed | put |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 100 | $5,255 | dollars as filed | put |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 100 | $3,684 | dollars as filed | put |
| NEW ORIENTAL ED & TECHNOLOGY SPON ADR | 647581206 | ADR | 49 | $2,869 | dollars as filed | put |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 225 | $1,855 | dollars as filed | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 100 | $1,703 | dollars as filed | put |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 57 | $564 | dollars as filed | put |
| Up Fintech Holding Ltd | 91531W106 | COM | 86 | $440 | dollars as filed | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000873630-23-000004 | this filing | 2023-11-13 | acceptance time not in the bulk data set |