13F-HR filed by HSBC HOLDINGS PLC
HSBC HOLDINGS PLC filed this 13F-HR for the quarter ended 2023-06-30, filed 2023-08-11, with 2,591 holding rows worth $98,242,149,143.
- Accession
- 0000873630-23-000003
- Filer
- CIK 873630
- Filed
- 2023-08-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2023
A holdings report, 7,423 entries on the cover page, a total value of $98,242,149,143 stated on the cover page (in dollars after the unit check, H1), rows summing to $98,242,149,143 with VALUE read as dollars as filed, 13F file number 028-03140. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerHSBC Bank USA, N.A.028-15552
- included managerHSBC Global Asset Management (Hong Kong) Ltd028-15530
- included managerHSBC International Trustee Ltd028-15532
- included managerHSBC Global Asset Management (UK) Ltd028-15540
- included managerHSBC GLOBAL ASSET MANAGEMENT (FRANCE)028-15545
- included managerHSBC Global Asset Management (Canada) LTD028-15539
- included managerHSBC Trinkaus & Burkhardt AG, Germany028-15546
- included managerHang Seng Investment Management Ltd028-18048
- included managerHSBC PRIVATE BANK (SUISSE) LTD028-15555
- included managerHongkong & Shanghai Banking Corp Ltd / ASP028-15975
- included managerHSBC BANK PLC028-15563
- included managerHSBC GLOBAL ASSET MANAGEMENT (MEXICO), SA DE CV, SOCIEDAD OPERADORA DE FONDOS DE INVERSION, GRUPO FINANCIERO HSBC028-18663
- included managerHSBC GLOBAL ASSET MANAGEMENT (DEUTSCHLAND) GMBH028-15547
- included managerHSBC SECURITIES USA INC028-17084
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ALTO INGREDIENTS INC | 021513106 | COMMON STOCK | 27,401 | $78,230 | dollars as filed | |
| MEREO BIOPHARMA GROUP PLC | 589492107 | CMN | 58,217 | $76,846 | dollars as filed | |
| Linde plc | G54950103 | COM | 200 | $76,254 | dollars as filed | call |
| CODEXIS INC | 192005106 | COM | 26,353 | $74,711 | dollars as filed | |
| DHI GROUP INC | 23331S100 | COM | 19,265 | $74,170 | dollars as filed | |
| CULP INC | 230215105 | CMN | 15,310 | $73,794 | dollars as filed | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 600 | $73,548 | dollars as filed | principal |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 27,181 | $73,522 | dollars as filed | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 16,841 | $73,258 | dollars as filed | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 56,544 | $73,224 | dollars as filed | |
| KINGSOFT CLOUD HLDGS LTD ADS | 49639K101 | ADR | 11,923 | $72,730 | dollars as filed | |
| MATTERPORT INC | 577096100 | COM CL A | 22,762 | $71,700 | dollars as filed | |
| AURORA INNOVATION INC CLASS A COM | 051774107 | Stock | 24,806 | $71,565 | dollars as filed | |
| NAUTILUS BIOTECHNOLOGY INC | 63909J108 | COM | 18,464 | $69,979 | dollars as filed | |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 999 | $69,212 | dollars as filed | principal |
| NOODLES & CO | 65540B105 | COM CL A | 19,522 | $67,741 | dollars as filed | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 19,875 | $67,476 | dollars as filed | |
| KRONOS BIO INC | 50107A104 | COM | 38,368 | $65,801 | dollars as filed | |
| FiscalNote Holdings Inc | 337655104 | Common Stock | 17,565 | $63,937 | dollars as filed | |
| MICROVISION INC DEL | 594960304 | COM NEW | 13,900 | $63,662 | dollars as filed | |
| Medtronic Plc | G5960L103 | COM | 700 | $61,908 | dollars as filed | call |
| ISHARES TR | 46429B408 | CMN | 2,350 | $61,194 | dollars as filed | principal |
| TAPESTRY INC COM | 876030107 | Stock | 1,400 | $60,088 | dollars as filed | call |
| SABRE CORP COM | 78573M104 | Stock | 18,729 | $59,786 | dollars as filed | |
| TELLURIAN INC NEW | 87968A104 | COM | 41,865 | $58,402 | dollars as filed | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 14,143 | $56,501 | dollars as filed | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 1,000 | $54,470 | dollars as filed | call |
| ANGI INC CLASS A | 00183L102 | CL A | 16,157 | $53,353 | dollars as filed | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 13,057 | $52,449 | dollars as filed | |
| AVEANNA HEALTHCARE HLDGS INC | 05356F105 | COM | 26,978 | $49,909 | dollars as filed | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 550 | $47,597 | dollars as filed | principal |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 14,904 | $46,948 | dollars as filed | |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 35,934 | $43,300 | dollars as filed | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 75,848 | $43,249 | dollars as filed | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 10,982 | $42,068 | dollars as filed | |
| NKARTA INC | 65487U108 | COMMON STOCK | 18,813 | $41,953 | dollars as filed | |
| KALTURA INC | 483467106 | COMMON STOCK | 19,843 | $41,670 | dollars as filed | |
| TUSIMPLE HLDGS INC | 90089L108 | CL A | 24,601 | $40,715 | dollars as filed | |
| AMERICAN WELL CORP | 03044L105 | CL A | 19,064 | $40,606 | dollars as filed | |
| COMPANHIA BRASILEIRA DE DISTRI | 20440T300 | SPONSORED ADR | 10,422 | $40,125 | dollars as filed | |
| SHATTUCK LABS INC | 82024L103 | COMMON STOCK | 12,501 | $39,253 | dollars as filed | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 28,545 | $39,107 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 300 | $39,071 | dollars as filed | put |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 2,000 | $37,660 | dollars as filed | call |
| POLYMET MNG CORP | 731916409 | COM | 44,540 | $35,516 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 450 | $34,047 | dollars as filed | principal |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 10,887 | $31,634 | dollars as filed | |
| NEXTCURE INC | 65343E108 | COM | 17,363 | $31,253 | dollars as filed | |
| INVITAE CORP | 46185L103 | COM | 26,844 | $30,602 | dollars as filed | |
| Raytheon Technologies Corporation | 75513E101 | COM | 300 | $29,409 | dollars as filed | call |
| APPHARVEST INC | 03783T103 | COM | 77,423 | $28,646 | dollars as filed | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 300 | $27,609 | dollars as filed | principal |
| FUELCELL ENERGY INC | 35952H601 | COM | 12,927 | $27,599 | dollars as filed | |
| XERIS BIOPHARMA HOLDINGS INC | 98422E103 | COM | 10,616 | $27,549 | dollars as filed | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 20,972 | $27,264 | dollars as filed | |
| UR-ENERGY INC | 91688R108 | COM | 25,000 | $25,875 | dollars as filed | |
| OPTINOSE INC | 68404V100 | COM | 21,741 | $25,546 | dollars as filed | |
| Tuya Inc | 90114C107 | COM | 13,480 | $25,477 | dollars as filed | |
| VWO | 922042858 | SHS | 600 | $24,408 | dollars as filed | principal |
| AGENUS INC | 00847G705 | COM NEW | 14,700 | $24,255 | dollars as filed | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 26,171 | $24,156 | dollars as filed | |
| VAXART INC NEW | 92243A200 | COM | 32,073 | $23,663 | dollars as filed | |
| SELECTQUOTE INC | 816307300 | COM | 12,184 | $23,637 | dollars as filed | |
| NIO INC SPON ADS | 62914V106 | ADR | 2,388 | $23,187 | dollars as filed | principal |
| Vanguard S&P 500 ETF | 922908363 | COM | 55 | $22,400 | dollars as filed | principal |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 12,279 | $22,348 | dollars as filed | |
| KORE GROUP HLDGS INC | 50066V107 | COM NEW | 15,656 | $20,666 | dollars as filed | |
| NEWEGG COMMERCE INC | G6483G100 | COM | 16,945 | $19,317 | dollars as filed | |
| ATAIBECKLEY INC | N0731H103 | Equity | 11,003 | $19,200 | dollars as filed | |
| NEW GOLD INC CDA | 644535106 | COM | 16,209 | $18,000 | dollars as filed | |
| BERKELEY LTS INC | 084310101 | COM | 35,466 | $17,396 | dollars as filed | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 16,556 | $15,131 | dollars as filed | |
| AMYRIS INC | 03236M200 | COM NEW | 13,748 | $14,367 | dollars as filed | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 15,531 | $13,978 | dollars as filed | |
| OKYO PHARMA LTD | G6724L116 | SHS NEW | 11,933 | $13,669 | dollars as filed | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 21,223 | $13,370 | dollars as filed | |
| WEWORK INC | 96209A104 | COM | 52,462 | $13,199 | dollars as filed | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 11,413 | $12,783 | dollars as filed | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 32,528 | $11,538 | dollars as filed | |
| FORTE BIOSCIENCES INC | 34962G109 | COM | 10,745 | $10,852 | dollars as filed | |
| ASTRA SPACE INC | 04634X103 | COM CL A | 28,754 | $10,584 | dollars as filed | |
| VINTAGE WINE ESTATES INC | 92747V106 | COM | 10,170 | $8,990 | dollars as filed | |
| VANECK ETF TRUST | 92189H607 | OIL SERVICES ETF | 27 | $7,830 | dollars as filed | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 100 | $7,507 | dollars as filed | principal |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 109,871 | $7,292 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| MOMENTUS INC | 60879E101 | COM | 18,361 | $5,767 | dollars as filed | |
| MOUNTAIN & CO I ACQUISITN CO | G6301J112 | *W EXP 09/30/202 | 49,950 | $3,297 | dollars as filed | |
| SQZ BIOTECHNOLOGIES CO | 78472W104 | COM | 11,440 | $3,112 | dollars as filed | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 16,183 | $2,719 | dollars as filed | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 36 | $1,608 | dollars as filed | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 225 | $1,578 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000873630-23-000003 | this filing | 2023-08-11 | acceptance time not in the bulk data set |