13F-HR filed by HSBC HOLDINGS PLC
HSBC HOLDINGS PLC filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-12, with 3,058 holding rows worth $99,315,095,000.
- Accession
- 0000873630-21-000005
- Filer
- CIK 873630
- Filed
- 2021-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 7,957 entries on the cover page, a total value of $99,315,095,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $99,315,095,000 with VALUE read as thousands by filing date, 13F file number 028-03140. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerHSBC Bank USA, N.A.028-15552
- included managerHSBC Global Asset Management (Hong Kong) Ltd028-15530
- included managerHSBC International Trustee Ltd028-15532
- included managerHSBC Global Asset Management (UK) Ltd028-15540
- included managerHSBC GLOBAL ASSET MANAGEMENT (FRANCE)028-15545
- included managerHSBC Global Asset Management (Canada) LTD028-15539
- included managerHSBC Trinkaus & Burkhardt AG, Germany028-15546
- included managerHang Seng Investment Management Ltd028-18048
- included managerHSBC PRIVATE BANK (SUISSE) LTD028-15555
- included managerHongkong & Shanghai Banking Corp Ltd / ASP028-15975
- included managerHSBC BANK PLC028-15563
- included managerHSBC GLOBAL ASSET MANAGEMENT (MEXICO), SA DE CV, SOCIEDAD OPERADORA DE FONDOS DE INVERSION, GRUPO FINANCIERO HSBC028-18663
- included managerHSBC GLOBAL ASSET MANAGEMENT (DEUTSCHLAND) GMBH028-15547
- included managerHSBC SECURITIES USA INC028-17084
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 29,935 | $72,000 | thousands by filing date | |
| UWM HOLDINGS CORPORATION COM CL A | 91823B109 | Stock | 10,140 | $70,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 13,213 | $70,000 | thousands by filing date | |
| BIONANO GENOMICS INC | 09075F107 | COM | 12,502 | $69,000 | thousands by filing date | |
| LOGICBIO THERAPEUTICS INC | 54142F102 | COM | 15,007 | $69,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 14,242 | $68,000 | thousands by filing date | |
| AUDACY INC | 05070N103 | COM | 18,556 | $68,000 | thousands by filing date | |
| MIND MEDICINE (MINDMED) INC | 60255C109 | COMMON STOCK-FO | 28,115 | $66,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 36,796 | $63,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 27,085 | $63,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 285 | $61,000 | thousands by filing date | principal |
| Alight Inc | 01626W119 | Warrant / Rights | 20,000 | $61,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 56,513 | $60,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 37,471 | $60,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 12,577 | $59,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 14,248 | $58,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 64,054 | $58,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 18,146 | $54,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 14,146 | $52,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 10,228 | $47,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 14,474 | $47,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 13,503 | $45,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 25,000 | $44,000 | thousands by filing date | |
| ZOMEDICA CORP COM | 98980M109 | Stock | 80,393 | $43,000 | thousands by filing date | |
| ORLA MNG LTD NEW | 68634K106 | COM | 12,402 | $42,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 14,243 | $42,000 | thousands by filing date | |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 897 | $41,000 | thousands by filing date | principal |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 12,993 | $40,000 | thousands by filing date | |
| SRX HEALTH SOLUTIONS INC. COM NEW | 08771Y303 | Stock | 10,000 | $38,000 | thousands by filing date | |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 352 | $37,000 | thousands by filing date | principal |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 208 | $37,000 | thousands by filing date | |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 15,219 | $37,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 31,983 | $36,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 34,013 | $36,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 10,207 | $33,000 | thousands by filing date | |
| EXICURE INC | 30205M101 | COM | 26,933 | $33,000 | thousands by filing date | |
| ABRDN PLATINUM ETF TRUST | 003260106 | PHYSCL PLATM SHS | 350 | $32,000 | thousands by filing date | |
| HEXO CORP | 428304307 | COM NEW | 17,425 | $32,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 250 | $31,000 | thousands by filing date | principal |
| IDEANOMICS INC | 45166V106 | COM | 15,969 | $31,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 17,724 | $30,000 | thousands by filing date | |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 50,000 | $28,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 12,913 | $28,000 | thousands by filing date | |
| MIND MEDICINE (MINDMED) INC | 60255C109 | COMMON STOCK-FO | 11,750 | $27,000 | thousands by filing date | principal |
| Vanguard S&P 500 ETF | 922908363 | COM | 65 | $26,000 | thousands by filing date | principal |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 400 | $22,000 | thousands by filing date | call |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 12,500 | $22,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 694 | $21,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 11,795 | $21,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 24,228 | $21,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 989 | $17,000 | thousands by filing date | principal |
| REALNETWORKS INC | 75605L708 | COM | 10,875 | $17,000 | thousands by filing date | |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 15,000 | $17,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 100 | $15,000 | thousands by filing date | put |
| DURECT CORP | 266605104 | COM | 10,308 | $14,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 300 | $11,000 | thousands by filing date | call |
| ORGANON & CO COMMON STOCK | 68622V106 | Stock | 152 | $5,000 | thousands by filing date | principal |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 307 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000873630-21-000005 | this filing | 2021-11-12 | acceptance time not in the bulk data set |