13F-HR/A filed by HSBC HOLDINGS PLC
HSBC HOLDINGS PLC filed this 13F-HR/A for the quarter ended 2020-12-31, filed 2021-02-25, with 3,019 holding rows worth $74,576,485,000.
- Accession
- 0000873630-21-000002
- Filer
- CIK 873630
- Filed
- 2021-02-25
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, amendment of type restatement, 7,105 entries on the cover page, a total value of $74,576,485,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $75,039,186,000 with VALUE read as thousands by filing date, 13F file number 028-03140. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerHSBC Bank USA, N.A.028-15552
- included managerHSBC Global Asset Management (Hong Kong) Ltd028-15530
- included managerHSBC International Trustee Ltd028-15532
- included managerHSBC Global Asset Management (UK) Ltd028-15540
- included managerHSBC GLOBAL ASSET MANAGEMENT (FRANCE)028-15545
- included managerHSBC Global Asset Management (Canada) LTD028-15539
- included managerHSBC Trinkaus & Burkhardt AG, Germany028-15546
- included managerHang Seng Investment Management Ltd028-18048
- included managerHSBC PRIVATE BANK (SUISSE) LTD028-15555
- included managerHongkong & Shanghai Banking Corp Ltd / ASP028-15975
- included managerHSBC BANK PLC028-15563
- included managerHSBC GLOBAL ASSET MANAGEMENT (MEXICO), SA DE CV, SOCIEDAD OPERADORA DE FONDOS DE INVERSION, GRUPO FINANCIERO HSBC028-18663
- included managerHSBC GLOBAL ASSET MANAGEMENT (DEUTSCHLAND) GMBH028-15547
- included managerHSBC SECURITIES USA INC028-17084
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 30,018 | $332,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 11,128 | $332,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 3,763 | $330,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 21,525 | $330,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 4,567 | $330,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 2,389 | $330,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 6,282 | $329,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 25,326 | $329,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 2,727 | $328,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 2,400 | $327,000 | thousands by filing date | call |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 6,416 | $327,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 8,877 | $326,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 5,300 | $326,000 | thousands by filing date | call |
| TFS FINL CORP | 87240R107 | COM | 18,493 | $325,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 20,695 | $325,000 | thousands by filing date | |
| ALLAKOS INC | 01671P100 | COM | 2,310 | $325,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 28,232 | $324,000 | thousands by filing date | |
| TREAN INS GROUP INC | 89457R101 | COM | 24,996 | $324,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 44,818 | $323,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 10,549 | $322,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 2,069 | $322,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383L105 | COM NEW | 26,389 | $322,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 30,953 | $321,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 8,198 | $321,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 67,406 | $321,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 25,093 | $319,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 2,879 | $319,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 9,113 | $319,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 17,876 | $319,000 | thousands by filing date | |
| INMODE LTD SHS | M5425M103 | Stock | 6,663 | $318,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 900 | $318,000 | thousands by filing date | call |
| TIPTREE INC | 88822Q103 | COM | 62,943 | $317,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 8,162 | $316,000 | thousands by filing date | |
| DESIGNER BRANDS INC | 250565108 | CL A | 41,211 | $316,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 21,124 | $316,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 18,200 | $315,000 | thousands by filing date | put |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 9,422 | $315,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 1,460 | $315,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 13,095 | $315,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 6,059 | $315,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 3,317 | $314,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 2,938 | $314,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 14,478 | $314,000 | thousands by filing date | |
| YETI HLDGS INC COM | 98585X104 | Stock | 4,531 | $313,000 | thousands by filing date | |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 41,457 | $313,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 26,126 | $312,000 | thousands by filing date | |
| FREQUENCY THERAPEUTICS INC | 35803L108 | COM | 8,784 | $312,000 | thousands by filing date | |
| WESTERN MIDSTREAM PARTNERS L | 958669103 | COM UNIT LP INT | 22,457 | $311,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 20,708 | $310,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 3,318 | $309,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 27,047 | $308,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 15,639 | $307,000 | thousands by filing date | |
| MAGNOLIA OIL & GAS CORP | 559663109 | CL A | 42,767 | $307,000 | thousands by filing date | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 39,491 | $307,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 12,875 | $305,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 4,876 | $305,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 10,568 | $304,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 16,427 | $304,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 6,797 | $304,000 | thousands by filing date | |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 13,408 | $303,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 5,742 | $303,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 64,161 | $302,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 22,407 | $302,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 17,167 | $301,000 | thousands by filing date | |
| ONTO INNOVATION INC COM | 683344105 | Stock | 6,276 | $300,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 8,695 | $300,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 61,752 | $299,000 | thousands by filing date | |
| SAPIENS INTL CORP N V SHS | G7T16G103 | Stock | 9,712 | $298,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 42,685 | $297,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 6,604 | $297,000 | thousands by filing date | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 14,654 | $296,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 41,750 | $296,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 5,196 | $296,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 6,690 | $295,000 | thousands by filing date | |
| ISHARES TR | 46435G862 | MSCI UN KNGDOM | 14,400 | $295,000 | thousands by filing date | |
| AXOSFINLINC | 05465C100 | STOK | 7,793 | $294,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 1,200 | $294,000 | thousands by filing date | call |
| WELBILT INC | 949090104 | COM | 22,265 | $294,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 3,821 | $293,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 3,088 | $293,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 4,868 | $293,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 3,700 | $293,000 | thousands by filing date | |
| CABALETTA BIO INC | 12674W109 | COMMON STOCK | 24,258 | $292,000 | thousands by filing date | |
| BANCO BBVA ARGENTINA S A | 058934100 | SPONSORED ADS | 90,331 | $291,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 1,495 | $291,000 | thousands by filing date | |
| COASTAL FINL CORP WA | 19046P209 | COM NEW | 13,915 | $290,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 9,088 | $290,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 9,749 | $290,000 | thousands by filing date | |
| CTO REALTY GROWTH INC | 22948P103 | COM | 6,901 | $290,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 4,680 | $289,000 | thousands by filing date | |
| MERIDIAN CORP | 58958P104 | COMMON STOCK | 13,934 | $289,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 42,944 | $289,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 117,069 | $289,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 8,831 | $288,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 12,748 | $288,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 10,175 | $288,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 16,872 | $288,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 4,147 | $288,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 3,170 | $287,000 | thousands by filing date | |
| JAMF HLDG CORP COM | 47074L105 | Stock | 9,726 | $287,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 56,678 | $286,000 | thousands by filing date | |
| FLEX LNG LTD | G35947202 | SHS | 32,354 | $285,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 1,200 | $284,000 | thousands by filing date | call |
| GOODRX HLDGS INC | 38246G108 | COM CL A | 7,056 | $284,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 4,200 | $283,000 | thousands by filing date | call |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 4,059 | $283,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 9,379 | $283,000 | thousands by filing date | |
| MAGNITE INC COM | 55955D100 | Stock | 9,195 | $282,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 19,350 | $282,000 | thousands by filing date | |
| CORNERSTONE BLDG BRANDS INC | 21925D109 | COM | 30,063 | $282,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 7,026 | $281,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 10,171 | $281,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 1,200 | $280,000 | thousands by filing date | put |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 3,881 | $280,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 72,481 | $280,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 4,500 | $279,000 | thousands by filing date | call |
| CHEMOCENTRYX INC | 16383L106 | COM | 4,505 | $279,000 | thousands by filing date | |
| AMERICAN NATIONAL GROUP INC | 02772A109 | COM NEW | 2,913 | $278,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 6,589 | $276,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 3,128 | $276,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 2,000 | $276,000 | thousands by filing date | call |
| CVR ENERGY, INC. | 12662P108 | COM | 18,178 | $275,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 7,512 | $274,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 3,972 | $274,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 47,558 | $274,000 | thousands by filing date | |
| BLACK DIAMOND THERAPEUTICS I | 09203E105 | COM | 8,518 | $274,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 1,100 | $273,000 | thousands by filing date | call |
| OPEN LENDING CORP | 68373J104 | COM | 8,002 | $273,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 18,903 | $273,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 3,938 | $272,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 13,218 | $272,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 2,700 | $271,000 | thousands by filing date | put |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 5,777 | $271,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 1,320 | $271,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 1,551 | $270,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 1,505 | $270,000 | thousands by filing date | |
| TENABLE HLDGS INC | 88025T102 | COM | 5,159 | $270,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 16,418 | $270,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 21,494 | $270,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 15,446 | $269,000 | thousands by filing date | |
| ROCKET COS INC | 77311W101 | COM CL A | 13,090 | $268,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 2,378 | $268,000 | thousands by filing date | |
| HAMILTON LANE INC | 407497106 | CL A | 3,434 | $267,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 3,982 | $266,000 | thousands by filing date | |
| SAFEHOLD INC | 78645L100 | COM | 3,695 | $266,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 17,727 | $266,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 7,033 | $266,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 9,806 | $265,000 | thousands by filing date | |
| UPWORK INC | 91688F104 | COM | 7,589 | $265,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 6,559 | $265,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 9,392 | $264,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 10,224 | $263,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 13,270 | $263,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 3,782 | $262,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 11,785 | $262,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 7,333 | $262,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 2,129 | $261,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 5,273 | $261,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 20,086 | $261,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 1,738 | $261,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 34,869 | $260,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 14,586 | $260,000 | thousands by filing date | |
| EVERQUOTE INC | 30041R108 | COM CL A | 7,101 | $260,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 3,000 | $259,000 | thousands by filing date | call |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 5,956 | $259,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 4,000 | $258,000 | thousands by filing date | put |
| APOGEE ENTERPRISES INC | 037598109 | COM | 8,130 | $258,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 65,838 | $258,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 1,584 | $258,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 1,496 | $258,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 4,658 | $257,000 | thousands by filing date | |
| CENTERSPACE COM | 15202L107 | REIT | 3,659 | $257,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 5,381 | $257,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 89,782 | $257,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 20,407 | $256,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 2,000 | $255,000 | thousands by filing date | call |
| ANSYS INC COM | 03662Q105 | COM | 700 | $255,000 | thousands by filing date | call |
| ARCUTIS BIOTHERAPEUTICS INC | 03969K108 | COM | 9,010 | $255,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 5,757 | $254,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 26,762 | $254,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 6,547 | $254,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 44,195 | $254,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 3,618 | $253,000 | thousands by filing date | |
| CRINETICS PHARMACEUTICALS INC COM | 22663K107 | Stock | 17,868 | $252,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 29,043 | $252,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 3,636 | $252,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 17,743 | $252,000 | thousands by filing date | |
| RIMINI STR INC DEL | 76674Q107 | COM | 56,974 | $252,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 2,748 | $252,000 | thousands by filing date | |
| BELLRING BRANDS INC | 079823100 | COMMON STOCK | 10,427 | $252,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 51,406 | $252,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 15,539 | $251,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 10,074 | $250,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 4,932 | $250,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 17,940 | $250,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 26,018 | $250,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 11,730 | $248,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 37,639 | $248,000 | thousands by filing date | |
| LEVEL ONE BANCORP INC | 52730d208 | COM | 12,063 | $248,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 31,863 | $246,000 | thousands by filing date | |
| ARVINAS INC | 04335A105 | COM | 2,960 | $246,000 | thousands by filing date | |
| LUMINAR TECHNOLOGIES INC | 550424105 | COM CL A | 7,200 | $246,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 23,363 | $245,000 | thousands by filing date | |
| BRP INC COM SUN VTG | 05577W200 | Stock | 3,685 | $244,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 2,104 | $244,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 15,100 | $243,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 3,462 | $243,000 | thousands by filing date | |
| AMALGAMATED BANK | 022663108 | COMMON STOCK | 17,552 | $243,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 11,885 | $242,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 18,174 | $242,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 4,970 | $241,000 | thousands by filing date | |
| ACCEL ENTERTAINMENT INC | 00436Q106 | COMMON STOCK | 23,502 | $241,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 9,369 | $241,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 11,631 | $240,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 3,726 | $237,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 5,433 | $236,000 | thousands by filing date | |
| CARGURUS INC COM CL A | 141788109 | Stock | 7,401 | $236,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 25,003 | $236,000 | thousands by filing date | |
| FORMA THERAPEUTICS HLDGS INC | 34633R104 | SHS | 6,507 | $235,000 | thousands by filing date | |
| SHIFT4 PMTS INC CL A | 82452J109 | Stock | 3,128 | $234,000 | thousands by filing date | |
| ATHIRA PHARMA INC | 04746L104 | COM | 6,852 | $234,000 | thousands by filing date | |
| ALBERTSONS COMPANIES INC COMMON STOCK | 013091103 | Stock | 13,201 | $233,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 6,032 | $233,000 | thousands by filing date | |
| 1LIFE HEALTHCARE INC | 68269G107 | COM | 5,347 | $233,000 | thousands by filing date | |
| PALOMAR HLDGS INC COM | 69753M105 | Stock | 2,624 | $232,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 1,560 | $232,000 | thousands by filing date | |
| EMERALD HOLDING INC | 29103W104 | COM | 43,034 | $232,000 | thousands by filing date | |
| LEMONADEINC | 52567D107 | STOK | 1,867 | $231,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 4,145 | $231,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 9,409 | $231,000 | thousands by filing date | |
| AARONS CO INC | 00258W108 | COM | 12,096 | $230,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 75 | $229,000 | thousands by filing date | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 16,229 | $229,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 1,015 | $227,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 3,802 | $227,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 5,724 | $227,000 | thousands by filing date | |
| STRATEGIC ED INC COM | 86272C103 | Stock | 2,375 | $226,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 13,031 | $226,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 33,399 | $226,000 | thousands by filing date | |
| SI BONE INC | 825704109 | COM | 7,505 | $225,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 12,994 | $225,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 13,399 | $224,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 9,579 | $224,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 14,645 | $224,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 11,000 | $223,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 14,154 | $223,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602605 | COM NEW | 22,764 | $223,000 | thousands by filing date | |
| API GROUP CORP COM STK | 00187Y100 | Stock | 12,154 | $222,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 19,956 | $222,000 | thousands by filing date | |
| PENNYMAC FINL SVCS INC NEW | 70932M107 | COM | 3,392 | $221,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 3,421 | $221,000 | thousands by filing date | |
| GENMAB A/S | 372303206 | Ordinary Shares, nominal value DKK 1 per share | 5,414 | $220,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 5,968 | $220,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 29,880 | $220,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 30,892 | $220,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 4,968 | $219,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 21,484 | $219,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 2,000 | $218,000 | thousands by filing date | put |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 5,269 | $218,000 | thousands by filing date | |
| GROCERY OUTLET HLDG CORP COM | 39874R101 | Stock | 5,491 | $217,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 37,100 | $217,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 6,837 | $217,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 8,324 | $217,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 7,040 | $217,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 12,019 | $216,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 5,105 | $216,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 14,847 | $216,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 11,966 | $216,000 | thousands by filing date | |
| MAYVILLE ENGINEERING CO INC | 578605107 | COMMON STOCK | 16,054 | $216,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 11,000 | $216,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 118,989 | $216,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 3,249 | $215,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 19,765 | $215,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 5,618 | $215,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 4,343 | $215,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 3,357 | $215,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 14,075 | $215,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 7,492 | $215,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 3,363 | $214,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 10,786 | $214,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 5,900 | $213,000 | thousands by filing date | call |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 9,119 | $213,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 10,000 | $212,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 12,130 | $212,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 17,921 | $212,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 8,006 | $212,000 | thousands by filing date | |
| JFROG LTD ORD SHS | M6191J100 | Stock | 3,354 | $211,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 2,593 | $211,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 7,752 | $211,000 | thousands by filing date | |
| MEREO BIOPHARMA GROUP PLC | 589492107 | CMN | 58,217 | $211,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 1,641 | $210,000 | thousands by filing date | |
| PLIANT THERAPEUTICS INC | 729139105 | COM | 9,053 | $209,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 13,845 | $209,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 18,350 | $208,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 1,826 | $208,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 6,849 | $208,000 | thousands by filing date | |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 3,578 | $208,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 3,399 | $207,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 8,256 | $207,000 | thousands by filing date | |
| SILK ROAD MEDICAL INC | 82710M100 | COMMON STOCK | 3,301 | $207,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 6,332 | $206,000 | thousands by filing date | |
| CURIOSITYSTREAM INC | 23130Q107 | COMMON STOCK | 14,697 | $206,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 3,837 | $206,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 1,900 | $205,000 | thousands by filing date | call |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 7,906 | $205,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 8,130 | $205,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO CL A | 03748R747 | REIT | 38,822 | $204,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 6,147 | $204,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 4,610 | $204,000 | thousands by filing date | |
| ONCORUS INC | 68236R103 | COM | 6,315 | $204,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 3,484 | $203,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 5,332 | $203,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 59,967 | $203,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 26,416 | $202,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 5,739 | $202,000 | thousands by filing date | |
| PENNANT GROUP INC | 70805E109 | COM | 3,503 | $201,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 54,311 | $201,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 4,104 | $201,000 | thousands by filing date | |
| GATOS SILVER INC | 368036109 | COM | 15,581 | $201,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 16,151 | $199,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 42,634 | $199,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 28,673 | $199,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 12,543 | $199,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 15,878 | $198,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 26,601 | $197,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 93,780 | $197,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 12,698 | $196,000 | thousands by filing date | |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 10,293 | $196,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 12,888 | $196,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 10,832 | $195,000 | thousands by filing date | |
| PERDOCEO ED CORP | 71363P106 | COM | 15,507 | $195,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 60,843 | $195,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 15,995 | $193,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 4,000 | $190,000 | thousands by filing date | call |
| INFINERA CORP | 45667G103 | COMMON STOCK | 17,905 | $189,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 10,478 | $187,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 10,167 | $185,000 | thousands by filing date | |
| WHOLE EARTH BRANDS INC | 96684W100 | COM CL A | 16,999 | $185,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 14,060 | $185,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 12,677 | $181,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 40,000 | $179,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 14,651 | $178,000 | thousands by filing date | |
| RICHMOND MUTUAL BANCORPORATI | 76525P100 | COMMON STOCK | 12,874 | $178,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 500 | $177,000 | thousands by filing date | put |
| EXXON MOBIL CORP | 30231G102 | COM | 4,300 | $177,000 | thousands by filing date | put |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 2,000 | $177,000 | thousands by filing date | call |
| RADIUS GLOBAL INFRASTRUCTURE INC | 750481103 | COMMON STOCK | 13,570 | $177,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 10,177 | $174,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 11,036 | $174,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 26,754 | $174,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 11,322 | $173,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 4,800 | $171,000 | thousands by filing date | call |
| BANK7 CORP | 06652N107 | COMMON STOCK | 11,914 | $170,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 18,884 | $170,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 13,654 | $170,000 | thousands by filing date | |
| ALECTOR INC | 014442107 | COMMON STOCK | 11,105 | $168,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 11,853 | $168,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 10,947 | $167,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 19,126 | $167,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 49,324 | $167,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 60,235 | $167,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 11,300 | $167,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 10,000 | $166,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 21,902 | $166,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 10,755 | $165,000 | thousands by filing date | |
| HARPOON THERAPEUTICS INC | 41358P106 | COM | 10,331 | $165,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 2,800 | $164,000 | thousands by filing date | call |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 61,574 | $164,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 11,765 | $161,000 | thousands by filing date | |
| GRID DYNAMICS HLDGS INC | 39813G109 | CL A | 12,897 | $159,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 14,370 | $159,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 15,001 | $159,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 16,799 | $158,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 11,632 | $157,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 23,541 | $156,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 29,806 | $156,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 1,100 | $155,000 | thousands by filing date | put |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 28,101 | $154,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 15,840 | $154,000 | thousands by filing date | |
| PCB BANCORP | 69320M109 | COMMON STOCK | 15,166 | $154,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 19,370 | $153,000 | thousands by filing date | |
| CUSHMAN WAKEFIELD PLC | G2717B108 | SHS | 10,382 | $153,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 21,679 | $153,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 59,002 | $153,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 36,005 | $152,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 1,200 | $151,000 | thousands by filing date | put |
| VALLEY NATL BANCORP | 919794107 | COM | 15,535 | $151,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 19,582 | $151,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 13,148 | $151,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 11,901 | $150,000 | thousands by filing date | |
| FISKER INC | 33813J106 | CL A COM STK | 10,065 | $149,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 10,038 | $149,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 17,529 | $149,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 52,124 | $146,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 20,370 | $146,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 20,528 | $145,000 | thousands by filing date | |
| EVELO BIOSCIENCES INC | 299734103 | COM | 11,593 | $145,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 800 | $142,000 | thousands by filing date | call |
| APTINYX INC | 03836N103 | COM | 41,751 | $142,000 | thousands by filing date | |
| GALERA THERAPEUTICS EQUICLASS EQUITY | 36338D108 | COMMON STOCK | 13,274 | $140,000 | thousands by filing date | |
| NIKOLA CORP | 654110105 | COM | 9,175 | $138,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 22,320 | $138,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 26,223 | $137,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 28,057 | $136,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 33,917 | $136,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 12,210 | $134,000 | thousands by filing date | |
| NEXTIER OILFIELD SOLUTIONS INC | 65290C105 | COMMON STOCK | 39,029 | $133,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 6,000 | $130,000 | thousands by filing date | call |
| POWERFLEET INC | 73931J109 | COMMON STOCK | 17,395 | $129,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 55,145 | $128,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 18,200 | $128,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 20,633 | $127,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 29,546 | $126,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 13,318 | $126,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 2,100 | $125,000 | thousands by filing date | put |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 10,500 | $125,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588307 | COM | 21,897 | $125,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 24,017 | $124,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 18,097 | $123,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 1,200 | $122,000 | thousands by filing date | put |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 11,603 | $122,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 11,788 | $122,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 900 | $120,000 | thousands by filing date | call |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 16,277 | $120,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 12,198 | $120,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 10,781 | $119,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 13,540 | $119,000 | thousands by filing date | |
| LOGICBIO THERAPEUTICS INC | 54142F102 | COM | 15,396 | $118,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 2,400 | $117,000 | thousands by filing date | call |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 12,037 | $117,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T108 | COM | 14,181 | $117,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 27,138 | $116,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 10,493 | $116,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 39,104 | $114,000 | thousands by filing date | |
| VELOCITY FINANCIAL INC | 92262D101 | COMMON STOCK | 18,311 | $113,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 28,220 | $113,000 | thousands by filing date | |
| OI SA-ADR | 670851500 | ADR | 55,458 | $113,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 22,384 | $111,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 34,630 | $111,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 83,280 | $110,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 18,812 | $109,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 16,425 | $107,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 11,226 | $107,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 15,890 | $105,000 | thousands by filing date | |
| VERONA PHARMA PLC | 925050106 | SPONSORED ADS | 15,041 | $105,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 14,535 | $103,000 | thousands by filing date | |
| MARATHON PATENT GROUP INC | 56585W401 | COM | 10,000 | $103,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 3,900 | $102,000 | thousands by filing date | call |
| KOSMOS ENERGY LTD | 500688106 | COM | 42,460 | $102,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 43,479 | $102,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 19,569 | $102,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 15,361 | $102,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 27,229 | $101,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 31,292 | $101,000 | thousands by filing date | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 11,904 | $101,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 10,402 | $98,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 29,606 | $98,000 | thousands by filing date | |
| HYCROFT MINING HOLDING CORP | 44862P109 | COM | 12,315 | $97,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 30,354 | $96,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 12,819 | $95,000 | thousands by filing date | |
| EQUILLIUM INC | 29446K106 | COM | 16,944 | $94,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 29,015 | $93,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 12,512 | $92,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 22,817 | $92,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 3,000 | $86,000 | thousands by filing date | put |
| EXICURE INC | 30205M101 | COM | 50,383 | $86,000 | thousands by filing date | |
| SELECT INTERIOR CONCEPTS INC CLASS | 816120307 | CL A | 11,791 | $83,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 2,000 | $79,000 | thousands by filing date | call |
| MBIA INC | 55262C100 | COMMON STOCK | 11,788 | $76,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 26,740 | $75,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 15,079 | $69,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 10,000 | $69,000 | thousands by filing date | put |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 16,463 | $68,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 500 | $67,000 | thousands by filing date | put |
| Renovaro Inc | 29350E104 | Common Stock | 21,869 | $67,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 10,537 | $66,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 21,564 | $64,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 18,507 | $62,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 12,171 | $61,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 13,545 | $59,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 14,843 | $59,000 | thousands by filing date | |
| ORLA MNG LTD NEW | 68634K106 | COM | 10,690 | $58,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 12,566 | $57,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 12,948 | $53,000 | thousands by filing date | |
| SEAGEN INC | 81181C104 | COM | 300 | $52,000 | thousands by filing date | call |
| FOLEY TRASIMENE ACQUISTN COR | 34431F112 | *W EXP 05/26/202 | 20,000 | $51,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 30,314 | $50,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 19,693 | $50,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 10,052 | $50,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 200 | $48,000 | thousands by filing date | put |
| USA TODAY CO INC | 36472T109 | COM | 13,041 | $45,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 600 | $44,000 | thousands by filing date | put |
| GERON CORP | 374163103 | COM | 28,247 | $43,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 13,373 | $43,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 16,745 | $40,000 | thousands by filing date | |
| LIVEXLIVE MEDIA INC | 53839L208 | COM NEW | 12,400 | $40,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 1,000 | $39,000 | thousands by filing date | put |
| DURECT CORP | 266605104 | COM | 18,512 | $38,000 | thousands by filing date | |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 22,490 | $36,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 22,537 | $33,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000873630-21-000001 | superseded | 2021-02-12 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000873630-21-000002 | this filing | 2021-02-25 | acceptance time not in the bulk data set |