13F-HR filed by HSBC HOLDINGS PLC
HSBC HOLDINGS PLC filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-05-14, with 2,775 holding rows worth $84,657,290,000.
- Accession
- 0000873630-21-000003
- Filer
- CIK 873630
- Filed
- 2021-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A holdings report, 6,885 entries on the cover page, a total value of $84,657,290,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $85,006,846,000 with VALUE read as thousands by filing date, 13F file number 028-03140. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerHSBC Bank USA, N.A.028-15552
- included managerHSBC Global Asset Management (Hong Kong) Ltd028-15530
- included managerHSBC International Trustee Ltd028-15532
- included managerHSBC Global Asset Management (UK) Ltd028-15540
- included managerHSBC GLOBAL ASSET MANAGEMENT (FRANCE)028-15545
- included managerHSBC Global Asset Management (Canada) LTD028-15539
- included managerHSBC Trinkaus & Burkhardt AG, Germany028-15546
- included managerHang Seng Investment Management Ltd028-18048
- included managerHSBC PRIVATE BANK (SUISSE) LTD028-15555
- included managerHongkong & Shanghai Banking Corp Ltd / ASP028-15975
- included managerHSBC BANK PLC028-15563
- included managerHSBC GLOBAL ASSET MANAGEMENT (MEXICO), SA DE CV, SOCIEDAD OPERADORA DE FONDOS DE INVERSION, GRUPO FINANCIERO HSBC028-18663
- included managerHSBC GLOBAL ASSET MANAGEMENT (DEUTSCHLAND) GMBH028-15547
- included managerHSBC SECURITIES USA INC028-17084
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| R1 RCM INC | 749397105 | COM | 9,553 | $237,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 3,136 | $236,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383L105 | COM NEW | 16,405 | $236,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 2,400 | $235,000 | thousands by filing date | call |
| PATRICK INDS INC | 703343103 | COM | 2,747 | $235,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 58,818 | $235,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 3,307 | $234,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 38,468 | $234,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 4,306 | $234,000 | thousands by filing date | |
| NIU TECHNOLOGIES | 65481N100 | CMN | 6,451 | $234,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 34,538 | $234,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 4,196 | $233,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 5,858 | $233,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 13,723 | $233,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 5,483 | $233,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 6,970 | $233,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 40,000 | $232,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 61,585 | $232,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 4,259 | $231,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 2,111 | $231,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 4,067 | $230,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 6,421 | $230,000 | thousands by filing date | |
| MAGNOLIA OIL & GAS CORP | 559663109 | CL A | 19,785 | $230,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767850 | MSCI CHINA CLEAN | 5,610 | $230,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 5,169 | $229,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 3,719 | $228,000 | thousands by filing date | |
| HBT FINANCIAL INC DE | 404111106 | COMMON STOCK | 13,473 | $228,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 4,601 | $228,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 2,300 | $227,000 | thousands by filing date | |
| COVETRUS INC | 22304C100 | COM | 7,556 | $227,000 | thousands by filing date | |
| WHOLE EARTH BRANDS INC | 96684W100 | COM CL A | 16,999 | $227,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 2,464 | $226,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 5,947 | $226,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 3,881 | $226,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 3,752 | $225,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 17,277 | $225,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y434 | GENOMIC BIOTECH | 10,000 | $225,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 11,000 | $224,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 12,100 | $224,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 4,000 | $223,000 | thousands by filing date | put |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 19,570 | $223,000 | thousands by filing date | |
| C3 AI INC | 12468P104 | CL A | 3,363 | $222,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 9,476 | $222,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 44,666 | $222,000 | thousands by filing date | principal |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 9,285 | $222,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 5,146 | $222,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 4,271 | $222,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 9,005 | $222,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 5,888 | $221,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 2,253 | $221,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 21,110 | $221,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 1,232 | $220,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 7,207 | $220,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 611 | $219,000 | thousands by filing date | principal |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 9,821 | $219,000 | thousands by filing date | |
| ADAPTIVE BIOTECHNOLOGIES CORP COM | 00650F109 | Stock | 5,430 | $219,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 33,957 | $219,000 | thousands by filing date | |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 15,354 | $219,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 4,139 | $218,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 6,260 | $218,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 2,000 | $217,000 | thousands by filing date | call |
| KAMAN CORP-CLASS A | 483548103 | COM | 4,174 | $216,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 20,132 | $215,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 3,725 | $215,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 4,291 | $215,000 | thousands by filing date | |
| MAYVILLE ENGINEERING CO INC | 578605107 | COMMON STOCK | 14,840 | $214,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 1,901 | $213,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 8,000 | $212,000 | thousands by filing date | call |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 4,898 | $212,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 14,069 | $212,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 115,293 | $212,000 | thousands by filing date | |
| MSP RECOVERY INC COM CL A | 53625R104 | Stock | 21,538 | $212,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 1,680 | $211,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 14,501 | $211,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 818 | $211,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 7,694 | $210,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 4,549 | $210,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 10,412 | $210,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 5,068 | $210,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 2,603 | $209,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 2,930 | $209,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 5,087 | $209,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 1,089 | $209,000 | thousands by filing date | |
| BANK7 CORP | 06652N107 | COMMON STOCK | 11,846 | $209,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 4,721 | $209,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 4,585 | $209,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 6,966 | $208,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 7,253 | $207,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 4,732 | $207,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 5,285 | $206,000 | thousands by filing date | principal |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 21,878 | $205,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 11,557 | $205,000 | thousands by filing date | |
| CORSAIR GAMING INC | 22041X102 | COM | 6,170 | $204,000 | thousands by filing date | |
| CHAMPIONX CORPORATION | 15872M104 | COM | 9,410 | $204,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 4,232 | $203,000 | thousands by filing date | |
| KONTOOR BRANDS INC | 50050N103 | COM | 4,152 | $203,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 4,600 | $203,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 5,176 | $202,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 829 | $202,000 | thousands by filing date | |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 9,814 | $202,000 | thousands by filing date | |
| SILK ROAD MEDICAL INC | 82710M100 | COMMON STOCK | 3,971 | $202,000 | thousands by filing date | |
| FLEX LNG LTD | G35947202 | SHS | 23,104 | $201,000 | thousands by filing date | |
| CERENCE INC COM | 156727109 | Stock | 2,239 | $200,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 19,624 | $200,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 7,725 | $200,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 5,325 | $200,000 | thousands by filing date | |
| NIKOLA CORP | 654110105 | COM | 14,201 | $199,000 | thousands by filing date | |
| CUSHMAN WAKEFIELD PLC | G2717B108 | SHS | 12,133 | $197,000 | thousands by filing date | |
| MEREO BIOPHARMA GROUP PLC | 589492107 | CMN | 58,217 | $196,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 369 | $194,000 | thousands by filing date | principal |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 4,000 | $193,000 | thousands by filing date | put |
| TRANSALTA CORP | 89346D107 | COM | 20,370 | $193,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 30,775 | $192,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 42,993 | $192,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 19,565 | $186,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 65,854 | $186,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 12,089 | $186,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 14,700 | $185,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 2,000 | $183,000 | thousands by filing date | call |
| CUREVAC N V | N2451R105 | COM | 2,000 | $183,000 | thousands by filing date | call |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 10,000 | $182,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 800 | $180,000 | thousands by filing date | put |
| Bristol-Myers Squibb Company | 110122108 | COM | 2,800 | $178,000 | thousands by filing date | call |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 27,833 | $178,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 21,793 | $178,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 729 | $176,000 | thousands by filing date | principal |
| FASTENAL CO COM | 311900104 | Stock | 3,500 | $176,000 | thousands by filing date | call |
| TIPTREE INC | 88822Q103 | COM | 19,371 | $176,000 | thousands by filing date | |
| RICHMOND MUTUAL BANCORPORATI | 76525P100 | COMMON STOCK | 12,582 | $172,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 11,802 | $172,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 13,000 | $171,000 | thousands by filing date | call |
| VERMILION ENERGY INC COM | 923725105 | Stock | 23,211 | $169,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 11,509 | $169,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 11,531 | $169,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 11,604 | $166,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 1,200 | $160,000 | thousands by filing date | put |
| OPENLANE INC | 48238T109 | COM | 10,560 | $159,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 22,180 | $157,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 12,572 | $155,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 1,500 | $153,000 | thousands by filing date | call |
| VELOCITY FINANCIAL INC | 92262D101 | COMMON STOCK | 16,982 | $153,000 | thousands by filing date | |
| LANDSEA HOMES CORP | 51509P103 | COM | 16,031 | $152,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 14,380 | $152,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 18,176 | $151,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 12,561 | $151,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 14,469 | $151,000 | thousands by filing date | |
| NEXTCURE INC | 65343E108 | COM | 15,562 | $151,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 11,998 | $150,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 12,867 | $149,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 14,239 | $149,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 2,721 | $148,000 | thousands by filing date | principal |
| INTERFACE INC | 458665304 | COM | 11,671 | $146,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 11,524 | $146,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 18,141 | $145,000 | thousands by filing date | |
| CASPER SLEEP INC | 147626105 | COM | 20,107 | $144,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 10,003 | $142,000 | thousands by filing date | |
| CEREVEL THERAPEUTICS HLDNG I | 15678U128 | COM | 10,518 | $140,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 10,149 | $139,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 27,443 | $139,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 14,969 | $138,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 18,695 | $138,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 30,454 | $137,000 | thousands by filing date | |
| POWERFLEET INC | 73931J109 | COMMON STOCK | 16,703 | $137,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 10,157 | $137,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 31,122 | $135,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 2,585 | $134,000 | thousands by filing date | principal |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 39,062 | $132,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 10,000 | $131,000 | thousands by filing date | put |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 2,000 | $131,000 | thousands by filing date | put |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 41,589 | $131,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 13,265 | $130,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 74,001 | $130,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 24,574 | $130,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 250 | $129,000 | thousands by filing date | principal |
| AT&T Inc | 00206R102 | COM | 4,208 | $128,000 | thousands by filing date | principal |
| XYLEM INC COM | 98419M100 | Stock | 1,200 | $126,000 | thousands by filing date | put |
| Abbott Laboratories | 002824100 | COM | 1,044 | $125,000 | thousands by filing date | principal |
| PepsiCo,Inc. | 713448108 | COM | 870 | $124,000 | thousands by filing date | principal |
| GAIA INC NEW | 36269P104 | CL A | 10,455 | $124,000 | thousands by filing date | |
| VERONA PHARMA PLC | 925050106 | SPONSORED ADS | 15,041 | $124,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 28,124 | $123,000 | thousands by filing date | |
| PERDOCEO ED CORP | 71363P106 | COM | 10,280 | $123,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 11,430 | $123,000 | thousands by filing date | |
| ACCEL ENTERTAINMENT INC | 00436Q106 | COMMON STOCK | 11,265 | $122,000 | thousands by filing date | |
| Renovaro Inc | 29350E104 | Common Stock | 34,578 | $122,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 16,421 | $121,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 40,945 | $121,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 3,314 | $120,000 | thousands by filing date | principal |
| PAE INC | 69290Y109 | COM CL A | 13,429 | $120,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 1,107 | $117,000 | thousands by filing date | principal |
| Merck & Co.,Inc. | 58933Y105 | COM | 1,524 | $117,000 | thousands by filing date | principal |
| GOPRO INC | 38268T103 | CL A | 10,000 | $116,000 | thousands by filing date | call |
| Adobe Inc | 00724F101 | COM | 239 | $113,000 | thousands by filing date | principal |
| Salesforce.com, Inc | 79466L302 | COM | 537 | $113,000 | thousands by filing date | principal |
| GALERA THERAPEUTICS EQUICLASS EQUITY | 36338D108 | COMMON STOCK | 13,030 | $113,000 | thousands by filing date | |
| TRIP COM GROUP LTD ADS | 89677Q107 | ADR | 2,800 | $112,000 | thousands by filing date | call |
| PROVENTION BIO INC | 74374N102 | COM | 10,492 | $109,000 | thousands by filing date | |
| BIONTECH SE SPONSORED ADS | 09075V102 | ADR | 1,000 | $108,000 | thousands by filing date | put |
| LOGICBIO THERAPEUTICS INC | 54142F102 | COM | 15,004 | $108,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 232 | $107,000 | thousands by filing date | principal |
| Costco Wholesale Corporation | 22160K105 | COM | 300 | $107,000 | thousands by filing date | call |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 20,351 | $106,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 11,160 | $105,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 460 | $103,000 | thousands by filing date | principal |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 41,148 | $102,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 1,450 | $102,000 | thousands by filing date | principal |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 224 | $102,000 | thousands by filing date | principal |
| IAMGOLD CORP COM | 450913108 | Stock | 33,455 | $102,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 24,803 | $101,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 10,000 | $100,000 | thousands by filing date | call |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 37,463 | $100,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 54,663 | $99,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 800 | $95,000 | thousands by filing date | call |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 10,493 | $94,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 3,000 | $91,000 | thousands by filing date | put |
| Citigroup Inc. | 172967424 | COM | 1,228 | $90,000 | thousands by filing date | principal |
| NEXTIER OILFIELD SOLUTIONS INC | 65290C105 | COMMON STOCK | 24,100 | $89,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 10,022 | $88,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 22,460 | $86,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 792 | $85,000 | thousands by filing date | principal |
| SELECT INTERIOR CONCEPTS INC CLASS | 816120307 | CL A | 11,771 | $85,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 238 | $84,000 | thousands by filing date | principal |
| Philip Morris International Inc. | 718172109 | COM | 900 | $80,000 | thousands by filing date | principal |
| Coca-Cola Company | 191216100 | COM | 1,500 | $79,000 | thousands by filing date | put |
| OPTINOSE INC | 68404V100 | COM | 21,787 | $78,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 900 | $74,000 | thousands by filing date | principal |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 27,692 | $74,000 | thousands by filing date | |
| CUREVAC N V | N2451R105 | COM | 799 | $73,000 | thousands by filing date | |
| MULTIPLAN CORPORATION | 62548M100 | COM | 12,703 | $73,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 14,537 | $72,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 285 | $71,000 | thousands by filing date | principal |
| International Business Machines Corporation | 459200101 | COM | 530 | $71,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 325 | $71,000 | thousands by filing date | principal |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 21,172 | $69,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 13,624 | $68,000 | thousands by filing date | |
| WESTWATER RES INC | 961684206 | COM NEW | 12,538 | $67,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 18,989 | $63,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 400 | $61,000 | thousands by filing date | put |
| ADMA BIOLOGICS INC | 000899104 | COM | 33,193 | $59,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 36,572 | $58,000 | thousands by filing date | |
| EXICURE INC | 30205M101 | COM | 26,919 | $58,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 16,980 | $56,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 12,438 | $56,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 13,078 | $56,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 19,100 | $55,000 | thousands by filing date | put |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 19,100 | $55,000 | thousands by filing date | call |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 14,934 | $54,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 10,999 | $54,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 15,217 | $53,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 11,409 | $49,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 14,673 | $49,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 10,939 | $47,000 | thousands by filing date | |
| HYCROFT MINING HOLDING CORP | 44862P109 | COM | 12,315 | $44,000 | thousands by filing date | |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 50,000 | $42,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 482 | $41,000 | thousands by filing date | principal |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 300 | $41,000 | thousands by filing date | principal |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 18,550 | $41,000 | thousands by filing date | |
| ABRDN PLATINUM ETF TRUST | 003260106 | PHYSCL PLATM SHS | 350 | $39,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 27,137 | $38,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 14,780 | $36,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 12,500 | $35,000 | thousands by filing date | |
| FOLEY TRASIMENE ACQUISTN COR | 34431F112 | *W EXP 05/26/202 | 20,000 | $32,000 | thousands by filing date | |
| NEXTDECADE CORP | 65342K105 | COM | 11,355 | $30,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 12,177 | $28,000 | thousands by filing date | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 254 | $27,000 | thousands by filing date | principal |
| TRIP COM GROUP LTD ADS | 89677Q107 | ADR | 608 | $24,000 | thousands by filing date | principal |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 10,376 | $20,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 400 | $18,000 | thousands by filing date | call |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 521 | $16,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 14,103 | $15,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 200 | $13,000 | thousands by filing date | put |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 568 | $8,000 | thousands by filing date | principal |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 254 | $8,000 | thousands by filing date | principal |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 119 | $6,000 | thousands by filing date | principal |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 307 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000873630-21-000003 | this filing | 2021-05-14 | acceptance time not in the bulk data set |